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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+1.65%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$189M
AUM Growth
+$10.9M
Cap. Flow
+$8.72M
Cap. Flow %
4.61%
Top 10 Hldgs %
23.02%
Holding
202
New
17
Increased
68
Reduced
53
Closed
14

Top Buys

Rank Stock Value
1
PG icon
Procter & Gamble
PG
+$944K
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$792K
3
LLY icon
Eli Lilly
LLY
+$761K
4
VZ icon
Verizon
VZ
+$706K
5
CELG
Celgene Corp
CELG
+$684K

Top Sells

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$1.01M
2
SE
Spectra Energy Corp Wi
SE
+$637K
3
VOD icon
Vodafone
VOD
+$630K
4
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$530K
5
IYT icon
iShares US Transportation ETF
IYT
+$528K

Sector Composition

Rank Sector Weight
1 Healthcare 23.24%
2 Consumer Staples 11.99%
3 Financials 11.89%
4 Energy 11.42%
5 Technology 9.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWN icon
51
iShares Russell 2000 Value ETF
IWN
$14.6B
$1.24M 0.65%
12,277
+8,040
+190% +$792K
YUM icon
52
Yum! Brands
YUM
$41.1B
$1.21M 0.64%
22,341
+2,504
+13% +$132K
TDF
53
Templeton Dragon Fund
TDF
$280M
$1.2M 0.63%
48,799
-2,000
-4% -$48K
VWO icon
54
Vanguard FTSE Emerging Markets ETF
VWO
$126B
$1.19M 0.63%
29,367
+500
+2% +$19.4K
ESV
55
DELISTED
Ensco Rowan plc
ESV
$1.18M 0.62%
5,568
-325
-6% -$68K
AXP icon
56
American Express
AXP
$230B
$1.17M 0.62%
13,011
+2,000
+18% +$179K
TGT icon
57
Target
TGT
$68B
$1.15M 0.61%
19,066
+175
+0.9% +$10.4K
ORCL icon
58
Oracle
ORCL
$423B
$1.13M 0.6%
27,617
– –
TMO icon
59
Thermo Fisher Scientific
TMO
$220B
$1.12M 0.59%
9,350
-1,200
-11% -$143K
RTX icon
60
RTX Corp
RTX
$301B
$1.09M 0.57%
14,771
– –
WMT icon
61
Walmart Inc
WMT
$890B
$1.05M 0.56%
41,430
+1,800
+5% +$45.2K
BMY icon
62
Bristol-Myers Squibb
BMY
$132B
$1.04M 0.55%
19,945
– –
AIG icon
63
American International
AIG
$41.3B
$1.03M 0.55%
20,685
+105
+0.5% +$5.22K
BKNG icon
64
Booking.com
BKNG
$161B
$1.02M 0.54%
21,500
-2,000
-9% -$98.7K
UNH icon
65
UnitedHealth
UNH
$370B
$1.02M 0.54%
12,414
-230
-2% -$17.3K
MDT icon
66
Medtronic
MDT
$112B
$960K 0.51%
15,601
-1,000
-6% -$58.3K
QCOM icon
67
Qualcomm
QCOM
$176B
$953K 0.5%
12,087
-600
-5% -$45.2K
CB icon
68
Chubb
CB
$135B
$909K 0.48%
9,178
– –
PSX icon
69
Phillips 66
PSX
$81.4B
$899K 0.48%
11,660
– –
HON icon
70
Honeywell
HON
$78B
$898K 0.47%
10,775
– –
INTC icon
71
Intel
INTC
$513B
$862K 0.46%
33,388
-900
-3% -$22.5K
EMC
72
DELISTED
EMC CORPORATION
EMC
$845K 0.45%
30,825
+7,975
+35% +$207K
FLS icon
73
Flowserve
FLS
$10.2B
$830K 0.44%
10,601
-825
-7% -$63.3K
WHR icon
74
Whirlpool
WHR
$2.82B
$818K 0.43%
5,470
+2,370
+76% +$343K
LLY icon
75
Eli Lilly
LLY
$1.06T
$802K 0.42%
+13,630
New +$761K
1 2
3
4 5

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Regent Investment Management's Q1 2014 Portfolio in Review

As of Q1 2014, Regent Investment Management held 202 positions worth $189M, up 6.1% from $178M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Regent Investment Management deployed $8.72M of net new capital in Q1 2014, opening 17 new positions and adding to 68 existing holdings. Its largest new stake was Eli Lilly: 13,630 shares worth $802K.

By sector, the portfolio is most concentrated in Healthcare at 23% of assets, up from 22% a quarter earlier, followed by Consumer Staples and Financials.

On the sell side, the largest reduction was Vodafone, an estimated $630K trimmed.

  • Regent Investment Management's largest Q1 2014 buy was Eli Lilly: 13,630 shares worth $802K.
  • Regent Investment Management added most to Procter & Gamble in Q1 2014, an estimated $944K increase.
  • Regent Investment Management's biggest Q1 2014 reduction was Vodafone, cutting an estimated $630K.
  • Regent Investment Management fully exited iShares Russell 1000 Growth ETF in Q1 2014, selling an estimated $1.01M.
  • Regent Investment Management's ten largest holdings make up 23% of its $189M portfolio in Q1 2014.
  • Regent Investment Management opened 17 new positions and closed 14 in Q1 2014.
  • Regent Investment Management's portfolio value rose 6.1% quarter-over-quarter to $189M.

Based on Regent Investment Management's 13F filing for Q1 2014, filed 14 Apr 2014.