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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+1.65%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$189M
AUM Growth
+$10.9M
Cap. Flow
+$8.72M
Cap. Flow %
4.61%
Top 10 Hldgs %
23.02%
Holding
202
New
17
Increased
68
Reduced
53
Closed
14

Top Buys

Rank Stock Value
1
PG icon
Procter & Gamble
PG
+$944K
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$792K
3
LLY icon
Eli Lilly
LLY
+$761K
4
VZ icon
Verizon
VZ
+$706K
5
CELG
Celgene Corp
CELG
+$684K

Top Sells

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$1.01M
2
SE
Spectra Energy Corp Wi
SE
+$637K
3
VOD icon
Vodafone
VOD
+$630K
4
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$530K
5
IYT icon
iShares US Transportation ETF
IYT
+$528K

Sector Composition

Rank Sector Weight
1 Healthcare 23.24%
2 Consumer Staples 11.99%
3 Financials 11.89%
4 Energy 11.42%
5 Technology 9.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PRU icon
26
Prudential Financial
PRU
$41.8B
$1.93M 1.02%
22,820
+555
+2% +$47.8K
CSCO icon
27
Cisco
CSCO
$479B
$1.93M 1.02%
85,974
+6,000
+8% +$133K
IWP icon
28
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
$1.91M 1.01%
44,622
-900
-2% -$38.3K
COP icon
29
ConocoPhillips
COP
$141B
$1.91M 1.01%
27,162
-77
-0.3% -$5.15K
GIS icon
30
General Mills
GIS
$19.7B
$1.84M 0.97%
35,575
-4,908
-12% -$243K
VTRS icon
31
Viatris
VTRS
$18.9B
$1.73M 0.92%
35,500
-8,160
-19% -$396K
COR icon
32
Cencora
COR
$61.2B
$1.69M 0.89%
25,809
+2,299
+10% +$156K
PEP icon
33
PepsiCo
PEP
$190B
$1.69M 0.89%
20,178
-3,812
-16% -$309K
ETN icon
34
Eaton
ETN
$174B
$1.68M 0.89%
22,319
+125
+0.6% +$9.21K
IWO icon
35
iShares Russell 2000 Growth ETF
IWO
$15.1B
$1.68M 0.89%
12,316
-186
-1% -$25.4K
XOM icon
36
ExxonMobil
XOM
$634B
$1.65M 0.87%
16,914
+1,935
+13% +$184K
HRI icon
37
Herc Holdings
HRI
$5.61B
$1.56M 0.82%
19,517
+1,934
+11% +$156K
BAX icon
38
Baxter International
BAX
$14.2B
$1.52M 0.81%
38,138
-2,946
-7% -$110K
MRK icon
39
Merck
MRK
$318B
$1.51M 0.8%
27,947
+6,236
+29% +$323K
GE icon
40
GE Aerospace
GE
$384B
$1.49M 0.79%
11,993
-104
-0.9% -$12.8K
DIS icon
41
Walt Disney
DIS
$181B
$1.4M 0.74%
17,435
+2,195
+14% +$170K
CAG icon
42
Conagra Brands
CAG
$7.23B
$1.36M 0.72%
56,437
-321
-0.6% -$7.7K
TJX icon
43
TJX Companies
TJX
$178B
$1.35M 0.72%
44,692
+14,724
+49% +$446K
MCD icon
44
McDonald's
MCD
$195B
$1.33M 0.7%
13,551
-100
-0.7% -$9.56K
UNP icon
45
Union Pacific
UNP
$174B
$1.32M 0.7%
14,094
+270
+2% +$24K
MMM icon
46
3M
MMM
$94.3B
$1.32M 0.7%
11,641
– –
USB icon
47
US Bancorp
USB
$99.6B
$1.3M 0.69%
30,429
-2,424
-7% -$99.6K
STX icon
48
Seagate
STX
$184B
$1.29M 0.68%
22,997
+5,847
+34% +$313K
MET icon
49
MetLife
MET
$62.1B
$1.26M 0.66%
26,699
+2,216
+9% +$102K
SLB icon
50
SLB Ltd
SLB
$75B
$1.24M 0.66%
12,724
+2,650
+26% +$240K
1
2
3 4 5

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Regent Investment Management's Q1 2014 Portfolio in Review

As of Q1 2014, Regent Investment Management held 202 positions worth $189M, up 6.1% from $178M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Regent Investment Management deployed $8.72M of net new capital in Q1 2014, opening 17 new positions and adding to 68 existing holdings. Its largest new stake was Eli Lilly: 13,630 shares worth $802K.

By sector, the portfolio is most concentrated in Healthcare at 23% of assets, up from 22% a quarter earlier, followed by Consumer Staples and Financials.

On the sell side, the largest reduction was Vodafone, an estimated $630K trimmed.

  • Regent Investment Management's largest Q1 2014 buy was Eli Lilly: 13,630 shares worth $802K.
  • Regent Investment Management added most to Procter & Gamble in Q1 2014, an estimated $944K increase.
  • Regent Investment Management's biggest Q1 2014 reduction was Vodafone, cutting an estimated $630K.
  • Regent Investment Management fully exited iShares Russell 1000 Growth ETF in Q1 2014, selling an estimated $1.01M.
  • Regent Investment Management's ten largest holdings make up 23% of its $189M portfolio in Q1 2014.
  • Regent Investment Management opened 17 new positions and closed 14 in Q1 2014.
  • Regent Investment Management's portfolio value rose 6.1% quarter-over-quarter to $189M.

Based on Regent Investment Management's 13F filing for Q1 2014, filed 14 Apr 2014.