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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+14.22%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$300M
AUM Growth
+$33.3M
Cap. Flow
-$1.29M
Cap. Flow %
-0.43%
Top 10 Hldgs %
26.5%
Holding
213
New
17
Increased
45
Reduced
107
Closed
6

Top Buys

Rank Stock Value
1
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
+$892K
2
AVGO icon
Broadcom
AVGO
+$836K
3
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$722K
4
MSFT icon
Microsoft
MSFT
+$688K
5
VZ icon
Verizon
VZ
+$676K

Top Sells

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$1.15M
2
WHR icon
Whirlpool
WHR
+$586K
3
ALB icon
Albemarle
ALB
+$446K
4
CMCSA icon
Comcast
CMCSA
+$437K
5
BKNG icon
Booking.com
BKNG
+$419K

Sector Composition

Rank Sector Weight
1 Healthcare 18.55%
2 Technology 16.88%
3 Financials 15.69%
4 Communication Services 12.11%
5 Consumer Discretionary 11.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UL icon
26
Unilever
UL
$136B
$2.97M 0.99%
45,679
-1,013
-2% -$61.7K
C icon
27
Citigroup
C
$226B
$2.92M 0.97%
46,885
+610
+1% +$37.9K
WMB icon
28
Williams Companies
WMB
$86.1B
$2.88M 0.96%
100,325
+11,835
+13% +$317K
V icon
29
Visa
V
$677B
$2.86M 0.95%
18,305
+1,130
+7% +$163K
UNH icon
30
UnitedHealth
UNH
$370B
$2.82M 0.94%
11,414
+2,575
+29% +$657K
T icon
31
AT&T
T
$163B
$2.76M 0.92%
116,466
-13,542
-10% -$312K
CCL icon
32
Carnival Corporation Ltd
CCL
$39.7B
$2.69M 0.9%
53,138
+6,525
+14% +$362K
MU icon
33
Micron Technology
MU
$991B
$2.54M 0.84%
61,365
-2,125
-3% -$82.1K
WDAY icon
34
Workday
WDAY
$44.4B
$2.51M 0.84%
13,025
-1,124
-8% -$204K
LOW icon
35
Lowe's Companies
LOW
$125B
$2.49M 0.83%
22,747
-4,004
-15% -$400K
CVX icon
36
Chevron
CVX
$366B
$2.46M 0.82%
19,964
-435
-2% -$51.5K
PFE icon
37
Pfizer
PFE
$153B
$2.43M 0.81%
60,246
+1,146
+2% +$45.9K
HZNP
38
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$2.38M 0.79%
90,150
+37,660
+72% +$892K
DD icon
39
DuPont de Nemours
DD
$19.2B
$2.38M 0.79%
17,639
-1,179
-6% -$164K
CMCSA icon
40
Comcast
CMCSA
$90B
$2.36M 0.79%
59,051
-11,614
-16% -$437K
VFC icon
41
VF Corp
VFC
$5.89B
$2.35M 0.78%
28,763
-680
-2% -$53K
RCL icon
42
Royal Caribbean
RCL
$85.6B
$2.26M 0.75%
19,745
-400
-2% -$45.5K
ABT icon
43
Abbott
ABT
$187B
$2.23M 0.74%
27,961
-1,285
-4% -$95.6K
TMO icon
44
Thermo Fisher Scientific
TMO
$220B
$2.21M 0.74%
8,090
-85
-1% -$21.2K
PRU icon
45
Prudential Financial
PRU
$41.8B
$2.21M 0.74%
24,075
+1,125
+5% +$104K
BRK.B icon
46
Berkshire Hathaway Class B
BRK.B
$1.13T
$2.18M 0.73%
10,842
-339
-3% -$68.4K
TJX icon
47
TJX Companies
TJX
$178B
$2.13M 0.71%
39,955
-2,630
-6% -$131K
KMI icon
48
Kinder Morgan
KMI
$68.7B
$2.09M 0.7%
104,604
-14,500
-12% -$271K
KO icon
49
Coca-Cola
KO
$375B
$1.86M 0.62%
39,663
– –
HON icon
50
Honeywell
HON
$78B
$1.86M 0.62%
12,400
-424
-3% -$59.3K
1
2
3 4 5

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YWP
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BC
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MAG
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MPAM
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LDFR
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SAS
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EP
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TC
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Regent Investment Management's Q1 2019 Portfolio in Review

As of Q1 2019, Regent Investment Management held 213 positions worth $300M, up 12% from $267M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Regent Investment Management's Q1 2019 filing shows 17 new, 45 increased, 107 reduced and 6 closed positions. Its largest new stake was Livent Corporation: 45,975 shares worth $565K. The largest sale was Meta Platforms (Facebook), an estimated $1.15M.

By sector, the portfolio is most concentrated in Healthcare at 19% of assets, down from 19% a quarter earlier, followed by Technology and Financials.

  • Regent Investment Management's largest Q1 2019 buy was Livent Corporation: 45,975 shares worth $565K.
  • Regent Investment Management added most to Horizon Therapeutics Public Limited Company Ordinary Shares in Q1 2019, an estimated $892K increase.
  • Regent Investment Management's biggest Q1 2019 reduction was Meta Platforms (Facebook), cutting an estimated $1.15M.
  • Regent Investment Management fully exited Mid-America Apartment Communities in Q1 2019, selling an estimated $237K.
  • Regent Investment Management's ten largest holdings make up 27% of its $300M portfolio in Q1 2019.
  • Regent Investment Management opened 17 new positions and closed 6 in Q1 2019.
  • Regent Investment Management's portfolio value rose 12% quarter-over-quarter to $300M.

Based on Regent Investment Management's 13F filing for Q1 2019, filed 22 Apr 2019.