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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+10.6%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$178M
AUM Growth
+$26.9M
Cap. Flow
+$11.5M
Cap. Flow %
6.45%
Top 10 Hldgs %
22.13%
Holding
193
New
22
Increased
62
Reduced
60
Closed
8

Top Buys

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$1.25M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$963K
3
GILD icon
Gilead Sciences
GILD
+$730K
4
BMY icon
Bristol-Myers Squibb
BMY
+$727K
5
SCHB icon
Schwab US Broad Market ETF
SCHB
+$701K

Top Sells

Rank Stock Value
1
IWN icon
iShares Russell 2000 Value ETF
IWN
+$811K
2
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$574K
3
ETP
Energy Transfer Partners L.p.
ETP
+$500K
4
IGV icon
iShares Expanded Tech-Software Sector ETF
IGV
+$435K
5
TMO icon
Thermo Fisher Scientific
TMO
+$328K

Sector Composition

Rank Sector Weight
1 Healthcare 22.18%
2 Consumer Staples 12.41%
3 Financials 11.62%
4 Energy 11.6%
5 Technology 9.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PEP icon
26
PepsiCo
PEP
$190B
$1.99M 1.12%
23,990
-3,000
-11% -$249K
COP icon
27
ConocoPhillips
COP
$141B
$1.92M 1.08%
27,239
-751
-3% -$53.9K
IWP icon
28
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
$1.92M 1.08%
45,522
+334
+0.7% +$13.5K
VTRS icon
29
Viatris
VTRS
$18.9B
$1.9M 1.06%
43,660
+5,965
+16% +$245K
CELG
30
DELISTED
Celgene Corp
CELG
$1.86M 1.05%
22,064
+3,270
+17% +$259K
CSCO icon
31
Cisco
CSCO
$479B
$1.79M 1.01%
79,974
+5,150
+7% +$114K
IWO icon
32
iShares Russell 2000 Growth ETF
IWO
$15.1B
$1.69M 0.95%
12,502
+140
+1% +$18.1K
VZ icon
33
Verizon
VZ
$196B
$1.69M 0.95%
34,434
+7,625
+28% +$375K
ETN icon
34
Eaton
ETN
$174B
$1.69M 0.95%
22,194
+5,150
+30% +$366K
COR icon
35
Cencora
COR
$61.2B
$1.65M 0.93%
23,510
+500
+2% +$33.6K
GE icon
36
GE Aerospace
GE
$384B
$1.63M 0.91%
12,097
-1,282
-10% -$161K
BAX icon
37
Baxter International
BAX
$14.2B
$1.55M 0.87%
41,084
+276
+0.7% +$10K
XOM icon
38
ExxonMobil
XOM
$634B
$1.52M 0.85%
14,979
+1,081
+8% +$100K
HRI icon
39
Herc Holdings
HRI
$5.61B
$1.51M 0.85%
17,583
+1,816
+12% +$130K
CAG icon
40
Conagra Brands
CAG
$7.23B
$1.49M 0.84%
56,758
+3,957
+7% +$98.9K
VOD icon
41
Vodafone
VOD
$37.4B
$1.44M 0.81%
36,032
-5,690
-14% -$214K
MMM icon
42
3M
MMM
$94.3B
$1.36M 0.77%
11,641
– –
ESV
43
DELISTED
Ensco Rowan plc
ESV
$1.35M 0.76%
5,893
+194
+3% +$44.8K
USB icon
44
US Bancorp
USB
$99.6B
$1.33M 0.74%
32,853
+371
+1% +$14.2K
MCD icon
45
McDonald's
MCD
$195B
$1.32M 0.74%
13,651
+380
+3% +$36.5K
TDF
46
Templeton Dragon Fund
TDF
$280M
$1.31M 0.74%
50,799
-3,875
-7% -$103K
TGT icon
47
Target
TGT
$68B
$1.2M 0.67%
18,891
+1,300
+7% +$83.1K
VWO icon
48
Vanguard FTSE Emerging Markets ETF
VWO
$124B
$1.19M 0.67%
28,867
+4,400
+18% +$181K
MET icon
49
MetLife
MET
$62.1B
$1.18M 0.66%
24,483
+561
+2% +$25.1K
TMO icon
50
Thermo Fisher Scientific
TMO
$220B
$1.18M 0.66%
10,550
-3,300
-24% -$328K
1
2
3 4 5

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MPAM
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LDFR
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Regent Investment Management's Q4 2013 Portfolio in Review

As of Q4 2013, Regent Investment Management held 193 positions worth $178M, up 18% from $151M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regent Investment Management deployed $11.5M of net new capital in Q4 2013, opening 22 new positions and adding to 62 existing holdings. Its largest new stake was iShares Russell 1000 Growth ETF: 46,936 shares worth $1.01M.

By sector, the portfolio is most concentrated in Healthcare at 22% of assets, up from 21% a quarter earlier, followed by Consumer Staples and Financials.

On the sell side, the largest reduction was iShares Russell 2000 Value ETF, an estimated $811K trimmed.

  • Regent Investment Management's largest Q4 2013 buy was iShares Russell 1000 Growth ETF: 46,936 shares worth $1.01M.
  • Regent Investment Management added most to JPMorgan Chase in Q4 2013, an estimated $1.25M increase.
  • Regent Investment Management's biggest Q4 2013 reduction was iShares Russell 2000 Value ETF, cutting an estimated $811K.
  • Regent Investment Management fully exited State Street SPDR S&P Biotech ETF in Q4 2013, selling an estimated $574K.
  • Regent Investment Management's ten largest holdings make up 22% of its $178M portfolio in Q4 2013.
  • Regent Investment Management opened 22 new positions and closed 8 in Q4 2013.
  • Regent Investment Management's portfolio value rose 18% quarter-over-quarter to $178M.

Based on Regent Investment Management's 13F filing for Q4 2013, filed 22 Jan 2014.