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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+7.23%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$319M
AUM Growth
+$19.8M
Cap. Flow
+$2.41M
Cap. Flow %
0.76%
Top 10 Hldgs %
27.05%
Holding
211
New
10
Increased
53
Reduced
76
Closed
7

Top Buys

Rank Stock Value
1
WSBC icon
WesBanco
WSBC
+$8.13M
2
MU icon
Micron Technology
MU
+$1.31M
3
VZ icon
Verizon
VZ
+$1.22M
4
CSCO icon
Cisco
CSCO
+$1.08M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$990K

Top Sells

Rank Stock Value
1
FFKT
Farmers Capital Bank Corp
FFKT
+$8.38M
2
CAVM
Cavium, Inc.
CAVM
+$3.19M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$913K
4
PPLI
People Inc
PPLI
+$617K
5
HEDJ icon
WisdomTree Europe Hedged Equity Fund
HEDJ
+$597K

Sector Composition

Rank Sector Weight
1 Healthcare 18.26%
2 Technology 16.35%
3 Financials 15.96%
4 Consumer Discretionary 12.78%
5 Communication Services 11.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTRS icon
26
Viatris
VTRS
$18.9B
$3.21M 1.01%
87,730
+10,825
+14% +$406K
T icon
27
AT&T
T
$163B
$3.15M 0.99%
124,248
+1,054
+0.9% +$25.8K
LOW icon
28
Lowe's Companies
LOW
$125B
$3.07M 0.96%
26,721
-3,300
-11% -$344K
C icon
29
Citigroup
C
$226B
$3.06M 0.96%
42,600
-310
-0.7% -$21.9K
CCL icon
30
Carnival Corporation Ltd
CCL
$39.7B
$3.03M 0.95%
47,473
– –
WMB icon
31
Williams Companies
WMB
$86.1B
$3.02M 0.94%
110,890
-1,015
-0.9% -$29.5K
UL icon
32
Unilever
UL
$136B
$3M 0.94%
48,426
+1,156
+2% +$72.9K
DD icon
33
DuPont de Nemours
DD
$19.2B
$2.88M 0.9%
17,712
+2,014
+13% +$346K
ANIP icon
34
ANI Pharmaceuticals
ANIP
$1.78B
$2.63M 0.82%
46,439
+6,675
+17% +$408K
PFE icon
35
Pfizer
PFE
$153B
$2.62M 0.82%
62,751
-3,130
-5% -$120K
VFC icon
36
VF Corp
VFC
$5.89B
$2.61M 0.82%
29,698
-2,655
-8% -$226K
V icon
37
Visa
V
$677B
$2.57M 0.8%
17,100
+490
+3% +$69.7K
CMCSA icon
38
Comcast
CMCSA
$90B
$2.5M 0.78%
70,665
-350
-0.5% -$12.4K
WDAY icon
39
Workday
WDAY
$44.4B
$2.48M 0.78%
16,989
-150
-0.9% -$20.8K
TJX icon
40
TJX Companies
TJX
$178B
$2.46M 0.77%
43,910
-100
-0.2% -$5.14K
BRK.B icon
41
Berkshire Hathaway Class B
BRK.B
$1.13T
$2.43M 0.76%
11,356
-750
-6% -$154K
CVX icon
42
Chevron
CVX
$366B
$2.43M 0.76%
19,844
-1,135
-5% -$138K
UNH icon
43
UnitedHealth
UNH
$370B
$2.35M 0.74%
8,839
– –
PRU icon
44
Prudential Financial
PRU
$41.8B
$2.33M 0.73%
22,975
+2,785
+14% +$275K
RCL icon
45
Royal Caribbean
RCL
$85.6B
$2.23M 0.7%
17,150
+95
+0.6% +$11.1K
ABT icon
46
Abbott
ABT
$187B
$2.15M 0.67%
29,246
-3,090
-10% -$203K
ALB icon
47
Albemarle
ALB
$15.5B
$2.13M 0.67%
21,335
+1,325
+7% +$128K
WDC icon
48
Western Digital
WDC
$150B
$2.02M 0.63%
45,584
-1,720
-4% -$87.1K
HON icon
49
Honeywell
HON
$78B
$2.01M 0.63%
13,380
+50
+0.4% +$7.09K
ABBV icon
50
AbbVie
ABBV
$435B
$1.97M 0.62%
20,866
+7,515
+56% +$713K
1
2
3 4 5

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MPAM
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Regent Investment Management's Q3 2018 Portfolio in Review

As of Q3 2018, Regent Investment Management held 211 positions worth $319M, up 6.6% from $299M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Regent Investment Management's Q3 2018 filing shows 10 new, 53 increased, 76 reduced and 7 closed positions. Its largest new stake was WesBanco: 169,959 shares worth $7.58M. The largest sale was Farmers Capital Bank Corp, an estimated $8.38M.

By sector, the portfolio is most concentrated in Healthcare at 18% of assets, up from 17% a quarter earlier, followed by Technology and Financials.

  • Regent Investment Management's largest Q3 2018 buy was WesBanco: 169,959 shares worth $7.58M.
  • Regent Investment Management added most to Micron Technology in Q3 2018, an estimated $1.31M increase.
  • Regent Investment Management's biggest Q3 2018 reduction was iShares Russell 2000 Value ETF, cutting an estimated $913K.
  • Regent Investment Management fully exited Farmers Capital Bank Corp in Q3 2018, selling an estimated $8.38M.
  • Regent Investment Management's ten largest holdings make up 27% of its $319M portfolio in Q3 2018.
  • Regent Investment Management opened 10 new positions and closed 7 in Q3 2018.
  • Regent Investment Management's portfolio value rose 6.6% quarter-over-quarter to $319M.

Based on Regent Investment Management's 13F filing for Q3 2018, filed 22 Oct 2018.