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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
-0.66%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$418M
AUM Growth
-$9.03M
Cap. Flow
-$2.25M
Cap. Flow %
-0.54%
Top 10 Hldgs %
35.1%
Holding
220
New
10
Increased
58
Reduced
69
Closed
6

Top Buys

Rank Stock Value
1
FCX icon
Freeport-McMoran
FCX
+$2.51M
2
XYZ
Block Inc
XYZ
+$1.13M
3
AMZN icon
Amazon
AMZN
+$1.05M
4
PVH icon
PVH
PVH
+$1.05M
5
BIDU icon
Baidu
BIDU
+$448K

Top Sells

Rank Stock Value
1
BF.B icon
Brown-Forman Class B
BF.B
+$3.43M
2
META icon
Meta Platforms (Facebook)
META
+$1.16M
3
BABA icon
Alibaba
BABA
+$1.15M
4
CSCO icon
Cisco
CSCO
+$934K
5
AAPL icon
Apple
AAPL
+$782K

Sector Composition

Rank Sector Weight
1 Technology 22.36%
2 Healthcare 18.4%
3 Communication Services 14.15%
4 Financials 12.75%
5 Consumer Discretionary 9.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RTX icon
26
RTX Corp
RTX
$302B
$3.9M 0.93%
45,335
+635
+1% +$54.3K
MU icon
27
Micron Technology
MU
$972B
$3.85M 0.92%
54,193
+1,255
+2% +$94.2K
UNH icon
28
UnitedHealth
UNH
$371B
$3.75M 0.9%
9,602
-25
-0.3% -$10.4K
XYZ
29
Block Inc
XYZ
$47.5B
$3.63M 0.87%
15,138
+4,388
+41% +$1.13M
WMB icon
30
Williams Companies
WMB
$87.9B
$3.59M 0.86%
138,397
+1,575
+1% +$39.7K
DIS icon
31
Walt Disney
DIS
$178B
$3.32M 0.8%
19,633
-690
-3% -$123K
WSBC icon
32
WesBanco
WSBC
$4B
$3.25M 0.78%
95,487
– –
MCK icon
33
McKesson
MCK
$103B
$3.21M 0.77%
16,110
+370
+2% +$74K
WDAY icon
34
Workday
WDAY
$45.5B
$3.07M 0.74%
12,300
– –
TJX icon
35
TJX Companies
TJX
$175B
$3.07M 0.74%
46,534
+900
+2% +$62.8K
TTC icon
36
Toro Company
TTC
$9.4B
$3.06M 0.73%
31,380
– –
AMP icon
37
Ameriprise Financial
AMP
$49.2B
$2.85M 0.68%
10,789
-1,275
-11% -$334K
HD icon
38
Home Depot
HD
$350B
$2.85M 0.68%
8,682
– –
SCHE icon
39
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$2.67M 0.64%
87,458
+3,235
+4% +$101K
FCX icon
40
Freeport-McMoran
FCX
$98.7B
$2.56M 0.61%
78,830
+71,350
+954% +$2.51M
CSCO icon
41
Cisco
CSCO
$483B
$2.42M 0.58%
44,518
-16,648
-27% -$934K
ABBV icon
42
AbbVie
ABBV
$438B
$2.4M 0.57%
22,227
+929
+4% +$106K
FISV
43
Fiserv Inc
FISV
$27.8B
$2.38M 0.57%
21,888
+680
+3% +$76K
BABA icon
44
Alibaba
BABA
$317B
$2.36M 0.57%
15,956
-6,332
-28% -$1.15M
UL icon
45
Unilever
UL
$135B
$2.35M 0.56%
38,479
+2,195
+6% +$140K
DHR icon
46
Danaher
DHR
$147B
$2.27M 0.54%
8,419
– –
WBA
47
DELISTED
Walgreens Boots Alliance
WBA
$2.22M 0.53%
47,091
-325
-0.7% -$15.7K
MTCH icon
48
Match Group
MTCH
$8.43B
$2.19M 0.52%
13,951
-2,332
-14% -$355K
KO icon
49
Coca-Cola
KO
$374B
$2.13M 0.51%
40,648
– –
PRU icon
50
Prudential Financial
PRU
$42.1B
$2.12M 0.51%
20,170
+190
+1% +$19.6K
1
2
3 4 5

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MPAM
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LDFR
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SAS
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Regent Investment Management's Q3 2021 Portfolio in Review

As of Q3 2021, Regent Investment Management held 220 positions worth $418M, down 2.1% from $427M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Regent Investment Management's Q3 2021 filing shows 10 new, 58 increased, 69 reduced and 6 closed positions. Its largest new stake was PVH: 9,735 shares worth $1M. The largest sale was Brown-Forman Class B, an estimated $3.43M.

By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 22% a quarter earlier, followed by Healthcare and Communication Services.

  • Regent Investment Management's largest Q3 2021 buy was PVH: 9,735 shares worth $1M.
  • Regent Investment Management added most to Freeport-McMoran in Q3 2021, an estimated $2.51M increase.
  • Regent Investment Management's biggest Q3 2021 reduction was Brown-Forman Class B, cutting an estimated $3.43M.
  • Regent Investment Management fully exited PPL Corp in Q3 2021, selling an estimated $741K.
  • Regent Investment Management's ten largest holdings make up 35% of its $418M portfolio in Q3 2021.
  • Regent Investment Management opened 10 new positions and closed 6 in Q3 2021.
  • Regent Investment Management's portfolio value fell 2.1% quarter-over-quarter to $418M.

Based on Regent Investment Management's 13F filing for Q3 2021, filed 21 Oct 2021.