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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+5.81%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$195M
AUM Growth
-$255K
Cap. Flow
-$8.24M
Cap. Flow %
-4.23%
Top 10 Hldgs %
24.7%
Holding
205
New
15
Increased
42
Reduced
84
Closed
11

Top Buys

Rank Stock Value
1
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$1.47M
2
BUD icon
AB InBev
BUD
+$723K
3
BHI
Baker Hughes
BHI
+$603K
4
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$517K
5
LMRK
Landmark Infrastructure Partners LP Common Units
LMRK
+$515K

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$1.69M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$1.02M
3
DEO icon
Diageo
DEO
+$736K
4
HRI icon
Herc Holdings
HRI
+$663K
5
DIS icon
Walt Disney
DIS
+$622K

Sector Composition

Rank Sector Weight
1 Healthcare 25.85%
2 Financials 11.43%
3 Technology 10.5%
4 Energy 10.46%
5 Consumer Staples 9.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ORCL icon
51
Oracle
ORCL
$423B
$1.11M 0.57%
24,753
-700
-3% -$28.5K
QCOM icon
52
Qualcomm
QCOM
$176B
$1.1M 0.56%
14,794
– –
TDF
53
Templeton Dragon Fund
TDF
$280M
$1.1M 0.56%
45,599
-400
-0.9% -$10.1K
STON
54
DELISTED
StoneMor Inc.
STON
$1.09M 0.56%
42,455
+14,030
+49% +$363K
KRFT
55
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$1.06M 0.54%
16,931
-66
-0.4% -$3.86K
CB icon
56
Chubb
CB
$135B
$1.03M 0.53%
8,945
– –
AIG icon
57
American International
AIG
$41.3B
$1.02M 0.52%
18,140
+5
+0% +$268
YUM icon
58
Yum! Brands
YUM
$41.1B
$1.01M 0.52%
19,363
-2,143
-10% -$112K
RTX icon
59
RTX Corp
RTX
$301B
$1.01M 0.52%
13,977
-1,112
-7% -$75.8K
SLB icon
60
SLB Ltd
SLB
$75B
$1.01M 0.52%
11,794
-1,830
-13% -$168K
LLY icon
61
Eli Lilly
LLY
$1.06T
$970K 0.5%
14,055
– –
HON icon
62
Honeywell
HON
$78B
$967K 0.5%
10,775
-223
-2% -$19.2K
MDLZ icon
63
Mondelez International
MDLZ
$79.9B
$966K 0.5%
26,584
+500
+2% +$18.2K
KR icon
64
Kroger
KR
$34.8B
$965K 0.5%
30,064
-3,828
-11% -$111K
EMC
65
DELISTED
EMC CORPORATION
EMC
$916K 0.47%
30,800
-2,200
-7% -$64K
TXN icon
66
Texas Instruments
TXN
$261B
$888K 0.46%
16,600
– –
XOM icon
67
ExxonMobil
XOM
$634B
$887K 0.46%
9,593
-4,600
-32% -$429K
DIS icon
68
Walt Disney
DIS
$181B
$851K 0.44%
9,035
-6,900
-43% -$622K
BMY icon
69
Bristol-Myers Squibb
BMY
$132B
$843K 0.43%
14,275
-3,500
-20% -$197K
AMP icon
70
Ameriprise Financial
AMP
$48.8B
$842K 0.43%
6,363
– –
ILMN icon
71
Illumina
ILMN
$28.4B
$817K 0.42%
4,549
-103
-2% -$18.2K
PEP icon
72
PepsiCo
PEP
$190B
$813K 0.42%
8,603
-5,075
-37% -$487K
USB icon
73
US Bancorp
USB
$99.6B
$777K 0.4%
17,294
-9,810
-36% -$422K
PSX icon
74
Phillips 66
PSX
$81.4B
$774K 0.4%
10,797
-539
-5% -$39.8K
MFIC icon
75
MidCap Financial Investment
MFIC
$804M
$764K 0.39%
34,333
-1,000
-3% -$23.9K
1 2
3
4 5

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MAG
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MPAM
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LDFR
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SAS
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Regent Investment Management's Q4 2014 Portfolio in Review

As of Q4 2014, Regent Investment Management held 205 positions worth $195M, down 0.13% from $195M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Regent Investment Management withdrew a net $8.24M in Q4 2014, closing 11 positions and reducing 84 holdings. Its most notable exit was iShares Russell Mid-Cap Value ETF, an estimated $1.69M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 26% of assets, up from 24% a quarter earlier, followed by Financials and Technology.

Against the trend, Regent Investment Management opened a new position in AB InBev worth $733K.

  • Regent Investment Management's largest Q4 2014 buy was AB InBev: 6,525 shares worth $733K.
  • Regent Investment Management added most to iShares Russell 2000 Growth ETF in Q4 2014, an estimated $1.47M increase.
  • Regent Investment Management's biggest Q4 2014 reduction was iShares Russell Mid-Cap Growth ETF, cutting an estimated $1.02M.
  • Regent Investment Management fully exited iShares Russell Mid-Cap Value ETF in Q4 2014, selling an estimated $1.69M.
  • Regent Investment Management's ten largest holdings make up 25% of its $195M portfolio in Q4 2014.
  • Regent Investment Management opened 15 new positions and closed 11 in Q4 2014.
  • Regent Investment Management's portfolio value fell 0.13% quarter-over-quarter to $195M.

Based on Regent Investment Management's 13F filing for Q4 2014, filed 14 Jan 2015.