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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+4.14%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$192M
AUM Growth
+$8.48M
Cap. Flow
+$3M
Cap. Flow %
1.56%
Top 10 Hldgs %
26.66%
Holding
195
New
13
Increased
44
Reduced
58
Closed
9

Top Buys

Rank Stock Value
1
FXI icon
iShares China Large-Cap ETF
FXI
+$899K
2
GE icon
GE Aerospace
GE
+$876K
3
T icon
AT&T
T
+$778K
4
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$696K
5
TAP icon
Molson Coors Class B
TAP
+$602K

Top Sells

Rank Stock Value
1
EMC
EMC CORPORATION
EMC
+$875K
2
M icon
Macy's
M
+$607K
3
WMB icon
Williams Companies
WMB
+$540K
4
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$471K
5
GM icon
General Motors
GM
+$335K

Sector Composition

Rank Sector Weight
1 Healthcare 25.8%
2 Financials 12.12%
3 Consumer Staples 11.31%
4 Communication Services 11.14%
5 Technology 10.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CB icon
51
Chubb
CB
$135B
$1.15M 0.6%
9,120
– –
CCL icon
52
Carnival Corporation Ltd
CCL
$39.7B
$1.14M 0.59%
23,275
+11,275
+94% +$522K
CAH icon
53
Cardinal Health
CAH
$55.4B
$1.13M 0.59%
14,575
– –
SLB icon
54
SLB Ltd
SLB
$75B
$1.08M 0.56%
13,740
-964
-7% -$76.5K
HD icon
55
Home Depot
HD
$355B
$1.06M 0.55%
8,260
-100
-1% -$13.3K
YUM icon
56
Yum! Brands
YUM
$41.1B
$1.03M 0.53%
15,718
– –
ORCL icon
57
Oracle
ORCL
$423B
$1.02M 0.53%
26,076
– –
AIG icon
58
American International
AIG
$41.3B
$1.01M 0.53%
17,065
-155
-0.9% -$8.86K
IWN icon
59
iShares Russell 2000 Value ETF
IWN
$14.6B
$1M 0.52%
9,591
-50
-0.5% -$5.12K
MDLZ icon
60
Mondelez International
MDLZ
$79.9B
$999K 0.52%
22,734
+400
+2% +$17.5K
COP icon
61
ConocoPhillips
COP
$141B
$934K 0.49%
21,488
-500
-2% -$20.8K
FXI icon
62
iShares China Large-Cap ETF
FXI
$4.31B
$932K 0.48%
+24,530
New +$899K
MET icon
63
MetLife
MET
$62.1B
$919K 0.48%
23,204
-690
-3% -$25.9K
ABBV icon
64
AbbVie
ABBV
$435B
$891K 0.46%
14,123
– –
SCHE icon
65
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$880K 0.46%
38,160
+15
+0% +$339
ON icon
66
ON Semiconductor
ON
$31.6B
$878K 0.46%
71,275
-5,650
-7% -$58.5K
ETP
67
DELISTED
Energy Transfer Partners L.p.
ETP
$874K 0.45%
23,620
+10,640
+82% +$418K
HPE icon
68
Hewlett Packard
HPE
$70.5B
$873K 0.45%
65,997
-1,721
-3% -$21.3K
RTX icon
69
RTX Corp
RTX
$301B
$854K 0.44%
13,356
+318
+2% +$21.1K
MSFT icon
70
Microsoft
MSFT
$3.71T
$847K 0.44%
14,701
+335
+2% +$18.9K
PEP icon
71
PepsiCo
PEP
$190B
$820K 0.43%
7,541
– –
IWR icon
72
iShares Russell Mid-Cap ETF
IWR
$57.5B
$816K 0.42%
18,728
-2,400
-11% -$104K
PSX icon
73
Phillips 66
PSX
$81.4B
$811K 0.42%
10,070
– –
HUM icon
74
Humana
HUM
$46.2B
$804K 0.42%
4,545
– –
DIS icon
75
Walt Disney
DIS
$181B
$801K 0.42%
8,625
+105
+1% +$10.1K
1 2
3
4 5

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MAG
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MPAM
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LDFR
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SAS
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Regent Investment Management's Q3 2016 Portfolio in Review

As of Q3 2016, Regent Investment Management held 195 positions worth $192M, up 4.6% from $184M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Regent Investment Management's Q3 2016 filing shows 13 new, 44 increased, 58 reduced and 9 closed positions. Its largest new stake was iShares China Large-Cap ETF: 24,530 shares worth $932K. The largest sale was EMC CORPORATION, an estimated $875K.

By sector, the portfolio is most concentrated in Healthcare at 26% of assets, down from 28% a quarter earlier, followed by Financials and Consumer Staples.

  • Regent Investment Management's largest Q3 2016 buy was iShares China Large-Cap ETF: 24,530 shares worth $932K.
  • Regent Investment Management added most to GE Aerospace in Q3 2016, an estimated $876K increase.
  • Regent Investment Management's biggest Q3 2016 reduction was Macy's, cutting an estimated $607K.
  • Regent Investment Management fully exited EMC CORPORATION in Q3 2016, selling an estimated $875K.
  • Regent Investment Management's ten largest holdings make up 27% of its $192M portfolio in Q3 2016.
  • Regent Investment Management opened 13 new positions and closed 9 in Q3 2016.
  • Regent Investment Management's portfolio value rose 4.6% quarter-over-quarter to $192M.

Based on Regent Investment Management's 13F filing for Q3 2016, filed 18 Oct 2016.