We are live on ! Find out more
NL

NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
-6.89%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$121M
AUM Growth
-$119M
Cap. Flow
-$107M
Cap. Flow %
-88.89%
Top 10 Hldgs %
43.77%
Holding
253
New
4
Increased
30
Reduced
42
Closed
109

Top Buys

Rank Stock Value
1
CRHM
CRH Medical Corporation
CRHM
+$937K
2
DAL icon
Delta Air Lines
DAL
+$404K
3
KHC icon
Kraft Heinz
KHC
+$226K
4
ANFI
AMIRA NATURE FOODS LTD
ANFI
+$157K
5
PG icon
Procter & Gamble
PG
+$150K

Top Sells

Rank Stock Value
1
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$8.7M
2
FLC
Flaherty & Crumrine Total Return Fund
FLC
+$6.63M
3
ERC
Allspring Multi-Sector Income Fund
ERC
+$5.71M
4
VNQ icon
Vanguard Real Estate ETF
VNQ
+$4.33M
5
BND icon
Vanguard Total Bond Market
BND
+$4.27M

Sector Composition

Rank Sector Weight
1 Technology 16.23%
2 Financials 9.91%
3 Industrials 9.83%
4 Consumer Discretionary 7.51%
5 Communication Services 6.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KRE icon
201
State Street SPDR S&P Regional Banking ETF
KRE
$4.86B
– –
-28,000
Closed -$1.22M
KYN icon
202
Kayne Anderson Energy Infrastructure Fund
KYN
$2.52B
– –
-8,000
Closed -$238K
LEO
203
BNY Mellon Strategic Municipals
LEO
$387M
– –
-13,000
Closed -$103K
LLY icon
204
Eli Lilly
LLY
$1.07T
– –
-3,000
Closed -$210K
LQD icon
205
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
– –
-15,000
Closed -$1.78M
MMT
206
Aberdeen Multi-Market Income Fund
MMT
$237M
– –
-65,000
Closed -$393K
MQT
207
DELISTED
BlackRock MuniYield Quality Fund II
MQT
– –
-49,000
Closed -$616K
MQY icon
208
BlackRock MuniYield Quality Fund
MQY
$807M
– –
-17,000
Closed -$249K
MSD
209
Morgan Stanley Emerging Markets Debt Fund
MSD
$147M
– –
-51,000
Closed -$463K
MUE
210
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
– –
-95,000
Closed -$1.22M
NAN icon
211
Nuveen New York Quality Municipal Income Fund
NAN
$371M
– –
-15,000
Closed -$205K
NBH
212
Neuberger Municipal Fund Inc
NBH
$304M
– –
-52,000
Closed -$776K
NRK icon
213
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$900M
– –
-12,000
Closed -$154K
NVG icon
214
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.65B
– –
-12,000
Closed -$158K
PCN
215
PIMCO Corporate & Income Strategy Fund
PCN
$870M
– –
-54,000
Closed -$762K
PGX icon
216
Invesco Preferred ETF
PGX
$3.84B
– –
-84,000
Closed -$1.22M
PII icon
217
Polaris
PII
$4.15B
– –
-1,000
Closed -$201K
PIM
218
Franklin Master Intermediate Income Trust
PIM
$152M
– –
-17,000
Closed -$78K
PMO
219
Franklin Municipal Opportunities Trust
PMO
$287M
– –
-13,000
Closed -$153K
PTY icon
220
PIMCO Corporate & Income Opportunity Fund
PTY
$2.48B
– –
-19,000
Closed -$275K
SCZ icon
221
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
– –
-6,000
Closed -$300K
SDY icon
222
State Street SPDR S&P Dividend ETF
SDY
$21.9B
– –
-4,000
Closed -$280K
SHY icon
223
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
– –
-8,000
Closed -$703K
SPE
224
Special Opportunities Fund
SPE
$140M
– –
-17,796
Closed -$266K
STIP icon
225
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
– –
-2,000
Closed -$204K
7 8
9
10 11

Similar funds

RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
LGM
Logos Global Management San Francisco, California $2B AUM 444.09% 1-Year Est. Return
MYAM
Meiji Yasuda Asset Management Tokyo, Japan $2B AUM 22.52% 1-Year Est. Return
LBC
Lowe Brockenbrough & Co Richmond, Virginia $2.01B AUM 22.05% 1-Year Est. Return
C
Consulta London, United Kingdom $2.01B AUM 16.82% 1-Year Est. Return
CAM
Cormorant Asset Management Boston, Massachusetts $1.99B AUM 737.95% 1-Year Est. Return
SC
Syon Capital San Francisco, California $1.99B AUM 22.67% 1-Year Est. Return
BGM
Burkehill Global Management New York $2.02B AUM 85.32% 1-Year Est. Return

NWAM LLC's Q3 2015 Portfolio in Review

As of Q3 2015, NWAM LLC held 253 positions worth $121M, down 50% from $239M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

NWAM LLC withdrew a net $107M in Q3 2015, closing 109 positions and reducing 42 holdings. Its most notable exit was BlackRock Credit Allocation Income Trust, an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 9.8% a quarter earlier, followed by Financials and Industrials.

Against the trend, NWAM LLC opened a new position in CRH Medical Corporation worth $828K.

  • NWAM LLC's largest Q3 2015 buy was CRH Medical Corporation: 259,000 shares worth $828K.
  • NWAM LLC added most to Procter & Gamble in Q3 2015, an estimated $150K increase.
  • NWAM LLC's biggest Q3 2015 reduction was Apple, cutting an estimated $2.23M.
  • NWAM LLC fully exited BlackRock Credit Allocation Income Trust in Q3 2015, selling an estimated $8.7M.
  • NWAM LLC's ten largest holdings make up 44% of its $121M portfolio in Q3 2015.
  • NWAM LLC opened 4 new positions and closed 109 in Q3 2015.
  • NWAM LLC's portfolio value fell 50% quarter-over-quarter to $121M.

Based on NWAM LLC's 13F filing for Q3 2015, filed 17 Nov 2015.