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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+11.03%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$323M
AUM Growth
+$22.4M
Cap. Flow
-$5.53M
Cap. Flow %
-1.71%
Top 10 Hldgs %
36.21%
Holding
196
New
10
Increased
43
Reduced
99
Closed
7

Top Buys

Rank Stock Value
1
MTCH icon
Match Group
MTCH
+$3.12M
2
RTX icon
RTX Corp
RTX
+$915K
3
MCHI icon
iShares MSCI China ETF
MCHI
+$598K
4
AMZN icon
Amazon
AMZN
+$590K
5
LITE icon
Lumentum
LITE
+$376K

Top Sells

Rank Stock Value
1
PPLI
People Inc
PPLI
+$2.87M
2
BF.B icon
Brown-Forman Class B
BF.B
+$2.47M
3
AAPL icon
Apple
AAPL
+$655K
4
PG icon
Procter & Gamble
PG
+$479K
5
JNJ icon
Johnson & Johnson
JNJ
+$463K

Sector Composition

Rank Sector Weight
1 Technology 23.07%
2 Healthcare 19.63%
3 Communication Services 14.04%
4 Financials 11.41%
5 Consumer Discretionary 10.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MS icon
26
Morgan Stanley
MS
$338B
$2.9M 0.9%
60,030
-3,700
-6% -$186K
WSBC icon
27
WesBanco
WSBC
$4B
$2.85M 0.88%
133,207
– –
BAC icon
28
Bank of America
BAC
$447B
$2.79M 0.86%
116,034
-4,233
-4% -$105K
WDAY icon
29
Workday
WDAY
$45.5B
$2.68M 0.83%
12,450
– –
MU icon
30
Micron Technology
MU
$972B
$2.65M 0.82%
56,319
+1,820
+3% +$88.1K
TTC icon
31
Toro Company
TTC
$9.4B
$2.63M 0.81%
31,380
-1,000
-3% -$74.8K
PFE icon
32
Pfizer
PFE
$154B
$2.57M 0.79%
73,702
-3,623
-5% -$127K
CMCSA icon
33
Comcast
CMCSA
$89.4B
$2.51M 0.78%
54,281
+1,700
+3% +$73.9K
TJX icon
34
TJX Companies
TJX
$175B
$2.49M 0.77%
44,699
+5,832
+15% +$314K
WMB icon
35
Williams Companies
WMB
$87.9B
$2.4M 0.74%
122,285
-2,815
-2% -$57.3K
C icon
36
Citigroup
C
$227B
$2.36M 0.73%
54,833
-3,842
-7% -$191K
HD icon
37
Home Depot
HD
$350B
$2.24M 0.69%
8,067
– –
BRK.B icon
38
Berkshire Hathaway Class B
BRK.B
$1.14T
$2.21M 0.68%
10,396
+1,181
+13% +$242K
SCHE icon
39
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$2.19M 0.68%
81,985
-270
-0.3% -$7.21K
DIS icon
40
Walt Disney
DIS
$178B
$2.17M 0.67%
17,520
-655
-4% -$81.9K
PPLI
41
People Inc
PPLI
$3.03B
$2.11M 0.65%
32,319
-41,848
-56% -$2.87M
UL icon
42
Unilever
UL
$135B
$2.1M 0.65%
30,248
-1,671
-5% -$112K
ABT icon
43
Abbott
ABT
$188B
$2.04M 0.63%
18,771
-1,350
-7% -$137K
KO icon
44
Coca-Cola
KO
$374B
$2.04M 0.63%
41,248
-500
-1% -$24K
MCK icon
45
McKesson
MCK
$103B
$1.94M 0.6%
13,030
+1,670
+15% +$254K
AMP icon
46
Ameriprise Financial
AMP
$49.2B
$1.88M 0.58%
12,209
+50
+0.4% +$7.7K
WBA
47
DELISTED
Walgreens Boots Alliance
WBA
$1.88M 0.58%
52,205
-5,550
-10% -$217K
ABBV icon
48
AbbVie
ABBV
$438B
$1.8M 0.56%
20,545
-75
-0.4% -$7.06K
GIS icon
49
General Mills
GIS
$19.9B
$1.66M 0.51%
26,895
-2,050
-7% -$128K
DHR icon
50
Danaher
DHR
$147B
$1.65M 0.51%
8,645
-302
-3% -$53.7K
1
2
3 4 5

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MPAM
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Regent Investment Management's Q3 2020 Portfolio in Review

As of Q3 2020, Regent Investment Management held 196 positions worth $323M, up 7.4% from $301M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Regent Investment Management's Q3 2020 filing shows 10 new, 43 increased, 99 reduced and 7 closed positions. Its largest new stake was Match Group: 29,500 shares worth $3.26M. The largest sale was People Inc, an estimated $2.87M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Healthcare and Communication Services.

  • Regent Investment Management's largest Q3 2020 buy was Match Group: 29,500 shares worth $3.26M.
  • Regent Investment Management added most to RTX Corp in Q3 2020, an estimated $915K increase.
  • Regent Investment Management's biggest Q3 2020 reduction was People Inc, cutting an estimated $2.87M.
  • Regent Investment Management fully exited Delta Air Lines in Q3 2020, selling an estimated $272K.
  • Regent Investment Management's ten largest holdings make up 36% of its $323M portfolio in Q3 2020.
  • Regent Investment Management opened 10 new positions and closed 7 in Q3 2020.
  • Regent Investment Management's portfolio value rose 7.4% quarter-over-quarter to $323M.

Based on Regent Investment Management's 13F filing for Q3 2020, filed 19 Oct 2020.