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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+6.85%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$265M
AUM Growth
+$69.4M
Cap. Flow
+$58.3M
Cap. Flow %
22.01%
Top 10 Hldgs %
24.65%
Holding
215
New
30
Increased
63
Reduced
63
Closed
12

Top Buys

Rank Stock Value
1
CMCSA icon
Comcast
CMCSA
+$3.51M
2
CHTR icon
Charter Communications
CHTR
+$3.27M
3
CSC
Computer Sciences
CSC
+$3.13M
4
META icon
Meta Platforms (Facebook)
META
+$2.94M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$2.84M

Top Sells

Rank Stock Value
1
SE
Spectra Energy Corp Wi
SE
+$1.83M
2
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$947K
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$931K
4
PRU icon
Prudential Financial
PRU
+$598K
5
DEO icon
Diageo
DEO
+$574K

Sector Composition

Rank Sector Weight
1 Healthcare 20.96%
2 Financials 16.13%
3 Communication Services 12.92%
4 Technology 12.43%
5 Consumer Discretionary 10.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ENB icon
26
Enbridge
ENB
$112B
$2.54M 0.96%
+60,757
New +$2.57M
MS icon
27
Morgan Stanley
MS
$338B
$2.54M 0.96%
59,270
+38,520
+186% +$1.71M
T icon
28
AT&T
T
$163B
$2.47M 0.93%
78,655
-13,240
-14% -$417K
MRK icon
29
Merck
MRK
$316B
$2.37M 0.89%
39,062
-1,153
-3% -$70K
COR icon
30
Cencora
COR
$61.6B
$2.35M 0.89%
26,563
+7,788
+41% +$684K
SCHW
31
Charles Schwab
SCHW
$186B
$2.33M 0.88%
+56,961
New +$2.35M
BAC icon
32
Bank of America
BAC
$440B
$2.31M 0.87%
97,917
+49,905
+104% +$1.18M
GILD icon
33
Gilead Sciences
GILD
$166B
$2.28M 0.86%
33,517
-4,350
-11% -$306K
PFE icon
34
Pfizer
PFE
$151B
$2.25M 0.85%
69,234
+18,102
+35% +$571K
WHR icon
35
Whirlpool
WHR
$2.86B
$2.18M 0.82%
12,710
+850
+7% +$151K
AMZN icon
36
Amazon
AMZN
$3T
$2.17M 0.82%
48,900
+5,260
+12% +$219K
BUD icon
37
AB InBev
BUD
$166B
$2.16M 0.82%
19,687
+16,012
+436% +$1.72M
WMB icon
38
Williams Companies
WMB
$87B
$2.12M 0.8%
71,525
+44,615
+166% +$1.29M
VFC icon
39
VF Corp
VFC
$5.8B
$2.05M 0.77%
39,574
-336
-0.8% -$16.6K
FISV
40
Fiserv Inc
FISV
$27.7B
$2.02M 0.76%
+34,964
New +$1.96M
PRU icon
41
Prudential Financial
PRU
$41.9B
$2.01M 0.76%
18,815
-5,545
-23% -$598K
UNH icon
42
UnitedHealth
UNH
$372B
$1.9M 0.72%
11,564
– –
HON icon
43
Honeywell
HON
$77.8B
$1.89M 0.71%
16,740
-33
-0.2% -$3.64K
TJX icon
44
TJX Companies
TJX
$178B
$1.85M 0.7%
46,872
+4,560
+11% +$176K
DHR icon
45
Danaher
DHR
$142B
$1.82M 0.69%
24,051
+15,994
+199% +$1.19M
AGN
46
DELISTED
Allergan plc
AGN
$1.75M 0.66%
7,338
-315
-4% -$73.4K
KO icon
47
Coca-Cola
KO
$374B
$1.74M 0.66%
40,899
-1,000
-2% -$41.7K
KHC icon
48
Kraft Heinz
KHC
$29.8B
$1.73M 0.65%
19,034
-1,675
-8% -$151K
ORCL icon
49
Oracle
ORCL
$419B
$1.69M 0.64%
37,956
+16,928
+81% +$705K
WDAY icon
50
Workday
WDAY
$44.2B
$1.67M 0.63%
+20,077
New +$1.67M
1
2
3 4 5

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MPAM
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Regent Investment Management's Q1 2017 Portfolio in Review

As of Q1 2017, Regent Investment Management held 215 positions worth $265M, up 36% from $195M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Regent Investment Management deployed $58.3M of net new capital in Q1 2017, opening 30 new positions and adding to 63 existing holdings. Its largest new stake was Charter Communications: 10,276 shares worth $3.36M.

By sector, the portfolio is most concentrated in Healthcare at 21% of assets, down from 24% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was iShares Russell 2000 Value ETF, an estimated $931K trimmed.

  • Regent Investment Management's largest Q1 2017 buy was Charter Communications: 10,276 shares worth $3.36M.
  • Regent Investment Management added most to Comcast in Q1 2017, an estimated $3.51M increase.
  • Regent Investment Management's biggest Q1 2017 reduction was iShares Russell 2000 Value ETF, cutting an estimated $931K.
  • Regent Investment Management fully exited Spectra Energy Corp Wi in Q1 2017, selling an estimated $1.83M.
  • Regent Investment Management's ten largest holdings make up 25% of its $265M portfolio in Q1 2017.
  • Regent Investment Management opened 30 new positions and closed 12 in Q1 2017.
  • Regent Investment Management's portfolio value rose 36% quarter-over-quarter to $265M.

Based on Regent Investment Management's 13F filing for Q1 2017, filed 17 Apr 2017.