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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
-19.35%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$243M
AUM Growth
-$84.3M
Cap. Flow
-$15.2M
Cap. Flow %
-6.27%
Top 10 Hldgs %
33.13%
Holding
214
New
4
Increased
37
Reduced
100
Closed
35

Top Buys

Rank Stock Value
1
AMZA icon
InfraCap MLP ETF
AMZA
+$3.56M
2
AVGO icon
Broadcom
AVGO
+$966K
3
QCOM icon
Qualcomm
QCOM
+$965K
4
C icon
Citigroup
C
+$677K
5
BMY icon
Bristol-Myers Squibb
BMY
+$612K

Top Sells

Rank Stock Value
1
RCL icon
Royal Caribbean
RCL
+$3.18M
2
CCL icon
Carnival Corporation Ltd
CCL
+$1.84M
3
BA icon
Boeing
BA
+$1.6M
4
EXPE icon
Expedia Group
EXPE
+$1.46M
5
BKNG icon
Booking.com
BKNG
+$1.25M

Sector Composition

Rank Sector Weight
1 Technology 21.07%
2 Healthcare 21.05%
3 Communication Services 13.89%
4 Financials 13.63%
5 Consumer Staples 10.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WBA
26
DELISTED
Walgreens Boots Alliance
WBA
$2.71M 1.11%
59,139
-1,275
-2% -$64.7K
AVGO icon
27
Broadcom
AVGO
$2.01T
$2.42M 1%
101,950
+34,300
+51% +$966K
C icon
28
Citigroup
C
$227B
$2.34M 0.96%
55,583
+10,090
+22% +$677K
MU icon
29
Micron Technology
MU
$972B
$2.34M 0.96%
55,599
-860
-2% -$44.7K
TMO icon
30
Thermo Fisher Scientific
TMO
$222B
$2.29M 0.94%
8,077
-68
-0.8% -$21.4K
MS icon
31
Morgan Stanley
MS
$338B
$2.24M 0.92%
65,927
-1,955
-3% -$92.1K
UL icon
32
Unilever
UL
$135B
$1.94M 0.8%
34,084
-6,419
-16% -$403K
WMB icon
33
Williams Companies
WMB
$87.9B
$1.92M 0.79%
135,800
-2,980
-2% -$57.7K
TJX icon
34
TJX Companies
TJX
$175B
$1.84M 0.76%
38,582
-1,987
-5% -$114K
CMCSA icon
35
Comcast
CMCSA
$89.4B
$1.8M 0.74%
52,257
-485
-0.9% -$20.5K
DIS icon
36
Walt Disney
DIS
$178B
$1.79M 0.74%
18,574
+998
+6% +$126K
SCHE icon
37
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$1.76M 0.73%
85,140
-1,330
-2% -$33.3K
PFE icon
38
Pfizer
PFE
$154B
$1.75M 0.72%
56,693
-579
-1% -$19.7K
KO icon
39
Coca-Cola
KO
$374B
$1.74M 0.72%
39,399
– –
BRK.B icon
40
Berkshire Hathaway Class B
BRK.B
$1.13T
$1.68M 0.69%
9,184
-981
-10% -$209K
ANIP icon
41
ANI Pharmaceuticals
ANIP
$1.74B
$1.65M 0.68%
40,579
-750
-2% -$39.9K
WDAY icon
42
Workday
WDAY
$45.5B
$1.62M 0.67%
12,450
– –
GIS icon
43
General Mills
GIS
$19.9B
$1.57M 0.65%
29,700
+3,840
+15% +$203K
HD icon
44
Home Depot
HD
$350B
$1.53M 0.63%
8,194
-142
-2% -$31.2K
INTC icon
45
Intel
INTC
$492B
$1.51M 0.62%
27,924
-1,597
-5% -$94.5K
ABT icon
46
Abbott
ABT
$188B
$1.39M 0.57%
17,597
-1,344
-7% -$112K
KMI icon
47
Kinder Morgan
KMI
$69.9B
$1.36M 0.56%
97,850
-4,184
-4% -$79.6K
HON icon
48
Honeywell
HON
$77B
$1.36M 0.56%
10,788
-548
-5% -$84.7K
CVX icon
49
Chevron
CVX
$382B
$1.3M 0.54%
17,999
-1,610
-8% -$159K
ORCL icon
50
Oracle
ORCL
$435B
$1.28M 0.53%
26,493
+200
+0.8% +$10.3K
1
2
3 4 5

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Regent Investment Management's Q1 2020 Portfolio in Review

As of Q1 2020, Regent Investment Management held 214 positions worth $243M, down 26% from $327M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Regent Investment Management withdrew a net $15.2M in Q1 2020, closing 35 positions and reducing 100 holdings. Its most notable exit was Royal Caribbean, an estimated $3.18M position sold in full.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 18% a quarter earlier, followed by Healthcare and Communication Services.

Against the trend, Regent Investment Management opened a new position in Bausch Health worth $364K.

  • Regent Investment Management's largest Q1 2020 buy was Bausch Health: 23,495 shares worth $364K.
  • Regent Investment Management added most to InfraCap MLP ETF in Q1 2020, an estimated $3.56M increase.
  • Regent Investment Management's biggest Q1 2020 reduction was Booking.com, cutting an estimated $1.25M.
  • Regent Investment Management fully exited Royal Caribbean in Q1 2020, selling an estimated $3.18M.
  • Regent Investment Management's ten largest holdings make up 33% of its $243M portfolio in Q1 2020.
  • Regent Investment Management opened 4 new positions and closed 35 in Q1 2020.
  • Regent Investment Management's portfolio value fell 26% quarter-over-quarter to $243M.

Based on Regent Investment Management's 13F filing for Q1 2020, filed 17 Apr 2020.