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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+4.57%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$297M
AUM Growth
+$12.8M
Cap. Flow
+$1.71M
Cap. Flow %
0.57%
Top 10 Hldgs %
25.89%
Holding
221
New
10
Increased
48
Reduced
83
Closed
11

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$1.93M
2
DD icon
DuPont de Nemours
DD
+$1.73M
3
HUM icon
Humana
HUM
+$1.51M
4
MRK icon
Merck
MRK
+$1.33M
5
ANIP icon
ANI Pharmaceuticals
ANIP
+$1.31M

Top Sells

Rank Stock Value
1
DD
Du Pont De Nemours E I
DD
+$1.6M
2
CHTR icon
Charter Communications
CHTR
+$1.54M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$1.06M
4
HEDJ icon
WisdomTree Europe Hedged Equity Fund
HEDJ
+$934K
5
SCHW
Charles Schwab
SCHW
+$915K

Sector Composition

Rank Sector Weight
1 Healthcare 20.45%
2 Financials 15.97%
3 Technology 14.79%
4 Communication Services 12.03%
5 Consumer Discretionary 11.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WDC icon
26
Western Digital
WDC
$156B
$3M 1.01%
45,908
+3,810
+9% +$253K
CVX icon
27
Chevron
CVX
$371B
$2.88M 0.97%
24,538
-175
-0.7% -$19.1K
BAC icon
28
Bank of America
BAC
$441B
$2.52M 0.85%
99,392
+300
+0.3% +$7.28K
WHR icon
29
Whirlpool
WHR
$2.8B
$2.52M 0.85%
13,635
+1,560
+13% +$279K
GE icon
30
GE Aerospace
GE
$389B
$2.49M 0.84%
21,454
-979
-4% -$118K
WMB icon
31
Williams Companies
WMB
$87.8B
$2.47M 0.83%
82,400
+3,350
+4% +$102K
CCL icon
32
Carnival Corporation Ltd
CCL
$39.4B
$2.44M 0.82%
37,760
+1,075
+3% +$71.9K
VFC icon
33
VF Corp
VFC
$5.8B
$2.34M 0.79%
39,043
– –
PFE icon
34
Pfizer
PFE
$149B
$2.32M 0.78%
68,420
-923
-1% -$29.7K
UNH icon
35
UnitedHealth
UNH
$367B
$2.25M 0.76%
11,464
– –
MSFT icon
36
Microsoft
MSFT
$3.71T
$2.23M 0.75%
29,993
-5,738
-16% -$419K
DD icon
37
DuPont de Nemours
DD
$19.5B
$2.23M 0.75%
12,721
+10,352
+437% +$1.73M
BUD icon
38
AB InBev
BUD
$165B
$2.22M 0.75%
18,609
-200
-1% -$23.4K
HON icon
39
Honeywell
HON
$76.3B
$2.08M 0.7%
16,242
-221
-1% -$27.4K
WDAY icon
40
Workday
WDAY
$42B
$2.07M 0.7%
19,677
-400
-2% -$41.3K
CSCO icon
41
Cisco
CSCO
$476B
$1.97M 0.66%
58,418
+701
+1% +$22.3K
SCHW
42
Charles Schwab
SCHW
$187B
$1.95M 0.66%
44,633
-22,043
-33% -$915K
HUM icon
43
Humana
HUM
$44.1B
$1.95M 0.66%
7,999
+6,180
+340% +$1.51M
PRU icon
44
Prudential Financial
PRU
$41.9B
$1.95M 0.66%
18,315
– –
BABA icon
45
Alibaba
BABA
$304B
$1.93M 0.65%
11,175
+3,650
+49% +$592K
DHR icon
46
Danaher
DHR
$141B
$1.86M 0.63%
24,455
-274
-1% -$20.3K
KO icon
47
Coca-Cola
KO
$374B
$1.84M 0.62%
40,899
– –
C icon
48
Citigroup
C
$224B
$1.8M 0.61%
24,820
+600
+2% +$41K
VWO icon
49
Vanguard FTSE Emerging Markets ETF
VWO
$123B
$1.78M 0.6%
40,800
+25,550
+168% +$1.11M
V icon
50
Visa
V
$692B
$1.77M 0.6%
16,830
+8,265
+96% +$838K
1
2
3 4 5

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Regent Investment Management's Q3 2017 Portfolio in Review

As of Q3 2017, Regent Investment Management held 221 positions worth $297M, up 4.5% from $284M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Regent Investment Management's Q3 2017 filing shows 10 new, 48 increased, 83 reduced and 11 closed positions. Its largest new stake was ANI Pharmaceuticals: 27,450 shares worth $1.44M. The largest sale was Du Pont De Nemours E I, an estimated $1.6M.

By sector, the portfolio is most concentrated in Healthcare at 20% of assets, up from 20% a quarter earlier, followed by Financials and Technology.

  • Regent Investment Management's largest Q3 2017 buy was ANI Pharmaceuticals: 27,450 shares worth $1.44M.
  • Regent Investment Management added most to Amazon in Q3 2017, an estimated $1.93M increase.
  • Regent Investment Management's biggest Q3 2017 reduction was Charter Communications, cutting an estimated $1.54M.
  • Regent Investment Management fully exited Du Pont De Nemours E I in Q3 2017, selling an estimated $1.6M.
  • Regent Investment Management's ten largest holdings make up 26% of its $297M portfolio in Q3 2017.
  • Regent Investment Management opened 10 new positions and closed 11 in Q3 2017.
  • Regent Investment Management's portfolio value rose 4.5% quarter-over-quarter to $297M.

Based on Regent Investment Management's 13F filing for Q3 2017, filed 12 Oct 2017.