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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
-13.94%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$267M
AUM Growth
-$52.2M
Cap. Flow
-$3.74M
Cap. Flow %
-1.4%
Top 10 Hldgs %
26.71%
Holding
213
New
9
Increased
56
Reduced
73
Closed
17

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$2.59M
2
BIDU icon
Baidu
BIDU
+$988K
3
ET icon
Energy Transfer Partners
ET
+$866K
4
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$761K
5
BDX icon
Becton Dickinson
BDX
+$752K

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$1.18M
2
VTRS icon
Viatris
VTRS
+$1.15M
3
ESRX
Express Scripts Holding Company
ESRX
+$1.08M
4
ETP
Energy Transfer Partners, L.P.
ETP
+$1.04M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$1.02M

Sector Composition

Rank Sector Weight
1 Healthcare 19.23%
2 Financials 16.23%
3 Technology 15.59%
4 Communication Services 12.42%
5 Consumer Discretionary 11.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CELG
26
DELISTED
Celgene Corp
CELG
$2.7M 1.01%
42,078
-1,940
-4% -$143K
DD icon
27
DuPont de Nemours
DD
$19.2B
$2.55M 0.95%
18,818
+1,106
+6% +$159K
LOW icon
28
Lowe's Companies
LOW
$125B
$2.47M 0.93%
26,751
+30
+0.1% +$2.89K
PFE icon
29
Pfizer
PFE
$153B
$2.45M 0.92%
59,100
-3,651
-6% -$152K
C icon
30
Citigroup
C
$226B
$2.41M 0.9%
46,275
+3,675
+9% +$233K
CMCSA icon
31
Comcast
CMCSA
$90B
$2.41M 0.9%
70,665
– –
CCL icon
32
Carnival Corporation Ltd
CCL
$39.7B
$2.3M 0.86%
46,613
-860
-2% -$49.3K
BRK.B icon
33
Berkshire Hathaway Class B
BRK.B
$1.13T
$2.28M 0.86%
11,181
-175
-2% -$36.6K
V icon
34
Visa
V
$677B
$2.27M 0.85%
17,175
+75
+0.4% +$10.4K
WDAY icon
35
Workday
WDAY
$44.4B
$2.26M 0.85%
14,149
-2,840
-17% -$402K
CVX icon
36
Chevron
CVX
$366B
$2.22M 0.83%
20,399
+555
+3% +$64.3K
UNH icon
37
UnitedHealth
UNH
$370B
$2.2M 0.82%
8,839
– –
ANIP icon
38
ANI Pharmaceuticals
ANIP
$1.78B
$2.13M 0.8%
47,339
+900
+2% +$47.2K
ABT icon
39
Abbott
ABT
$187B
$2.12M 0.79%
29,246
– –
MU icon
40
Micron Technology
MU
$991B
$2.02M 0.75%
63,490
-19,225
-23% -$729K
ABBV icon
41
AbbVie
ABBV
$435B
$2M 0.75%
21,641
+775
+4% +$68.2K
VFC icon
42
VF Corp
VFC
$5.89B
$1.98M 0.74%
29,443
-255
-0.9% -$19.5K
RCL icon
43
Royal Caribbean
RCL
$85.6B
$1.97M 0.74%
20,145
+2,995
+17% +$328K
WMB icon
44
Williams Companies
WMB
$86.1B
$1.95M 0.73%
88,490
-22,400
-20% -$560K
TJX icon
45
TJX Companies
TJX
$178B
$1.91M 0.71%
42,585
-1,325
-3% -$67K
KO icon
46
Coca-Cola
KO
$375B
$1.88M 0.7%
39,663
– –
PRU icon
47
Prudential Financial
PRU
$41.8B
$1.87M 0.7%
22,950
-25
-0.1% -$2.3K
KMI icon
48
Kinder Morgan
KMI
$68.7B
$1.83M 0.69%
119,104
+42,875
+56% +$726K
TMO icon
49
Thermo Fisher Scientific
TMO
$220B
$1.83M 0.69%
8,175
+190
+2% +$44.6K
DIS icon
50
Walt Disney
DIS
$181B
$1.74M 0.65%
15,833
+308
+2% +$35K
1
2
3 4 5

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Regent Investment Management's Q4 2018 Portfolio in Review

As of Q4 2018, Regent Investment Management held 213 positions worth $267M, down 16% from $319M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Regent Investment Management's Q4 2018 filing shows 9 new, 56 increased, 73 reduced and 17 closed positions. Its largest new stake was Energy Transfer Partners: 57,050 shares worth $753K. The largest sale was Alibaba, an estimated $1.18M.

By sector, the portfolio is most concentrated in Healthcare at 19% of assets, up from 18% a quarter earlier, followed by Financials and Technology.

  • Regent Investment Management's largest Q4 2018 buy was Energy Transfer Partners: 57,050 shares worth $753K.
  • Regent Investment Management added most to Microsoft in Q4 2018, an estimated $2.59M increase.
  • Regent Investment Management's biggest Q4 2018 reduction was Alibaba, cutting an estimated $1.18M.
  • Regent Investment Management fully exited Express Scripts Holding Company in Q4 2018, selling an estimated $1.08M.
  • Regent Investment Management's ten largest holdings make up 27% of its $267M portfolio in Q4 2018.
  • Regent Investment Management opened 9 new positions and closed 17 in Q4 2018.
  • Regent Investment Management's portfolio value fell 16% quarter-over-quarter to $267M.

Based on Regent Investment Management's 13F filing for Q4 2018, filed 22 Jan 2019.