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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+0.41%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$180M
AUM Growth
-$7.25M
Cap. Flow
-$6.16M
Cap. Flow %
-3.42%
Top 10 Hldgs %
27.06%
Holding
191
New
10
Increased
42
Reduced
85
Closed
9

Top Buys

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$851K
2
EPP icon
iShares MSCI Pacific ex Japan ETF
EPP
+$723K
3
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$710K
4
CAH icon
Cardinal Health
CAH
+$455K
5
PFE icon
Pfizer
PFE
+$445K

Top Sells

Rank Stock Value
1
MCK icon
McKesson
MCK
+$1.62M
2
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$1.52M
3
VPL icon
Vanguard FTSE Pacific ETF
VPL
+$932K
4
UNP icon
Union Pacific
UNP
+$888K
5
M icon
Macy's
M
+$632K

Sector Composition

Rank Sector Weight
1 Healthcare 28.14%
2 Financials 12.28%
3 Consumer Staples 11.02%
4 Communication Services 10.13%
5 Technology 10.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
T icon
26
AT&T
T
$163B
$1.85M 1.03%
62,489
+612
+1% +$17K
VTRS icon
27
Viatris
VTRS
$18.9B
$1.82M 1.01%
39,220
+2,400
+7% +$116K
KO icon
28
Coca-Cola
KO
$375B
$1.8M 1%
38,836
-1,580
-4% -$68.8K
KHC icon
29
Kraft Heinz
KHC
$30B
$1.73M 0.96%
21,974
+3,479
+19% +$260K
TJX icon
30
TJX Companies
TJX
$178B
$1.61M 0.9%
41,232
-1,510
-4% -$54.8K
HON icon
31
Honeywell
HON
$78B
$1.56M 0.87%
15,533
+1,970
+15% +$185K
GIS icon
32
General Mills
GIS
$19.7B
$1.56M 0.87%
24,630
-1,700
-6% -$98.8K
KMB icon
33
Kimberly-Clark
KMB
$36.5B
$1.54M 0.86%
11,476
-500
-4% -$65K
ESRX
34
DELISTED
Express Scripts Holding Company
ESRX
$1.53M 0.85%
22,245
-2,410
-10% -$173K
UNH icon
35
UnitedHealth
UNH
$370B
$1.51M 0.84%
11,714
-500
-4% -$59.1K
BMY icon
36
Bristol-Myers Squibb
BMY
$132B
$1.5M 0.84%
23,535
+900
+4% +$56.8K
LRFC
37
DELISTED
Logan Ridge Finance Corp
LRFC
$1.42M 0.79%
19,722
+389
+2% +$26.2K
TMO icon
38
Thermo Fisher Scientific
TMO
$220B
$1.31M 0.73%
9,228
-337
-4% -$45.2K
DD
39
DELISTED
Du Pont De Nemours E I
DD
$1.29M 0.72%
20,438
-1,542
-7% -$92.3K
M icon
40
Macy's
M
$6.68B
$1.28M 0.71%
29,060
-15,300
-34% -$632K
FDX icon
41
FedEx
FDX
$75.4B
$1.26M 0.7%
7,731
-550
-7% -$76.5K
AGN
42
DELISTED
Allergan plc
AGN
$1.24M 0.69%
4,619
+44
+1% +$12.6K
CAH icon
43
Cardinal Health
CAH
$55.4B
$1.2M 0.67%
14,650
+5,600
+62% +$455K
STON
44
DELISTED
StoneMor Inc.
STON
$1.2M 0.67%
49,115
+7,060
+17% +$186K
LMRK
45
DELISTED
Landmark Infrastructure Partners LP Common Units
LMRK
$1.17M 0.65%
77,880
+6,658
+9% +$94.7K
KR icon
46
Kroger
KR
$34.8B
$1.17M 0.65%
30,475
+424
+1% +$16.4K
MMM icon
47
3M
MMM
$94.3B
$1.14M 0.63%
8,167
– –
HD icon
48
Home Depot
HD
$355B
$1.09M 0.61%
8,195
-965
-11% -$120K
CB icon
49
Chubb
CB
$135B
$1.09M 0.6%
9,120
+175
+2% +$20.1K
ORCL icon
50
Oracle
ORCL
$423B
$1.07M 0.6%
26,201
-1,000
-4% -$37K
1
2
3 4 5

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BC
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MAG
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MPAM
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LDFR
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SAS
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Regent Investment Management's Q1 2016 Portfolio in Review

As of Q1 2016, Regent Investment Management held 191 positions worth $180M, down 3.9% from $187M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Regent Investment Management withdrew a net $6.16M in Q1 2016, closing 9 positions and reducing 85 holdings. Its most notable exit was WisdomTree Japan Hedged Equity Fund, an estimated $1.52M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 28% of assets, down from 29% a quarter earlier, followed by Financials and Consumer Staples.

Against the trend, Regent Investment Management opened a new position in iShares Russell Mid-Cap Value ETF worth $915K.

  • Regent Investment Management's largest Q1 2016 buy was iShares Russell Mid-Cap Value ETF: 12,907 shares worth $915K.
  • Regent Investment Management added most to Cardinal Health in Q1 2016, an estimated $455K increase.
  • Regent Investment Management's biggest Q1 2016 reduction was McKesson, cutting an estimated $1.62M.
  • Regent Investment Management fully exited WisdomTree Japan Hedged Equity Fund in Q1 2016, selling an estimated $1.52M.
  • Regent Investment Management's ten largest holdings make up 27% of its $180M portfolio in Q1 2016.
  • Regent Investment Management opened 10 new positions and closed 9 in Q1 2016.
  • Regent Investment Management's portfolio value fell 3.9% quarter-over-quarter to $180M.

Based on Regent Investment Management's 13F filing for Q1 2016, filed 20 Apr 2016.