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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
-8.91%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$181M
AUM Growth
-$17.2M
Cap. Flow
+$3.06M
Cap. Flow %
1.68%
Top 10 Hldgs %
27.01%
Holding
197
New
12
Increased
72
Reduced
52
Closed
20

Top Buys

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$2.55M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$1.61M
3
KHC icon
Kraft Heinz
KHC
+$1.19M
4
KMB icon
Kimberly-Clark
KMB
+$888K
5
IWR icon
iShares Russell Mid-Cap ETF
IWR
+$836K

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$2.42M
2
FXI icon
iShares China Large-Cap ETF
FXI
+$1.72M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$1.61M
4
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$962K
5
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$855K

Sector Composition

Rank Sector Weight
1 Healthcare 28%
2 Financials 12.47%
3 Consumer Staples 10.73%
4 Technology 10.1%
5 Consumer Discretionary 9.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDLZ icon
51
Mondelez International
MDLZ
$79.9B
$1.1M 0.61%
26,234
-850
-3% -$36.6K
MET icon
52
MetLife
MET
$62.1B
$1.1M 0.61%
26,138
+112
+0.4% +$5.23K
HD icon
53
Home Depot
HD
$355B
$1.09M 0.6%
9,470
-840
-8% -$97.2K
AIG icon
54
American International
AIG
$41.3B
$1.07M 0.59%
18,770
+105
+0.6% +$6.42K
MMM icon
55
3M
MMM
$94.3B
$1.05M 0.58%
8,885
+216
+2% +$26.6K
YUM icon
56
Yum! Brands
YUM
$41.1B
$1.05M 0.58%
18,250
-278
-2% -$16.8K
LMRK
57
DELISTED
Landmark Infrastructure Partners LP Common Units
LMRK
$997K 0.55%
66,996
+9,660
+17% +$148K
ORCL icon
58
Oracle
ORCL
$423B
$992K 0.55%
27,451
+4,048
+17% +$156K
DIS icon
59
Walt Disney
DIS
$181B
$953K 0.53%
9,325
+190
+2% +$20.7K
HAL icon
60
Halliburton
HAL
$26.6B
$939K 0.52%
26,575
-1,600
-6% -$62.9K
CB icon
61
Chubb
CB
$135B
$925K 0.51%
8,945
– –
ETN icon
62
Eaton
ETN
$174B
$895K 0.49%
17,458
-3,556
-17% -$210K
IBM icon
63
IBM
IBM
$224B
$874K 0.48%
6,305
-1,007
-14% -$149K
SLB icon
64
SLB Ltd
SLB
$75B
$850K 0.47%
12,329
+1,435
+13% +$114K
PEP icon
65
PepsiCo
PEP
$190B
$842K 0.46%
8,932
+1,712
+24% +$163K
XOM icon
66
ExxonMobil
XOM
$634B
$828K 0.46%
11,141
+1,548
+16% +$119K
TXN icon
67
Texas Instruments
TXN
$261B
$822K 0.45%
16,600
– –
PSX icon
68
Phillips 66
PSX
$81.4B
$814K 0.45%
10,597
– –
HUM icon
69
Humana
HUM
$46.2B
$786K 0.43%
4,391
– –
IWR icon
70
iShares Russell Mid-Cap ETF
IWR
$57.5B
$785K 0.43%
+20,180
New +$836K
EMC
71
DELISTED
EMC CORPORATION
EMC
$783K 0.43%
32,425
-1,300
-4% -$32.9K
ON icon
72
ON Semiconductor
ON
$31.6B
$757K 0.42%
80,575
+8,280
+11% +$84.1K
RTX icon
73
RTX Corp
RTX
$301B
$756K 0.42%
13,500
-80
-0.6% -$4.92K
AAL icon
74
American Airlines Group
AAL
$10.6B
$735K 0.41%
18,940
-5,365
-22% -$220K
ILMN icon
75
Illumina
ILMN
$28.4B
$734K 0.4%
4,292
– –
1 2
3
4 5

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MPAM
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Regent Investment Management's Q3 2015 Portfolio in Review

As of Q3 2015, Regent Investment Management held 197 positions worth $181M, down 8.7% from $199M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Regent Investment Management's Q3 2015 filing shows 12 new, 72 increased, 52 reduced and 20 closed positions. Its largest new stake was Alphabet (Google) Class A: 79,080 shares worth $2.52M. The largest sale was Alphabet (Google) Class C, an estimated $2.42M.

By sector, the portfolio is most concentrated in Healthcare at 28% of assets, up from 28% a quarter earlier, followed by Financials and Consumer Staples.

  • Regent Investment Management's largest Q3 2015 buy was Alphabet (Google) Class A: 79,080 shares worth $2.52M.
  • Regent Investment Management added most to Kimberly-Clark in Q3 2015, an estimated $888K increase.
  • Regent Investment Management's biggest Q3 2015 reduction was Alphabet (Google) Class C, cutting an estimated $2.42M.
  • Regent Investment Management fully exited iShares China Large-Cap ETF in Q3 2015, selling an estimated $1.72M.
  • Regent Investment Management's ten largest holdings make up 27% of its $181M portfolio in Q3 2015.
  • Regent Investment Management opened 12 new positions and closed 20 in Q3 2015.
  • Regent Investment Management's portfolio value fell 8.7% quarter-over-quarter to $181M.

Based on Regent Investment Management's 13F filing for Q3 2015, filed 16 Oct 2015.