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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+15.19%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$361M
AUM Growth
+$37.2M
Cap. Flow
-$4.9M
Cap. Flow %
-1.36%
Top 10 Hldgs %
35.54%
Holding
202
New
13
Increased
32
Reduced
103
Closed
8

Top Buys

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$1.35M
2
MOS icon
The Mosaic Company
MOS
+$702K
3
BABA icon
Alibaba
BABA
+$670K
4
TTWO icon
Take-Two Interactive
TTWO
+$512K
5
CAG icon
Conagra Brands
CAG
+$511K

Top Sells

Rank Stock Value
1
WSBC icon
WesBanco
WSBC
+$972K
2
MTCH icon
Match Group
MTCH
+$757K
3
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$642K
4
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$642K
5
MCHI icon
iShares MSCI China ETF
MCHI
+$605K

Sector Composition

Rank Sector Weight
1 Technology 23.56%
2 Healthcare 18.74%
3 Communication Services 14.35%
4 Financials 12.21%
5 Consumer Discretionary 10.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UNH icon
26
UnitedHealth
UNH
$371B
$3.4M 0.94%
9,682
-113
-1% -$37.9K
CMCSA icon
27
Comcast
CMCSA
$89.4B
$3.39M 0.94%
64,616
+10,335
+19% +$495K
BAC icon
28
Bank of America
BAC
$447B
$3.31M 0.92%
109,361
-6,673
-6% -$179K
DIS icon
29
Walt Disney
DIS
$178B
$3.29M 0.91%
18,181
+661
+4% +$94.9K
TMO icon
30
Thermo Fisher Scientific
TMO
$222B
$3.26M 0.9%
6,992
-860
-11% -$403K
T icon
31
AT&T
T
$165B
$3.23M 0.9%
148,947
-21,187
-12% -$457K
TJX icon
32
TJX Companies
TJX
$175B
$3.13M 0.87%
45,759
+1,060
+2% +$64.5K
PPLI
33
People Inc
PPLI
$3.03B
$3.12M 0.87%
30,221
-2,098
-6% -$161K
C icon
34
Citigroup
C
$227B
$3.08M 0.85%
49,920
-4,913
-9% -$250K
TTC icon
35
Toro Company
TTC
$9.4B
$2.98M 0.83%
31,380
– –
WDAY icon
36
Workday
WDAY
$45.5B
$2.95M 0.82%
12,300
-150
-1% -$33.7K
WSBC icon
37
WesBanco
WSBC
$4B
$2.91M 0.81%
97,207
-36,000
-27% -$972K
MCK icon
38
McKesson
MCK
$103B
$2.58M 0.72%
14,835
+1,805
+14% +$301K
WMB icon
39
Williams Companies
WMB
$87.9B
$2.56M 0.71%
127,600
+5,315
+4% +$108K
RTX icon
40
RTX Corp
RTX
$302B
$2.39M 0.66%
33,427
+7,400
+28% +$486K
SCHE icon
41
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$2.38M 0.66%
77,683
-4,302
-5% -$125K
AMP icon
42
Ameriprise Financial
AMP
$49.2B
$2.35M 0.65%
12,104
-105
-0.9% -$18.8K
HD icon
43
Home Depot
HD
$350B
$2.3M 0.64%
8,662
+595
+7% +$164K
KO icon
44
Coca-Cola
KO
$374B
$2.26M 0.63%
41,248
– –
ABBV icon
45
AbbVie
ABBV
$438B
$2.17M 0.6%
20,228
-317
-2% -$30.5K
BRK.B icon
46
Berkshire Hathaway Class B
BRK.B
$1.14T
$2.14M 0.59%
9,215
-1,181
-11% -$260K
ABT icon
47
Abbott
ABT
$188B
$1.94M 0.54%
17,692
-1,079
-6% -$117K
UL icon
48
Unilever
UL
$135B
$1.93M 0.54%
28,426
-1,822
-6% -$124K
WBA
49
DELISTED
Walgreens Boots Alliance
WBA
$1.93M 0.54%
48,385
-3,820
-7% -$148K
HON icon
50
Honeywell
HON
$77B
$1.77M 0.49%
8,841
-889
-9% -$162K
1
2
3 4 5

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MPAM
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Regent Investment Management's Q4 2020 Portfolio in Review

As of Q4 2020, Regent Investment Management held 202 positions worth $361M, up 11% from $323M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Regent Investment Management's Q4 2020 filing shows 13 new, 32 increased, 103 reduced and 8 closed positions. Its largest new stake was Regency Centers: 10,800 shares worth $492K. The largest sale was WesBanco, an estimated $972K.

By sector, the portfolio is most concentrated in Technology at 24% of assets, up from 23% a quarter earlier, followed by Healthcare and Communication Services.

  • Regent Investment Management's largest Q4 2020 buy was Regency Centers: 10,800 shares worth $492K.
  • Regent Investment Management added most to Pfizer in Q4 2020, an estimated $1.35M increase.
  • Regent Investment Management's biggest Q4 2020 reduction was WesBanco, cutting an estimated $972K.
  • Regent Investment Management fully exited iShares Russell 1000 Growth ETF in Q4 2020, selling an estimated $642K.
  • Regent Investment Management's ten largest holdings make up 36% of its $361M portfolio in Q4 2020.
  • Regent Investment Management opened 13 new positions and closed 8 in Q4 2020.
  • Regent Investment Management's portfolio value rose 11% quarter-over-quarter to $361M.

Based on Regent Investment Management's 13F filing for Q4 2020, filed 27 Jan 2021.