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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+4.14%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$192M
AUM Growth
+$8.48M
Cap. Flow
+$3M
Cap. Flow %
1.56%
Top 10 Hldgs %
26.66%
Holding
195
New
13
Increased
44
Reduced
58
Closed
9

Top Buys

Rank Stock Value
1
FXI icon
iShares China Large-Cap ETF
FXI
+$899K
2
GE icon
GE Aerospace
GE
+$876K
3
T icon
AT&T
T
+$778K
4
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$696K
5
TAP icon
Molson Coors Class B
TAP
+$602K

Top Sells

Rank Stock Value
1
EMC
EMC CORPORATION
EMC
+$875K
2
M icon
Macy's
M
+$607K
3
WMB icon
Williams Companies
WMB
+$540K
4
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$471K
5
GM icon
General Motors
GM
+$335K

Sector Composition

Rank Sector Weight
1 Healthcare 25.8%
2 Financials 12.12%
3 Consumer Staples 11.31%
4 Communication Services 11.14%
5 Technology 10.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VZ icon
26
Verizon
VZ
$196B
$1.94M 1.01%
37,255
+1,200
+3% +$64.4K
HON icon
27
Honeywell
HON
$78B
$1.79M 0.93%
17,130
+1,597
+10% +$167K
KHC icon
28
Kraft Heinz
KHC
$30B
$1.79M 0.93%
20,039
-790
-4% -$69.9K
VTRS icon
29
Viatris
VTRS
$18.9B
$1.74M 0.9%
45,640
+1,075
+2% +$47.8K
UNH icon
30
UnitedHealth
UNH
$370B
$1.63M 0.84%
11,614
– –
COR icon
31
Cencora
COR
$61.2B
$1.61M 0.84%
19,925
-200
-1% -$17.1K
PFE icon
32
Pfizer
PFE
$153B
$1.57M 0.81%
48,760
+3,973
+9% +$133K
TJX icon
33
TJX Companies
TJX
$178B
$1.55M 0.81%
41,512
+930
+2% +$36.4K
STON
34
DELISTED
StoneMor Inc.
STON
$1.49M 0.77%
59,340
+6,500
+12% +$163K
TMO icon
35
Thermo Fisher Scientific
TMO
$220B
$1.46M 0.76%
9,178
– –
KMB icon
36
Kimberly-Clark
KMB
$36.5B
$1.41M 0.73%
11,208
-200
-2% -$25.9K
INTC icon
37
Intel
INTC
$513B
$1.39M 0.72%
36,753
+15,810
+75% +$560K
DD
38
DELISTED
Du Pont De Nemours E I
DD
$1.33M 0.69%
19,938
-500
-2% -$34K
LAMR icon
39
Lamar Advertising Co
LAMR
$16.3B
$1.32M 0.68%
20,165
+7,190
+55% +$465K
ESRX
40
DELISTED
Express Scripts Holding Company
ESRX
$1.32M 0.68%
18,677
-720
-4% -$53.8K
FDX icon
41
FedEx
FDX
$75.4B
$1.3M 0.68%
7,456
-50
-0.7% -$8.19K
WMB icon
42
Williams Companies
WMB
$86.1B
$1.3M 0.68%
42,375
-20,360
-32% -$540K
GIS icon
43
General Mills
GIS
$19.7B
$1.27M 0.66%
19,885
-4,570
-19% -$318K
VWO icon
44
Vanguard FTSE Emerging Markets ETF
VWO
$124B
$1.25M 0.65%
33,310
+18,700
+128% +$696K
BMY icon
45
Bristol-Myers Squibb
BMY
$132B
$1.24M 0.64%
22,957
-1,800
-7% -$116K
MMM icon
46
3M
MMM
$94.3B
$1.21M 0.63%
8,209
-30
-0.4% -$4.48K
KR icon
47
Kroger
KR
$34.8B
$1.17M 0.61%
39,490
+500
+1% +$16.6K
XOM icon
48
ExxonMobil
XOM
$634B
$1.16M 0.6%
13,240
-250
-2% -$22.2K
TXN icon
49
Texas Instruments
TXN
$261B
$1.15M 0.6%
16,450
– –
LMRK
50
DELISTED
Landmark Infrastructure Partners LP Common Units
LMRK
$1.15M 0.6%
65,604
-11,138
-15% -$195K
1
2
3 4 5

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MPAM
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Regent Investment Management's Q3 2016 Portfolio in Review

As of Q3 2016, Regent Investment Management held 195 positions worth $192M, up 4.6% from $184M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Regent Investment Management's Q3 2016 filing shows 13 new, 44 increased, 58 reduced and 9 closed positions. Its largest new stake was iShares China Large-Cap ETF: 24,530 shares worth $932K. The largest sale was EMC CORPORATION, an estimated $875K.

By sector, the portfolio is most concentrated in Healthcare at 26% of assets, down from 28% a quarter earlier, followed by Financials and Consumer Staples.

  • Regent Investment Management's largest Q3 2016 buy was iShares China Large-Cap ETF: 24,530 shares worth $932K.
  • Regent Investment Management added most to GE Aerospace in Q3 2016, an estimated $876K increase.
  • Regent Investment Management's biggest Q3 2016 reduction was Macy's, cutting an estimated $607K.
  • Regent Investment Management fully exited EMC CORPORATION in Q3 2016, selling an estimated $875K.
  • Regent Investment Management's ten largest holdings make up 27% of its $192M portfolio in Q3 2016.
  • Regent Investment Management opened 13 new positions and closed 9 in Q3 2016.
  • Regent Investment Management's portfolio value rose 4.6% quarter-over-quarter to $192M.

Based on Regent Investment Management's 13F filing for Q3 2016, filed 18 Oct 2016.