We are live on ! Find out more
NL

NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+6.05%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$445M
AUM Growth
+$22.7M
Cap. Flow
+$1.33M
Cap. Flow %
0.3%
Top 10 Hldgs %
27.73%
Holding
371
New
30
Increased
130
Reduced
136
Closed
26

Top Buys

Rank Stock Value
1
USB icon
US Bancorp
USB
+$6.74M
2
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$1.65M
3
HYLD
High Yield ETF
HYLD
+$1.49M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$879K
5
DMO
Western Asset Mortgage Opportunity Fund
DMO
+$858K

Top Sells

Rank Stock Value
1
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$2.28M
2
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$2.04M
3
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$2M
4
IAI icon
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
+$1.99M
5
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$1.66M

Sector Composition

Rank Sector Weight
1 Technology 12.9%
2 Financials 6.65%
3 Industrials 5.22%
4 Consumer Discretionary 5.15%
5 Healthcare 3.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOO icon
126
Vanguard S&P 500 ETF
VOO
$973B
$760K 0.17%
2,846
+757
+36% +$198K
TFI icon
127
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.08B
$759K 0.17%
15,977
+2,200
+16% +$105K
TXN icon
128
Texas Instruments
TXN
$259B
$758K 0.17%
7,061
-182
-3% -$20.2K
OMER icon
129
Omeros
OMER
$697M
$756K 0.17%
30,968
-5,680
-15% -$127K
BBN icon
130
BlackRock Taxable Municipal Bond Trust
BBN
$981M
$753K 0.17%
35,541
+4,595
+15% +$100K
TLT icon
131
iShares 20+ Year Treasury Bond ETF
TLT
$42.5B
$753K 0.17%
6,425
+408
+7% +$49K
EMD
132
Western Asset Emerging Markets Debt Fund
EMD
$618M
$742K 0.17%
55,278
-4,300
-7% -$58K
MRK icon
133
Merck
MRK
$307B
$741K 0.17%
10,950
+72
+0.7% +$4.59K
USA icon
134
Liberty All-Star Equity Fund
USA
$1.78B
$740K 0.17%
108,628
-10,717
-9% -$71.2K
IBM icon
135
IBM
IBM
$200B
$731K 0.16%
5,053
+724
+17% +$101K
IVOG icon
136
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
$1.62B
$707K 0.16%
9,776
– –
LQD icon
137
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$35B
$702K 0.16%
6,112
+497
+9% +$57.3K
VOE icon
138
Vanguard Mid-Cap Value ETF
VOE
$23.4B
$701K 0.16%
6,200
-207
-3% -$23.5K
SPY icon
139
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$781B
$700K 0.16%
+2,500
New +$712K
NVG icon
140
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.72B
$699K 0.16%
48,034
+389
+0.8% +$5.75K
CLX icon
141
Clorox
CLX
$11.6B
$691K 0.16%
4,592
+115
+3% +$16.3K
CLF icon
142
Cleveland-Cliffs
CLF
$5.12B
$689K 0.15%
+54,427
New +$560K
QCOM icon
143
Qualcomm
QCOM
$180B
$689K 0.15%
9,559
-100
-1% -$6.58K
NLY icon
144
Annaly Capital Management
NLY
$16.6B
$678K 0.15%
16,558
-141
-0.8% -$5.91K
IVW icon
145
iShares S&P 500 Growth ETF
IVW
$73.5B
$670K 0.15%
15,120
+16
+0.1% +$688
EPD icon
146
Enterprise Products Partners
EPD
$83.9B
$665K 0.15%
23,132
-801
-3% -$23.1K
VWO icon
147
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$655K 0.15%
15,986
+1,322
+9% +$55.6K
MCD icon
148
McDonald's
MCD
$190B
$647K 0.15%
3,865
+122
+3% +$19.6K
UPS icon
149
United Parcel Service
UPS
$96.2B
$640K 0.14%
5,483
-307
-5% -$36.1K
KOL
150
DELISTED
VanEck Vectors Coal ETF
KOL
$639K 0.14%
4,135
-14
-0.3% -$2.21K
4 5
6
7 8

Similar funds

MCWS
McKinley Carter Wealth Services Wheeling, West Virginia $1.73B AUM 17.28% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
RIA
Regal Investment Advisors Kentwood, Michigan $1.73B AUM 17.74% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
GAM
GuardCap Asset Management London, United Kingdom $1.75B AUM 7.74% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return

NWAM LLC's Q3 2018 Portfolio in Review

As of Q3 2018, NWAM LLC held 371 positions worth $445M, up 5.4% from $422M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

NWAM LLC's Q3 2018 filing shows 30 new, 130 increased, 136 reduced and 26 closed positions. Its largest new stake was US Bancorp: 127,273 shares worth $6.72M. The largest sale was First Trust Energy AlphaDEX Fund, an estimated $2.28M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 12% a quarter earlier, followed by Financials and Industrials.

  • NWAM LLC's largest Q3 2018 buy was US Bancorp: 127,273 shares worth $6.72M.
  • NWAM LLC added most to iShares S&P Small-Cap 600 Growth ETF in Q3 2018, an estimated $1.65M increase.
  • NWAM LLC's biggest Q3 2018 reduction was iShares Core MSCI Emerging Markets ETF, cutting an estimated $917K.
  • NWAM LLC fully exited First Trust Energy AlphaDEX Fund in Q3 2018, selling an estimated $2.28M.
  • NWAM LLC's ten largest holdings make up 28% of its $445M portfolio in Q3 2018.
  • NWAM LLC opened 30 new positions and closed 26 in Q3 2018.
  • NWAM LLC's portfolio value rose 5.4% quarter-over-quarter to $445M.

Based on NWAM LLC's 13F filing for Q3 2018, filed 9 Oct 2018.