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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+10.63%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$459M
AUM Growth
+$41.2M
Cap. Flow
+$4.23M
Cap. Flow %
0.92%
Top 10 Hldgs %
35.67%
Holding
225
New
11
Increased
71
Reduced
64
Closed
5

Top Buys

Rank Stock Value
1
AXP icon
American Express
AXP
+$1.68M
2
GS icon
Goldman Sachs
GS
+$859K
3
MSFT icon
Microsoft
MSFT
+$611K
4
CLF icon
Cleveland-Cliffs
CLF
+$551K
5
AMZN icon
Amazon
AMZN
+$503K

Top Sells

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$1.03M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$929K
3
MS icon
Morgan Stanley
MS
+$859K
4
BF.B icon
Brown-Forman Class B
BF.B
+$774K
5
VALE icon
Vale
VALE
+$496K

Sector Composition

Rank Sector Weight
1 Technology 24.44%
2 Healthcare 18.83%
3 Communication Services 13.01%
4 Financials 12.2%
5 Consumer Discretionary 9.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCK icon
26
McKesson
MCK
$103B
$3.98M 0.87%
16,000
-110
-0.7% -$24.1K
RTX icon
27
RTX Corp
RTX
$303B
$3.95M 0.86%
45,910
+575
+1% +$50.1K
C icon
28
Citigroup
C
$227B
$3.92M 0.85%
64,889
+6,501
+11% +$432K
VZ icon
29
Verizon
VZ
$195B
$3.75M 0.82%
72,148
-7,136
-9% -$372K
WMB icon
30
Williams Companies
WMB
$87.1B
$3.6M 0.79%
138,295
-102
-0.1% -$2.82K
HD icon
31
Home Depot
HD
$347B
$3.6M 0.78%
8,672
-10
-0.1% -$3.81K
TJX icon
32
TJX Companies
TJX
$177B
$3.52M 0.77%
46,434
-100
-0.2% -$6.94K
WDAY icon
33
Workday
WDAY
$45.4B
$3.36M 0.73%
12,300
– –
WSBC icon
34
WesBanco
WSBC
$3.98B
$3.34M 0.73%
95,487
– –
FCX icon
35
Freeport-McMoran
FCX
$99.1B
$3.32M 0.72%
79,512
+682
+0.9% +$25.9K
AMP icon
36
Ameriprise Financial
AMP
$49.4B
$3.25M 0.71%
10,774
-15
-0.1% -$4.44K
DIS icon
37
Walt Disney
DIS
$178B
$3.14M 0.68%
20,284
+651
+3% +$105K
TTC icon
38
Toro Company
TTC
$9.36B
$3.13M 0.68%
31,380
– –
ABBV icon
39
AbbVie
ABBV
$434B
$3.04M 0.66%
22,444
+217
+1% +$25.6K
CSCO icon
40
Cisco
CSCO
$488B
$2.81M 0.61%
44,298
-220
-0.5% -$12.6K
AXP icon
41
American Express
AXP
$228B
$2.76M 0.6%
16,876
+9,865
+141% +$1.68M
SCHE icon
42
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$2.52M 0.55%
84,983
-2,475
-3% -$75.6K
LOW icon
43
Lowe's Companies
LOW
$122B
$2.5M 0.54%
9,653
-10
-0.1% -$2.38K
XYZ
44
Block Inc
XYZ
$47.6B
$2.47M 0.54%
15,308
+170
+1% +$36.8K
ABT icon
45
Abbott
ABT
$188B
$2.47M 0.54%
17,557
+265
+2% +$33.9K
WBA
46
DELISTED
Walgreens Boots Alliance
WBA
$2.46M 0.54%
47,164
+73
+0.2% +$3.54K
KO icon
47
Coca-Cola
KO
$376B
$2.45M 0.53%
41,448
+800
+2% +$44.5K
DHR icon
48
Danaher
DHR
$145B
$2.44M 0.53%
8,363
-56
-0.7% -$15.4K
PEP icon
49
PepsiCo
PEP
$189B
$2.37M 0.52%
13,659
+80
+0.6% +$13.1K
ALB icon
50
Albemarle
ALB
$15.5B
$2.35M 0.51%
10,045
+1,905
+23% +$471K
1
2
3 4 5

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YWP
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BC
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MAG
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MPAM
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LDFR
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SAS
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EP
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TC
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Regent Investment Management's Q4 2021 Portfolio in Review

As of Q4 2021, Regent Investment Management held 225 positions worth $459M, up 9.9% from $418M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Regent Investment Management's Q4 2021 filing shows 11 new, 71 increased, 64 reduced and 5 closed positions. Its largest new stake was Cleveland-Cliffs: 25,600 shares worth $557K. The largest sale was iShares Core Dividend Growth ETF, an estimated $1.03M.

By sector, the portfolio is most concentrated in Technology at 24% of assets, up from 22% a quarter earlier, followed by Healthcare and Communication Services.

  • Regent Investment Management's largest Q4 2021 buy was Cleveland-Cliffs: 25,600 shares worth $557K.
  • Regent Investment Management added most to American Express in Q4 2021, an estimated $1.68M increase.
  • Regent Investment Management's biggest Q4 2021 reduction was iShares Core Dividend Growth ETF, cutting an estimated $1.03M.
  • Regent Investment Management fully exited Canadian Solar in Q4 2021, selling an estimated $270K.
  • Regent Investment Management's ten largest holdings make up 36% of its $459M portfolio in Q4 2021.
  • Regent Investment Management opened 11 new positions and closed 5 in Q4 2021.
  • Regent Investment Management's portfolio value rose 9.9% quarter-over-quarter to $459M.

Based on Regent Investment Management's 13F filing for Q4 2021, filed 27 Jan 2022.