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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+5.39%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$187M
AUM Growth
+$5.65M
Cap. Flow
-$1.53M
Cap. Flow %
-0.82%
Top 10 Hldgs %
27.35%
Holding
188
New
11
Increased
33
Reduced
85
Closed
7

Top Buys

Rank Stock Value
1
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$1.61M
2
KND
Kindred Healthcare
KND
+$962K
3
VPL icon
Vanguard FTSE Pacific ETF
VPL
+$943K
4
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$370K
5
IGV icon
iShares Expanded Tech-Software Sector ETF
IGV
+$356K

Top Sells

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$1.52M
2
KMI icon
Kinder Morgan
KMI
+$828K
3
LRFC
Logan Ridge Finance Corp
LRFC
+$447K
4
M icon
Macy's
M
+$443K
5
VTRS icon
Viatris
VTRS
+$387K

Sector Composition

Rank Sector Weight
1 Healthcare 29.18%
2 Financials 12.52%
3 Consumer Staples 10.75%
4 Technology 9.42%
5 Communication Services 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
META icon
26
Meta Platforms (Facebook)
META
$1.51T
$1.9M 1.02%
18,155
+3,300
+22% +$339K
KO icon
27
Coca-Cola
KO
$375B
$1.74M 0.93%
40,416
-1,200
-3% -$50.9K
WMB icon
28
Williams Companies
WMB
$86.1B
$1.65M 0.88%
64,075
+6,635
+12% +$232K
T icon
29
AT&T
T
$163B
$1.61M 0.86%
61,877
+12,435
+25% +$315K
WHR icon
30
Whirlpool
WHR
$2.82B
$1.56M 0.83%
10,605
+300
+3% +$46.5K
BMY icon
31
Bristol-Myers Squibb
BMY
$132B
$1.56M 0.83%
22,635
-1,492
-6% -$98.6K
M icon
32
Macy's
M
$6.68B
$1.55M 0.83%
44,360
-10,229
-19% -$443K
KMB icon
33
Kimberly-Clark
KMB
$36.5B
$1.52M 0.82%
11,976
-1,200
-9% -$144K
GIS icon
34
General Mills
GIS
$19.7B
$1.52M 0.81%
26,330
-1,200
-4% -$69K
DXJ icon
35
WisdomTree Japan Hedged Equity Fund
DXJ
$7.42B
$1.52M 0.81%
+30,290
New +$1.61M
TJX icon
36
TJX Companies
TJX
$178B
$1.51M 0.81%
42,742
+1,150
+3% +$40.9K
DD
37
DELISTED
Du Pont De Nemours E I
DD
$1.46M 0.78%
21,980
-5,200
-19% -$330K
UNH icon
38
UnitedHealth
UNH
$370B
$1.44M 0.77%
12,214
– –
AGN
39
DELISTED
Allergan plc
AGN
$1.43M 0.76%
4,575
+150
+3% +$44.7K
LRFC
40
DELISTED
Logan Ridge Finance Corp
LRFC
$1.4M 0.75%
19,333
-5,560
-22% -$447K
TMO icon
41
Thermo Fisher Scientific
TMO
$220B
$1.36M 0.73%
9,565
-320
-3% -$42.7K
KHC icon
42
Kraft Heinz
KHC
$30B
$1.35M 0.72%
18,495
+2,670
+17% +$197K
HON icon
43
Honeywell
HON
$78B
$1.26M 0.67%
13,563
-111
-0.8% -$10.2K
KR icon
44
Kroger
KR
$34.8B
$1.26M 0.67%
30,051
-3,008
-9% -$117K
FDX icon
45
FedEx
FDX
$75.4B
$1.23M 0.66%
8,281
-230
-3% -$35.6K
HD icon
46
Home Depot
HD
$355B
$1.21M 0.65%
9,160
-310
-3% -$39.4K
UNP icon
47
Union Pacific
UNP
$174B
$1.19M 0.64%
15,255
-875
-5% -$75.1K
STON
48
DELISTED
StoneMor Inc.
STON
$1.12M 0.6%
42,055
-825
-2% -$23.5K
MET icon
49
MetLife
MET
$62.1B
$1.12M 0.6%
26,138
– –
AIG icon
50
American International
AIG
$41.3B
$1.12M 0.6%
18,070
-700
-4% -$42.7K
1
2
3 4 5

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Regent Investment Management's Q4 2015 Portfolio in Review

As of Q4 2015, Regent Investment Management held 188 positions worth $187M, up 3.1% from $181M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Regent Investment Management's Q4 2015 filing shows 11 new, 33 increased, 85 reduced and 7 closed positions. Its largest new stake was WisdomTree Japan Hedged Equity Fund: 30,290 shares worth $1.52M. The largest sale was iShares Russell 1000 Growth ETF, an estimated $1.52M.

By sector, the portfolio is most concentrated in Healthcare at 29% of assets, up from 28% a quarter earlier, followed by Financials and Consumer Staples.

  • Regent Investment Management's largest Q4 2015 buy was WisdomTree Japan Hedged Equity Fund: 30,290 shares worth $1.52M.
  • Regent Investment Management added most to Merck in Q4 2015, an estimated $354K increase.
  • Regent Investment Management's biggest Q4 2015 reduction was Kinder Morgan, cutting an estimated $828K.
  • Regent Investment Management fully exited iShares Russell 1000 Growth ETF in Q4 2015, selling an estimated $1.52M.
  • Regent Investment Management's ten largest holdings make up 27% of its $187M portfolio in Q4 2015.
  • Regent Investment Management opened 11 new positions and closed 7 in Q4 2015.
  • Regent Investment Management's portfolio value rose 3.1% quarter-over-quarter to $187M.

Based on Regent Investment Management's 13F filing for Q4 2015, filed 14 Jan 2016.