We are live on ! Find out more
RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+0.41%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$180M
AUM Growth
-$7.25M
Cap. Flow
-$6.16M
Cap. Flow %
-3.42%
Top 10 Hldgs %
27.06%
Holding
191
New
10
Increased
42
Reduced
85
Closed
9

Top Buys

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$851K
2
EPP icon
iShares MSCI Pacific ex Japan ETF
EPP
+$723K
3
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$710K
4
CAH icon
Cardinal Health
CAH
+$455K
5
PFE icon
Pfizer
PFE
+$445K

Top Sells

Rank Stock Value
1
MCK icon
McKesson
MCK
+$1.62M
2
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$1.52M
3
VPL icon
Vanguard FTSE Pacific ETF
VPL
+$932K
4
UNP icon
Union Pacific
UNP
+$888K
5
M icon
Macy's
M
+$632K

Sector Composition

Rank Sector Weight
1 Healthcare 28.14%
2 Financials 12.28%
3 Consumer Staples 11.02%
4 Communication Services 10.13%
5 Technology 10.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WMB icon
51
Williams Companies
WMB
$86.1B
$1.03M 0.57%
64,215
+140
+0.2% +$2.41K
PFE icon
52
Pfizer
PFE
$153B
$1M 0.56%
35,591
+15,579
+78% +$445K
AIG icon
53
American International
AIG
$41.3B
$958K 0.53%
17,720
-350
-2% -$18.9K
MET icon
54
MetLife
MET
$62.1B
$953K 0.53%
24,343
-1,795
-7% -$67.1K
TXN icon
55
Texas Instruments
TXN
$261B
$945K 0.53%
16,450
-150
-0.9% -$7.96K
YUM icon
56
Yum! Brands
YUM
$41.1B
$925K 0.51%
15,718
-279
-2% -$14.6K
IWS icon
57
iShares Russell Mid-Cap Value ETF
IWS
$15.9B
$915K 0.51%
+12,907
New +$851K
XOM icon
58
ExxonMobil
XOM
$634B
$911K 0.51%
10,896
-245
-2% -$19.6K
SLB icon
59
SLB Ltd
SLB
$75B
$909K 0.51%
12,329
-900
-7% -$63.3K
MDLZ icon
60
Mondelez International
MDLZ
$79.9B
$902K 0.5%
22,484
– –
COP icon
61
ConocoPhillips
COP
$141B
$891K 0.5%
22,138
-1,055
-5% -$40.1K
PSX icon
62
Phillips 66
PSX
$81.4B
$878K 0.49%
10,145
– –
EWZ icon
63
iShares MSCI Brazil ETF
EWZ
$8.95B
$868K 0.48%
+33,020
New +$710K
EMC
64
DELISTED
EMC CORPORATION
EMC
$859K 0.48%
32,215
+90
+0.3% +$2.28K
KND
65
DELISTED
Kindred Healthcare
KND
$858K 0.48%
69,500
-4,800
-6% -$49.8K
PEP icon
66
PepsiCo
PEP
$190B
$841K 0.47%
8,202
– –
DIS icon
67
Walt Disney
DIS
$181B
$826K 0.46%
8,320
-105
-1% -$10.1K
MSFT icon
68
Microsoft
MSFT
$3.71T
$823K 0.46%
14,916
+4,220
+39% +$221K
IWR icon
69
iShares Russell Mid-Cap ETF
IWR
$57.5B
$822K 0.46%
20,180
– –
RTX icon
70
RTX Corp
RTX
$301B
$821K 0.46%
13,038
-367
-3% -$21.3K
HUM icon
71
Humana
HUM
$46.2B
$803K 0.45%
4,391
– –
STX icon
72
Seagate
STX
$184B
$800K 0.44%
23,210
+1,000
+5% +$32.2K
LAMR icon
73
Lamar Advertising Co
LAMR
$16.3B
$792K 0.44%
12,875
– –
EPP icon
74
iShares MSCI Pacific ex Japan ETF
EPP
$2.28B
$782K 0.43%
+19,930
New +$723K
AAL icon
75
American Airlines Group
AAL
$10.6B
$767K 0.43%
18,705
-100
-0.5% -$4.03K
1 2
3
4 5

Similar funds

YWP
YorkBridge Wealth Partners New York $394M AUM 15.56% 1-Year Est. Return
BC
Burleson & Co Petaluma, California $401M AUM 25.44% 1-Year Est. Return
MAG
Mass Ave Global New York $342M AUM 20.58% 1-Year Est. Return
MPAM
Monarch Partners Asset Management Boston, Massachusetts $339M AUM 2.52% 1-Year Est. Return
LDFR
Lehman & Derafelo Financial Resources Media, Pennsylvania $337M AUM 8.16% 1-Year Est. Return
SAS
Sanford Advisory Services Portage, Michigan $420M AUM 15.59% 1-Year Est. Return
EP
Equius Partners Novato, California $324M AUM 8.27% 1-Year Est. Return
TC
Titleist Capital San Antonio, Texas $427M AUM 24.17% 1-Year Est. Return

Regent Investment Management's Q1 2016 Portfolio in Review

As of Q1 2016, Regent Investment Management held 191 positions worth $180M, down 3.9% from $187M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Regent Investment Management withdrew a net $6.16M in Q1 2016, closing 9 positions and reducing 85 holdings. Its most notable exit was WisdomTree Japan Hedged Equity Fund, an estimated $1.52M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 28% of assets, down from 29% a quarter earlier, followed by Financials and Consumer Staples.

Against the trend, Regent Investment Management opened a new position in iShares Russell Mid-Cap Value ETF worth $915K.

  • Regent Investment Management's largest Q1 2016 buy was iShares Russell Mid-Cap Value ETF: 12,907 shares worth $915K.
  • Regent Investment Management added most to Cardinal Health in Q1 2016, an estimated $455K increase.
  • Regent Investment Management's biggest Q1 2016 reduction was McKesson, cutting an estimated $1.62M.
  • Regent Investment Management fully exited WisdomTree Japan Hedged Equity Fund in Q1 2016, selling an estimated $1.52M.
  • Regent Investment Management's ten largest holdings make up 27% of its $180M portfolio in Q1 2016.
  • Regent Investment Management opened 10 new positions and closed 9 in Q1 2016.
  • Regent Investment Management's portfolio value fell 3.9% quarter-over-quarter to $180M.

Based on Regent Investment Management's 13F filing for Q1 2016, filed 20 Apr 2016.