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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
-8.91%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$181M
AUM Growth
-$17.2M
Cap. Flow
+$3.06M
Cap. Flow %
1.68%
Top 10 Hldgs %
27.01%
Holding
197
New
12
Increased
72
Reduced
52
Closed
20

Top Buys

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$2.55M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$1.61M
3
KHC icon
Kraft Heinz
KHC
+$1.19M
4
KMB icon
Kimberly-Clark
KMB
+$888K
5
IWR icon
iShares Russell Mid-Cap ETF
IWR
+$836K

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$2.42M
2
FXI icon
iShares China Large-Cap ETF
FXI
+$1.72M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$1.61M
4
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$962K
5
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$855K

Sector Composition

Rank Sector Weight
1 Healthcare 28%
2 Financials 12.47%
3 Consumer Staples 10.73%
4 Technology 10.1%
5 Consumer Discretionary 9.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSCO icon
26
Cisco
CSCO
$479B
$1.93M 1.06%
73,584
+355
+0.5% +$9.59K
VTRS icon
27
Viatris
VTRS
$18.9B
$1.81M 1%
44,865
+5,840
+15% +$326K
KO icon
28
Coca-Cola
KO
$375B
$1.67M 0.92%
41,616
+3,882
+10% +$155K
MRK icon
29
Merck
MRK
$318B
$1.65M 0.91%
35,085
-2,566
-7% -$136K
GE icon
30
GE Aerospace
GE
$384B
$1.55M 0.86%
12,858
+1,784
+16% +$219K
GIS icon
31
General Mills
GIS
$19.7B
$1.54M 0.85%
27,530
– –
IWF icon
32
iShares Russell 1000 Growth ETF
IWF
$128B
$1.52M 0.84%
+65,368
New +$1.61M
WHR icon
33
Whirlpool
WHR
$2.82B
$1.52M 0.84%
10,305
+1,210
+13% +$205K
TJX icon
34
TJX Companies
TJX
$178B
$1.49M 0.82%
41,592
-30
-0.1% -$1.05K
KMB icon
35
Kimberly-Clark
KMB
$36.5B
$1.44M 0.79%
13,176
+8,060
+158% +$888K
BMY icon
36
Bristol-Myers Squibb
BMY
$132B
$1.43M 0.79%
24,127
+6,552
+37% +$416K
UNP icon
37
Union Pacific
UNP
$174B
$1.43M 0.79%
16,130
-1,155
-7% -$105K
UNH icon
38
UnitedHealth
UNH
$370B
$1.42M 0.78%
12,214
– –
META icon
39
Meta Platforms (Facebook)
META
$1.51T
$1.33M 0.74%
14,855
+6,155
+71% +$565K
DD
40
DELISTED
Du Pont De Nemours E I
DD
$1.31M 0.72%
27,180
-4,515
-14% -$241K
FDX icon
41
FedEx
FDX
$75.4B
$1.23M 0.68%
8,511
+2,650
+45% +$423K
T icon
42
AT&T
T
$163B
$1.22M 0.67%
49,442
+31,359
+173% +$800K
TMO icon
43
Thermo Fisher Scientific
TMO
$220B
$1.21M 0.67%
9,885
+40
+0.4% +$5.21K
AGN
44
DELISTED
Allergan plc
AGN
$1.2M 0.66%
4,425
-180
-4% -$55.3K
KR icon
45
Kroger
KR
$34.8B
$1.19M 0.66%
33,059
+3,095
+10% +$115K
COP icon
46
ConocoPhillips
COP
$141B
$1.18M 0.65%
24,643
+181
+0.7% +$9.21K
STX icon
47
Seagate
STX
$184B
$1.18M 0.65%
26,260
-400
-2% -$19.4K
STON
48
DELISTED
StoneMor Inc.
STON
$1.17M 0.64%
42,880
+5,625
+15% +$159K
HON icon
49
Honeywell
HON
$78B
$1.16M 0.64%
13,674
+2,899
+27% +$264K
KHC icon
50
Kraft Heinz
KHC
$30B
$1.12M 0.62%
+15,825
New +$1.19M
1
2
3 4 5

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Regent Investment Management's Q3 2015 Portfolio in Review

As of Q3 2015, Regent Investment Management held 197 positions worth $181M, down 8.7% from $199M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Regent Investment Management's Q3 2015 filing shows 12 new, 72 increased, 52 reduced and 20 closed positions. Its largest new stake was Alphabet (Google) Class A: 79,080 shares worth $2.52M. The largest sale was Alphabet (Google) Class C, an estimated $2.42M.

By sector, the portfolio is most concentrated in Healthcare at 28% of assets, up from 28% a quarter earlier, followed by Financials and Consumer Staples.

  • Regent Investment Management's largest Q3 2015 buy was Alphabet (Google) Class A: 79,080 shares worth $2.52M.
  • Regent Investment Management added most to Kimberly-Clark in Q3 2015, an estimated $888K increase.
  • Regent Investment Management's biggest Q3 2015 reduction was Alphabet (Google) Class C, cutting an estimated $2.42M.
  • Regent Investment Management fully exited iShares China Large-Cap ETF in Q3 2015, selling an estimated $1.72M.
  • Regent Investment Management's ten largest holdings make up 27% of its $181M portfolio in Q3 2015.
  • Regent Investment Management opened 12 new positions and closed 20 in Q3 2015.
  • Regent Investment Management's portfolio value fell 8.7% quarter-over-quarter to $181M.

Based on Regent Investment Management's 13F filing for Q3 2015, filed 16 Oct 2015.