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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+5.81%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$195M
AUM Growth
-$255K
Cap. Flow
-$8.24M
Cap. Flow %
-4.23%
Top 10 Hldgs %
24.7%
Holding
205
New
15
Increased
42
Reduced
84
Closed
11

Top Buys

Rank Stock Value
1
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$1.47M
2
BUD icon
AB InBev
BUD
+$723K
3
BHI
Baker Hughes
BHI
+$603K
4
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$517K
5
LMRK
Landmark Infrastructure Partners LP Common Units
LMRK
+$515K

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$1.69M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$1.02M
3
DEO icon
Diageo
DEO
+$736K
4
HRI icon
Herc Holdings
HRI
+$663K
5
DIS icon
Walt Disney
DIS
+$622K

Sector Composition

Rank Sector Weight
1 Healthcare 25.85%
2 Financials 11.43%
3 Technology 10.5%
4 Energy 10.46%
5 Consumer Staples 9.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LRFC
26
DELISTED
Logan Ridge Finance Corp
LRFC
$2.12M 1.09%
19,782
-533
-3% -$58.7K
MRK icon
27
Merck
MRK
$318B
$2.07M 1.06%
38,280
+4,695
+14% +$262K
PRU icon
28
Prudential Financial
PRU
$41.8B
$2.07M 1.06%
22,865
-280
-1% -$24.1K
IBM icon
29
IBM
IBM
$224B
$1.88M 0.97%
12,266
-1,721
-12% -$274K
UNP icon
30
Union Pacific
UNP
$174B
$1.79M 0.92%
15,070
+405
+3% +$46.5K
IWO icon
31
iShares Russell 2000 Growth ETF
IWO
$15.1B
$1.79M 0.92%
12,555
+10,880
+650% +$1.47M
COP icon
32
ConocoPhillips
COP
$141B
$1.72M 0.89%
24,962
– –
KO icon
33
Coca-Cola
KO
$375B
$1.72M 0.88%
40,754
-9,900
-20% -$423K
IWF icon
34
iShares Russell 1000 Growth ETF
IWF
$128B
$1.67M 0.86%
69,936
+200
+0.3% +$4.68K
HAL icon
35
Halliburton
HAL
$26.6B
$1.5M 0.77%
38,215
-9,675
-20% -$471K
STX icon
36
Seagate
STX
$184B
$1.5M 0.77%
22,595
+775
+4% +$48K
GIS icon
37
General Mills
GIS
$19.7B
$1.49M 0.77%
28,007
-500
-2% -$25.9K
ETN icon
38
Eaton
ETN
$174B
$1.46M 0.75%
21,504
-1,030
-5% -$67.9K
TJX icon
39
TJX Companies
TJX
$178B
$1.43M 0.74%
41,822
-2,600
-6% -$82.8K
CAG icon
40
Conagra Brands
CAG
$7.23B
$1.39M 0.72%
49,370
-3,084
-6% -$84.4K
BHI
41
DELISTED
Baker Hughes
BHI
$1.31M 0.67%
23,325
+10,685
+85% +$603K
VWO icon
42
Vanguard FTSE Emerging Markets ETF
VWO
$124B
$1.29M 0.66%
32,197
-1,000
-3% -$41.2K
MMM icon
43
3M
MMM
$94.3B
$1.27M 0.65%
9,267
-1,824
-16% -$234K
MET icon
44
MetLife
MET
$62.1B
$1.25M 0.64%
25,914
-336
-1% -$16K
TMO icon
45
Thermo Fisher Scientific
TMO
$220B
$1.25M 0.64%
9,945
+220
+2% +$26.8K
WHR icon
46
Whirlpool
WHR
$2.82B
$1.25M 0.64%
6,425
-600
-9% -$103K
UNH icon
47
UnitedHealth
UNH
$370B
$1.24M 0.63%
12,214
– –
GE icon
48
GE Aerospace
GE
$384B
$1.17M 0.6%
9,676
-1,947
-17% -$239K
MDT icon
49
Medtronic
MDT
$112B
$1.13M 0.58%
15,601
– –
HD icon
50
Home Depot
HD
$355B
$1.12M 0.58%
10,710
-370
-3% -$35.9K
1
2
3 4 5

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MPAM
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Regent Investment Management's Q4 2014 Portfolio in Review

As of Q4 2014, Regent Investment Management held 205 positions worth $195M, down 0.13% from $195M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Regent Investment Management withdrew a net $8.24M in Q4 2014, closing 11 positions and reducing 84 holdings. Its most notable exit was iShares Russell Mid-Cap Value ETF, an estimated $1.69M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 26% of assets, up from 24% a quarter earlier, followed by Financials and Technology.

Against the trend, Regent Investment Management opened a new position in AB InBev worth $733K.

  • Regent Investment Management's largest Q4 2014 buy was AB InBev: 6,525 shares worth $733K.
  • Regent Investment Management added most to iShares Russell 2000 Growth ETF in Q4 2014, an estimated $1.47M increase.
  • Regent Investment Management's biggest Q4 2014 reduction was iShares Russell Mid-Cap Growth ETF, cutting an estimated $1.02M.
  • Regent Investment Management fully exited iShares Russell Mid-Cap Value ETF in Q4 2014, selling an estimated $1.69M.
  • Regent Investment Management's ten largest holdings make up 25% of its $195M portfolio in Q4 2014.
  • Regent Investment Management opened 15 new positions and closed 11 in Q4 2014.
  • Regent Investment Management's portfolio value fell 0.13% quarter-over-quarter to $195M.

Based on Regent Investment Management's 13F filing for Q4 2014, filed 14 Jan 2015.