We are live on ! Find out more
RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+5.69%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$151M
AUM Growth
+$21.7M
Cap. Flow
+$15.2M
Cap. Flow %
10.04%
Top 10 Hldgs %
21.92%
Holding
180
New
17
Increased
73
Reduced
44
Closed
9

Top Buys

Rank Stock Value
1
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$1.72M
2
LRFC
Logan Ridge Finance Corp
LRFC
+$1.26M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$1.15M
4
PEP icon
PepsiCo
PEP
+$692K
5
AAPL icon
Apple
AAPL
+$685K

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$1.21M
2
IWD icon
iShares Russell 1000 Value ETF
IWD
+$651K
3
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$461K
4
IYT icon
iShares US Transportation ETF
IYT
+$418K
5
DE icon
Deere & Co
DE
+$416K

Sector Composition

Rank Sector Weight
1 Healthcare 21.31%
2 Energy 12.96%
3 Consumer Staples 12.2%
4 Financials 11.8%
5 Technology 10.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSCO icon
26
Cisco
CSCO
$479B
$1.75M 1.16%
74,824
+9,449
+14% +$235K
PRU icon
27
Prudential Financial
PRU
$41.8B
$1.71M 1.13%
21,965
-185
-0.8% -$14.5K
HAL icon
28
Halliburton
HAL
$26.6B
$1.58M 1.05%
32,895
-400
-1% -$18.7K
IWO icon
29
iShares Russell 2000 Growth ETF
IWO
$15.1B
$1.56M 1.03%
12,362
+2,122
+21% +$256K
GE icon
30
GE Aerospace
GE
$384B
$1.53M 1.01%
13,379
+2,390
+22% +$274K
VOD icon
31
Vodafone
VOD
$37.4B
$1.5M 0.99%
41,722
-554
-1% -$17.5K
BAX icon
32
Baxter International
BAX
$14.2B
$1.46M 0.96%
40,808
+4,502
+12% +$175K
CELG
33
DELISTED
Celgene Corp
CELG
$1.45M 0.96%
18,794
-1,246
-6% -$87.3K
VTRS icon
34
Viatris
VTRS
$18.9B
$1.44M 0.95%
37,695
+15,000
+66% +$528K
TDF
35
Templeton Dragon Fund
TDF
$280M
$1.42M 0.94%
54,674
-300
-0.5% -$7.77K
COR icon
36
Cencora
COR
$61.2B
$1.41M 0.93%
23,010
+3,210
+16% +$188K
MCD icon
37
McDonald's
MCD
$195B
$1.28M 0.84%
13,271
+6,406
+93% +$625K
TMO icon
38
Thermo Fisher Scientific
TMO
$220B
$1.28M 0.84%
13,850
-165
-1% -$14.9K
LRFC
39
DELISTED
Logan Ridge Finance Corp
LRFC
$1.27M 0.84%
+11,022
New +$1.26M
VZ icon
40
Verizon
VZ
$196B
$1.25M 0.83%
26,809
+350
+1% +$17.1K
CAG icon
41
Conagra Brands
CAG
$7.23B
$1.25M 0.82%
52,801
+9,805
+23% +$265K
ESV
42
DELISTED
Ensco Rowan plc
ESV
$1.23M 0.81%
5,699
+1,396
+32% +$320K
XOM icon
43
ExxonMobil
XOM
$634B
$1.2M 0.79%
13,898
+7,341
+112% +$662K
USB icon
44
US Bancorp
USB
$99.6B
$1.19M 0.78%
32,482
+13,663
+73% +$506K
ETN icon
45
Eaton
ETN
$174B
$1.17M 0.77%
17,044
+4,410
+35% +$296K
IWN icon
46
iShares Russell 2000 Value ETF
IWN
$14.6B
$1.17M 0.77%
+12,732
New +$1.15M
MMM icon
47
3M
MMM
$94.3B
$1.16M 0.77%
11,641
+2,093
+22% +$204K
TGT icon
48
Target
TGT
$68B
$1.13M 0.74%
17,591
+2,313
+15% +$157K
MRK icon
49
Merck
MRK
$318B
$1.07M 0.71%
23,624
-3,982
-14% -$182K
ORCL icon
50
Oracle
ORCL
$423B
$1.06M 0.7%
31,857
+107
+0.3% +$3.47K
1
2
3 4 5

Similar funds

YWP
YorkBridge Wealth Partners New York $394M AUM 15.56% 1-Year Est. Return
BC
Burleson & Co Petaluma, California $401M AUM 25.44% 1-Year Est. Return
MAG
Mass Ave Global New York $342M AUM 20.58% 1-Year Est. Return
MPAM
Monarch Partners Asset Management Boston, Massachusetts $339M AUM 2.52% 1-Year Est. Return
LDFR
Lehman & Derafelo Financial Resources Media, Pennsylvania $337M AUM 8.16% 1-Year Est. Return
SAS
Sanford Advisory Services Portage, Michigan $420M AUM 15.59% 1-Year Est. Return
EP
Equius Partners Novato, California $324M AUM 8.27% 1-Year Est. Return
TC
Titleist Capital San Antonio, Texas $427M AUM 24.17% 1-Year Est. Return

Regent Investment Management's Q3 2013 Portfolio in Review

As of Q3 2013, Regent Investment Management held 180 positions worth $151M, up 17% from $130M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regent Investment Management deployed $15.2M of net new capital in Q3 2013, opening 17 new positions and adding to 73 existing holdings. Its largest new stake was iShares Russell Mid-Cap Growth ETF: 45,188 shares worth $1.77M.

By sector, the portfolio is most concentrated in Healthcare at 21% of assets, down from 22% a quarter earlier, followed by Energy and Consumer Staples.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $1.21M trimmed.

  • Regent Investment Management's largest Q3 2013 buy was iShares Russell Mid-Cap Growth ETF: 45,188 shares worth $1.77M.
  • Regent Investment Management added most to PepsiCo in Q3 2013, an estimated $692K increase.
  • Regent Investment Management's biggest Q3 2013 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $1.21M.
  • Regent Investment Management fully exited iShares Russell 1000 Value ETF in Q3 2013, selling an estimated $651K.
  • Regent Investment Management's ten largest holdings make up 22% of its $151M portfolio in Q3 2013.
  • Regent Investment Management opened 17 new positions and closed 9 in Q3 2013.
  • Regent Investment Management's portfolio value rose 17% quarter-over-quarter to $151M.

Based on Regent Investment Management's 13F filing for Q3 2013, filed 10 Oct 2013.