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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+5.39%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$187M
AUM Growth
+$5.65M
Cap. Flow
-$1.53M
Cap. Flow %
-0.82%
Top 10 Hldgs %
27.35%
Holding
188
New
11
Increased
33
Reduced
85
Closed
7

Top Buys

Rank Stock Value
1
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$1.61M
2
KND
Kindred Healthcare
KND
+$962K
3
VPL icon
Vanguard FTSE Pacific ETF
VPL
+$943K
4
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$370K
5
IGV icon
iShares Expanded Tech-Software Sector ETF
IGV
+$356K

Top Sells

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$1.52M
2
KMI icon
Kinder Morgan
KMI
+$828K
3
LRFC
Logan Ridge Finance Corp
LRFC
+$447K
4
M icon
Macy's
M
+$443K
5
VTRS icon
Viatris
VTRS
+$387K

Sector Composition

Rank Sector Weight
1 Healthcare 29.18%
2 Financials 12.52%
3 Consumer Staples 10.75%
4 Technology 9.42%
5 Communication Services 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COP icon
51
ConocoPhillips
COP
$141B
$1.08M 0.58%
23,193
-1,450
-6% -$75.8K
CB icon
52
Chubb
CB
$135B
$1.04M 0.56%
8,945
– –
LMRK
53
DELISTED
Landmark Infrastructure Partners LP Common Units
LMRK
$1.04M 0.56%
71,222
+4,226
+6% +$63.1K
MMM icon
54
3M
MMM
$94.3B
$1.03M 0.55%
8,167
-718
-8% -$92.3K
MDLZ icon
55
Mondelez International
MDLZ
$79.9B
$1.01M 0.54%
22,484
-3,750
-14% -$168K
ORCL icon
56
Oracle
ORCL
$423B
$994K 0.53%
27,201
-250
-0.9% -$9.55K
VPL icon
57
Vanguard FTSE Pacific ETF
VPL
$8.44B
$932K 0.5%
+16,450
New +$943K
SLB icon
58
SLB Ltd
SLB
$75B
$923K 0.49%
13,229
+900
+7% +$67.4K
TXN icon
59
Texas Instruments
TXN
$261B
$910K 0.49%
16,600
– –
DIS icon
60
Walt Disney
DIS
$181B
$885K 0.47%
8,425
-900
-10% -$100K
KND
61
DELISTED
Kindred Healthcare
KND
$885K 0.47%
+74,300
New +$962K
XOM icon
62
ExxonMobil
XOM
$634B
$868K 0.46%
11,141
– –
HAL icon
63
Halliburton
HAL
$26.6B
$860K 0.46%
25,250
-1,325
-5% -$50K
YUM icon
64
Yum! Brands
YUM
$41.1B
$840K 0.45%
15,997
-2,253
-12% -$118K
PSX icon
65
Phillips 66
PSX
$81.4B
$830K 0.44%
10,145
-452
-4% -$39K
EMC
66
DELISTED
EMC CORPORATION
EMC
$825K 0.44%
32,125
-300
-0.9% -$7.79K
PEP icon
67
PepsiCo
PEP
$190B
$820K 0.44%
8,202
-730
-8% -$72.8K
STX icon
68
Seagate
STX
$184B
$814K 0.44%
22,210
-4,050
-15% -$154K
RTX icon
69
RTX Corp
RTX
$301B
$810K 0.43%
13,405
-95
-0.7% -$5.75K
CAH icon
70
Cardinal Health
CAH
$55.4B
$808K 0.43%
9,050
+975
+12% +$82.8K
IWR icon
71
iShares Russell Mid-Cap ETF
IWR
$57.5B
$808K 0.43%
20,180
– –
ILMN icon
72
Illumina
ILMN
$28.4B
$801K 0.43%
4,292
– –
AAL icon
73
American Airlines Group
AAL
$10.6B
$796K 0.43%
18,805
-135
-0.7% -$5.85K
ETN icon
74
Eaton
ETN
$174B
$794K 0.42%
15,258
-2,200
-13% -$119K
IBM icon
75
IBM
IBM
$224B
$788K 0.42%
5,991
-314
-5% -$42.2K
1 2
3
4 5

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MAG
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MPAM
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LDFR
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SAS
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Regent Investment Management's Q4 2015 Portfolio in Review

As of Q4 2015, Regent Investment Management held 188 positions worth $187M, up 3.1% from $181M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Regent Investment Management's Q4 2015 filing shows 11 new, 33 increased, 85 reduced and 7 closed positions. Its largest new stake was WisdomTree Japan Hedged Equity Fund: 30,290 shares worth $1.52M. The largest sale was iShares Russell 1000 Growth ETF, an estimated $1.52M.

By sector, the portfolio is most concentrated in Healthcare at 29% of assets, up from 28% a quarter earlier, followed by Financials and Consumer Staples.

  • Regent Investment Management's largest Q4 2015 buy was WisdomTree Japan Hedged Equity Fund: 30,290 shares worth $1.52M.
  • Regent Investment Management added most to Merck in Q4 2015, an estimated $354K increase.
  • Regent Investment Management's biggest Q4 2015 reduction was Kinder Morgan, cutting an estimated $828K.
  • Regent Investment Management fully exited iShares Russell 1000 Growth ETF in Q4 2015, selling an estimated $1.52M.
  • Regent Investment Management's ten largest holdings make up 27% of its $187M portfolio in Q4 2015.
  • Regent Investment Management opened 11 new positions and closed 7 in Q4 2015.
  • Regent Investment Management's portfolio value rose 3.1% quarter-over-quarter to $187M.

Based on Regent Investment Management's 13F filing for Q4 2015, filed 14 Jan 2016.