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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+11.43%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$327M
AUM Growth
+$22M
Cap. Flow
-$8.37M
Cap. Flow %
-2.56%
Top 10 Hldgs %
28.81%
Holding
218
New
12
Increased
48
Reduced
95
Closed
8

Top Buys

Rank Stock Value
1
BMY icon
Bristol-Myers Squibb
BMY
+$3.55M
2
QCOM icon
Qualcomm
QCOM
+$1.94M
3
EXPE icon
Expedia Group
EXPE
+$1.59M
4
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$638K
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$636K

Top Sells

Rank Stock Value
1
CELG
Celgene Corp
CELG
+$4.22M
2
BKNG icon
Booking.com
BKNG
+$1.18M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$758K
4
CCL icon
Carnival Corporation Ltd
CCL
+$719K
5
AAPL icon
Apple
AAPL
+$711K

Sector Composition

Rank Sector Weight
1 Technology 18.46%
2 Healthcare 18.26%
3 Financials 15.92%
4 Communication Services 12.59%
5 Consumer Discretionary 11.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MS icon
26
Morgan Stanley
MS
$340B
$3.47M 1.06%
67,882
-8,908
-12% -$422K
WMB icon
27
Williams Companies
WMB
$86.1B
$3.29M 1.01%
138,780
-300
-0.2% -$6.87K
V icon
28
Visa
V
$677B
$3.25M 0.99%
17,277
-1,863
-10% -$336K
SWKS icon
29
Skyworks Solutions
SWKS
$10.6B
$3.23M 0.99%
26,750
-2,635
-9% -$259K
RCL icon
30
Royal Caribbean
RCL
$85.6B
$3.18M 0.97%
23,793
+3,460
+17% +$403K
MU icon
31
Micron Technology
MU
$991B
$3.04M 0.93%
56,459
+389
+0.7% +$18.6K
BKNG icon
32
Booking.com
BKNG
$161B
$3.02M 0.92%
36,725
-15,075
-29% -$1.18M
TMO icon
33
Thermo Fisher Scientific
TMO
$220B
$2.65M 0.81%
8,145
+65
+0.8% +$19.7K
UL icon
34
Unilever
UL
$136B
$2.6M 0.8%
40,503
-2,443
-6% -$162K
ANIP icon
35
ANI Pharmaceuticals
ANIP
$1.78B
$2.55M 0.78%
41,329
+1,670
+4% +$111K
DIS icon
36
Walt Disney
DIS
$181B
$2.54M 0.78%
17,576
+2,743
+18% +$383K
TJX icon
37
TJX Companies
TJX
$178B
$2.48M 0.76%
40,569
+24
+0.1% +$1.42K
CMCSA icon
38
Comcast
CMCSA
$90B
$2.37M 0.73%
52,742
-115
-0.2% -$5.12K
SCHE icon
39
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$2.37M 0.72%
86,470
+480
+0.6% +$12.7K
CVX icon
40
Chevron
CVX
$366B
$2.36M 0.72%
19,609
+350
+2% +$41.2K
VFC icon
41
VF Corp
VFC
$5.89B
$2.33M 0.71%
23,339
– –
BRK.B icon
42
Berkshire Hathaway Class B
BRK.B
$1.13T
$2.3M 0.7%
10,165
+953
+10% +$207K
KO icon
43
Coca-Cola
KO
$375B
$2.18M 0.67%
39,399
– –
KMI icon
44
Kinder Morgan
KMI
$68.7B
$2.16M 0.66%
102,034
+1,200
+1% +$24.3K
AVGO icon
45
Broadcom
AVGO
$2.04T
$2.14M 0.65%
67,650
-8,840
-12% -$268K
PFE icon
46
Pfizer
PFE
$153B
$2.13M 0.65%
57,272
-2,288
-4% -$81.5K
WDAY icon
47
Workday
WDAY
$44.4B
$2.05M 0.63%
12,450
– –
FDX icon
48
FedEx
FDX
$75.4B
$2.04M 0.62%
13,464
-3,215
-19% -$496K
PRU icon
49
Prudential Financial
PRU
$41.8B
$2.03M 0.62%
21,665
-2,800
-11% -$257K
AMP icon
50
Ameriprise Financial
AMP
$48.8B
$1.93M 0.59%
11,613
+275
+2% +$42.6K
1
2
3 4 5

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MPAM
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LDFR
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Regent Investment Management's Q4 2019 Portfolio in Review

As of Q4 2019, Regent Investment Management held 218 positions worth $327M, up 7.2% from $305M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Regent Investment Management's Q4 2019 filing shows 12 new, 48 increased, 95 reduced and 8 closed positions. Its largest new stake was Expedia Group: 13,515 shares worth $1.46M. The largest sale was Celgene Corp, an estimated $4.22M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 18% a quarter earlier, followed by Healthcare and Financials.

  • Regent Investment Management's largest Q4 2019 buy was Expedia Group: 13,515 shares worth $1.46M.
  • Regent Investment Management added most to Bristol-Myers Squibb in Q4 2019, an estimated $3.55M increase.
  • Regent Investment Management's biggest Q4 2019 reduction was Booking.com, cutting an estimated $1.18M.
  • Regent Investment Management fully exited Celgene Corp in Q4 2019, selling an estimated $4.22M.
  • Regent Investment Management's ten largest holdings make up 29% of its $327M portfolio in Q4 2019.
  • Regent Investment Management opened 12 new positions and closed 8 in Q4 2019.
  • Regent Investment Management's portfolio value rose 7.2% quarter-over-quarter to $327M.

Based on Regent Investment Management's 13F filing for Q4 2019, filed 30 Jan 2020.