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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+4.64%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$195M
AUM Growth
+$3M
Cap. Flow
-$2.09M
Cap. Flow %
-1.07%
Top 10 Hldgs %
27.37%
Holding
195
New
9
Increased
44
Reduced
88
Closed
10

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$1.71M
2
SE
Spectra Energy Corp Wi
SE
+$1.64M
3
BAC icon
Bank of America
BAC
+$925K
4
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$898K
5
WDC icon
Western Digital
WDC
+$874K

Top Sells

Rank Stock Value
1
FXI icon
iShares China Large-Cap ETF
FXI
+$932K
2
PG icon
Procter & Gamble
PG
+$874K
3
IWR icon
iShares Russell Mid-Cap ETF
IWR
+$816K
4
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$718K
5
WMB icon
Williams Companies
WMB
+$466K

Sector Composition

Rank Sector Weight
1 Healthcare 24.09%
2 Financials 15.13%
3 Communication Services 11.1%
4 Technology 10.94%
5 Consumer Staples 10.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KHC icon
26
Kraft Heinz
KHC
$30B
$1.81M 0.93%
20,709
+670
+3% +$57.3K
VZ icon
27
Verizon
VZ
$196B
$1.79M 0.92%
33,542
-3,713
-10% -$186K
HON icon
28
Honeywell
HON
$78B
$1.75M 0.9%
16,773
-357
-2% -$36.3K
KO icon
29
Coca-Cola
KO
$375B
$1.74M 0.89%
41,899
-3,882
-8% -$162K
AMZN icon
30
Amazon
AMZN
$2.96T
$1.64M 0.84%
+43,640
New +$1.71M
AGN
31
DELISTED
Allergan plc
AGN
$1.61M 0.82%
7,653
+4,186
+121% +$867K
TJX icon
32
TJX Companies
TJX
$178B
$1.59M 0.81%
42,312
+800
+2% +$30.2K
PFE icon
33
Pfizer
PFE
$153B
$1.58M 0.81%
51,132
+2,372
+5% +$72.4K
WDC icon
34
Western Digital
WDC
$150B
$1.57M 0.8%
30,495
+18,965
+164% +$874K
DEO icon
35
Diageo
DEO
$53.6B
$1.51M 0.77%
14,499
-2,370
-14% -$249K
VTRS icon
36
Viatris
VTRS
$18.9B
$1.5M 0.77%
39,215
-6,425
-14% -$239K
COR icon
37
Cencora
COR
$61.2B
$1.47M 0.75%
18,775
-1,150
-6% -$89.7K
DD
38
DELISTED
Du Pont De Nemours E I
DD
$1.46M 0.75%
19,938
– –
CCL icon
39
Carnival Corporation Ltd
CCL
$39.7B
$1.4M 0.72%
26,855
+3,580
+15% +$179K
TMO icon
40
Thermo Fisher Scientific
TMO
$220B
$1.31M 0.67%
9,253
+75
+0.8% +$11.1K
KR icon
41
Kroger
KR
$34.8B
$1.29M 0.66%
37,470
-2,020
-5% -$65.9K
KMB icon
42
Kimberly-Clark
KMB
$36.5B
$1.27M 0.65%
11,108
-100
-0.9% -$11.6K
FDX icon
43
FedEx
FDX
$75.4B
$1.25M 0.64%
6,715
-741
-10% -$136K
BMY icon
44
Bristol-Myers Squibb
BMY
$132B
$1.24M 0.64%
21,282
-1,675
-7% -$91.6K
INTC icon
45
Intel
INTC
$513B
$1.23M 0.63%
33,978
-2,775
-8% -$99.4K
IWN icon
46
iShares Russell 2000 Value ETF
IWN
$14.6B
$1.23M 0.63%
10,311
+720
+8% +$79.6K
MMM icon
47
3M
MMM
$94.3B
$1.23M 0.63%
8,209
– –
GIS icon
48
General Mills
GIS
$19.7B
$1.21M 0.62%
19,585
-300
-2% -$18.6K
CB icon
49
Chubb
CB
$135B
$1.21M 0.62%
9,120
– –
TXN icon
50
Texas Instruments
TXN
$261B
$1.2M 0.61%
16,450
– –
1
2
3 4 5

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Regent Investment Management's Q4 2016 Portfolio in Review

As of Q4 2016, Regent Investment Management held 195 positions worth $195M, up 1.6% from $192M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Regent Investment Management's Q4 2016 filing shows 9 new, 44 increased, 88 reduced and 10 closed positions. Its largest new stake was Amazon: 43,640 shares worth $1.64M. The largest sale was iShares China Large-Cap ETF, an estimated $932K.

By sector, the portfolio is most concentrated in Healthcare at 24% of assets, down from 26% a quarter earlier, followed by Financials and Communication Services.

  • Regent Investment Management's largest Q4 2016 buy was Amazon: 43,640 shares worth $1.64M.
  • Regent Investment Management added most to Spectra Energy Corp Wi in Q4 2016, an estimated $1.64M increase.
  • Regent Investment Management's biggest Q4 2016 reduction was Procter & Gamble, cutting an estimated $874K.
  • Regent Investment Management fully exited iShares China Large-Cap ETF in Q4 2016, selling an estimated $932K.
  • Regent Investment Management's ten largest holdings make up 27% of its $195M portfolio in Q4 2016.
  • Regent Investment Management opened 9 new positions and closed 10 in Q4 2016.
  • Regent Investment Management's portfolio value rose 1.6% quarter-over-quarter to $195M.

Based on Regent Investment Management's 13F filing for Q4 2016, filed 30 Jan 2017.