We are live on ! Find out more
RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+5.22%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$305M
AUM Growth
+$7.82M
Cap. Flow
-$3.22M
Cap. Flow %
-1.06%
Top 10 Hldgs %
25.23%
Holding
214
New
4
Increased
56
Reduced
91
Closed
8

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$2.43M
2
UL icon
Unilever
UL
+$1.85M
3
VTRS icon
Viatris
VTRS
+$1.38M
4
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$940K
5
PPLI
People Inc
PPLI
+$772K

Top Sells

Rank Stock Value
1
SYY icon
Sysco
SYY
+$1.43M
2
GE icon
GE Aerospace
GE
+$1.04M
3
MRK icon
Merck
MRK
+$1.01M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$976K
5
HUM icon
Humana
HUM
+$685K

Sector Composition

Rank Sector Weight
1 Healthcare 18.38%
2 Financials 16.16%
3 Technology 15.66%
4 Communication Services 12.04%
5 Consumer Discretionary 11.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BAC icon
26
Bank of America
BAC
$441B
$2.89M 0.95%
98,042
-1,350
-1% -$37.2K
DD icon
27
DuPont de Nemours
DD
$19.5B
$2.71M 0.89%
15,036
+2,315
+18% +$417K
VFC icon
28
VF Corp
VFC
$5.8B
$2.68M 0.88%
38,512
-531
-1% -$35.1K
WMB icon
29
Williams Companies
WMB
$87.8B
$2.65M 0.87%
86,950
+4,550
+6% +$132K
MCK icon
30
McKesson
MCK
$102B
$2.62M 0.86%
16,784
-3,785
-18% -$561K
ENB icon
31
Enbridge
ENB
$113B
$2.57M 0.84%
65,613
-10,687
-14% -$411K
CCL icon
32
Carnival Corporation Ltd
CCL
$39.4B
$2.54M 0.83%
38,298
+538
+1% +$35.6K
UNH icon
33
UnitedHealth
UNH
$367B
$2.49M 0.82%
11,314
-150
-1% -$31.8K
MSFT icon
34
Microsoft
MSFT
$3.71T
$2.46M 0.81%
28,783
-1,210
-4% -$99.3K
WHR icon
35
Whirlpool
WHR
$2.8B
$2.44M 0.8%
14,450
+815
+6% +$138K
MRK icon
36
Merck
MRK
$317B
$2.39M 0.78%
44,535
-18,192
-29% -$1.01M
VTRS icon
37
Viatris
VTRS
$19B
$2.39M 0.78%
56,470
+36,185
+178% +$1.38M
PFE icon
38
Pfizer
PFE
$149B
$2.35M 0.77%
68,333
-87
-0.1% -$2.97K
PPLI
39
People Inc
PPLI
$3.2B
$2.31M 0.76%
105,585
+34,495
+49% +$772K
UL icon
40
Unilever
UL
$137B
$2.27M 0.75%
36,516
+29,138
+395% +$1.85M
CSCO icon
41
Cisco
CSCO
$476B
$2.22M 0.73%
57,898
-520
-0.9% -$18.6K
PRU icon
42
Prudential Financial
PRU
$41.9B
$2.17M 0.71%
18,890
+575
+3% +$64.6K
ANIP icon
43
ANI Pharmaceuticals
ANIP
$1.88B
$2.13M 0.7%
33,000
+5,550
+20% +$345K
BUD icon
44
AB InBev
BUD
$165B
$2.07M 0.68%
18,537
-72
-0.4% -$8.47K
HON icon
45
Honeywell
HON
$76.3B
$2.06M 0.67%
14,842
-1,400
-9% -$188K
WDAY icon
46
Workday
WDAY
$42B
$1.99M 0.65%
19,539
-138
-0.7% -$14.7K
C icon
47
Citigroup
C
$224B
$1.95M 0.64%
26,230
+1,410
+6% +$104K
RCL icon
48
Royal Caribbean
RCL
$85.7B
$1.95M 0.64%
16,350
+2,470
+18% +$306K
ABT icon
49
Abbott
ABT
$187B
$1.9M 0.62%
33,330
+787
+2% +$43.6K
V icon
50
Visa
V
$692B
$1.89M 0.62%
16,610
-220
-1% -$24.3K
1
2
3 4 5

Similar funds

YWP
YorkBridge Wealth Partners New York $394M AUM 15.56% 1-Year Est. Return
BC
Burleson & Co Petaluma, California $401M AUM 25.44% 1-Year Est. Return
MAG
Mass Ave Global New York $342M AUM 20.58% 1-Year Est. Return
MPAM
Monarch Partners Asset Management Boston, Massachusetts $339M AUM 2.52% 1-Year Est. Return
LDFR
Lehman & Derafelo Financial Resources Media, Pennsylvania $337M AUM 8.16% 1-Year Est. Return
SAS
Sanford Advisory Services Portage, Michigan $420M AUM 15.59% 1-Year Est. Return
EP
Equius Partners Novato, California $324M AUM 8.27% 1-Year Est. Return
TC
Titleist Capital San Antonio, Texas $427M AUM 24.17% 1-Year Est. Return

Regent Investment Management's Q4 2017 Portfolio in Review

As of Q4 2017, Regent Investment Management held 214 positions worth $305M, up 2.6% from $297M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Regent Investment Management's Q4 2017 filing shows 4 new, 56 increased, 91 reduced and 8 closed positions. Its largest new stake was WisdomTree Japan Hedged Equity Fund: 16,300 shares worth $967K. The largest sale was Sysco, an estimated $1.43M.

By sector, the portfolio is most concentrated in Healthcare at 18% of assets, down from 20% a quarter earlier, followed by Financials and Technology.

  • Regent Investment Management's largest Q4 2017 buy was WisdomTree Japan Hedged Equity Fund: 16,300 shares worth $967K.
  • Regent Investment Management added most to Alibaba in Q4 2017, an estimated $2.43M increase.
  • Regent Investment Management's biggest Q4 2017 reduction was GE Aerospace, cutting an estimated $1.04M.
  • Regent Investment Management fully exited Sysco in Q4 2017, selling an estimated $1.43M.
  • Regent Investment Management's ten largest holdings make up 25% of its $305M portfolio in Q4 2017.
  • Regent Investment Management opened 4 new positions and closed 8 in Q4 2017.
  • Regent Investment Management's portfolio value rose 2.6% quarter-over-quarter to $305M.

Based on Regent Investment Management's 13F filing for Q4 2017, filed 26 Jan 2018.