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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+10.6%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$178M
AUM Growth
+$26.9M
Cap. Flow
+$11.5M
Cap. Flow %
6.45%
Top 10 Hldgs %
22.13%
Holding
193
New
22
Increased
62
Reduced
60
Closed
8

Top Buys

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$1.25M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$963K
3
GILD icon
Gilead Sciences
GILD
+$730K
4
BMY icon
Bristol-Myers Squibb
BMY
+$727K
5
SCHB icon
Schwab US Broad Market ETF
SCHB
+$701K

Top Sells

Rank Stock Value
1
IWN icon
iShares Russell 2000 Value ETF
IWN
+$811K
2
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$574K
3
ETP
Energy Transfer Partners L.p.
ETP
+$500K
4
IGV icon
iShares Expanded Tech-Software Sector ETF
IGV
+$435K
5
TMO icon
Thermo Fisher Scientific
TMO
+$328K

Sector Composition

Rank Sector Weight
1 Healthcare 22.18%
2 Consumer Staples 12.41%
3 Financials 11.62%
4 Energy 11.6%
5 Technology 9.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DIS icon
51
Walt Disney
DIS
$181B
$1.16M 0.65%
15,240
+995
+7% +$68.9K
UNP icon
52
Union Pacific
UNP
$174B
$1.16M 0.65%
13,824
+6,520
+89% +$516K
BKNG icon
53
Booking.com
BKNG
$161B
$1.09M 0.61%
23,500
-2,625
-10% -$117K
YUM icon
54
Yum! Brands
YUM
$41.1B
$1.08M 0.6%
19,837
-11
-0.1% -$566
BMY icon
55
Bristol-Myers Squibb
BMY
$132B
$1.06M 0.59%
19,945
+14,275
+252% +$727K
RTX icon
56
RTX Corp
RTX
$301B
$1.06M 0.59%
14,771
-318
-2% -$21.7K
ORCL icon
57
Oracle
ORCL
$423B
$1.06M 0.59%
27,617
-4,240
-13% -$146K
AIG icon
58
American International
AIG
$41.3B
$1.05M 0.59%
20,580
-1,045
-5% -$52.1K
WMT icon
59
Walmart Inc
WMT
$890B
$1.04M 0.58%
39,630
-735
-2% -$19K
MRK icon
60
Merck
MRK
$318B
$1.04M 0.58%
21,711
-1,913
-8% -$87.4K
IWF icon
61
iShares Russell 1000 Growth ETF
IWF
$128B
$1.01M 0.57%
+46,936
New +$963K
AXP icon
62
American Express
AXP
$230B
$999K 0.56%
11,011
-180
-2% -$14.8K
STX icon
63
Seagate
STX
$184B
$963K 0.54%
17,150
-4,200
-20% -$208K
TJX icon
64
TJX Companies
TJX
$178B
$955K 0.54%
29,968
– –
MDT icon
65
Medtronic
MDT
$112B
$953K 0.53%
16,601
– –
UNH icon
66
UnitedHealth
UNH
$370B
$952K 0.53%
12,644
– –
CB icon
67
Chubb
CB
$135B
$950K 0.53%
9,178
-900
-9% -$88.4K
QCOM icon
68
Qualcomm
QCOM
$176B
$942K 0.53%
12,687
-1,975
-13% -$139K
SLB icon
69
SLB Ltd
SLB
$75B
$908K 0.51%
10,074
+1,100
+12% +$99.3K
FLS icon
70
Flowserve
FLS
$10.2B
$901K 0.51%
11,426
-250
-2% -$17.3K
PSX icon
71
Phillips 66
PSX
$81.4B
$899K 0.5%
11,660
-268
-2% -$17.9K
INTC icon
72
Intel
INTC
$513B
$890K 0.5%
34,288
-685
-2% -$16.6K
HON icon
73
Honeywell
HON
$78B
$885K 0.5%
10,775
-111
-1% -$8.68K
TXN icon
74
Texas Instruments
TXN
$261B
$765K 0.43%
17,429
-210
-1% -$8.79K
URI icon
75
United Rentals
URI
$72.4B
$761K 0.43%
9,760
+150
+2% +$10K
1 2
3
4 5

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MPAM
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LDFR
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SAS
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Regent Investment Management's Q4 2013 Portfolio in Review

As of Q4 2013, Regent Investment Management held 193 positions worth $178M, up 18% from $151M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regent Investment Management deployed $11.5M of net new capital in Q4 2013, opening 22 new positions and adding to 62 existing holdings. Its largest new stake was iShares Russell 1000 Growth ETF: 46,936 shares worth $1.01M.

By sector, the portfolio is most concentrated in Healthcare at 22% of assets, up from 21% a quarter earlier, followed by Consumer Staples and Financials.

On the sell side, the largest reduction was iShares Russell 2000 Value ETF, an estimated $811K trimmed.

  • Regent Investment Management's largest Q4 2013 buy was iShares Russell 1000 Growth ETF: 46,936 shares worth $1.01M.
  • Regent Investment Management added most to JPMorgan Chase in Q4 2013, an estimated $1.25M increase.
  • Regent Investment Management's biggest Q4 2013 reduction was iShares Russell 2000 Value ETF, cutting an estimated $811K.
  • Regent Investment Management fully exited State Street SPDR S&P Biotech ETF in Q4 2013, selling an estimated $574K.
  • Regent Investment Management's ten largest holdings make up 22% of its $178M portfolio in Q4 2013.
  • Regent Investment Management opened 22 new positions and closed 8 in Q4 2013.
  • Regent Investment Management's portfolio value rose 18% quarter-over-quarter to $178M.

Based on Regent Investment Management's 13F filing for Q4 2013, filed 22 Jan 2014.