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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+3.4%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$422M
AUM Growth
+$26.4M
Cap. Flow
+$13.2M
Cap. Flow %
3.12%
Top 10 Hldgs %
26.31%
Holding
375
New
33
Increased
113
Reduced
144
Closed
34

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$8.71M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$2.4M
3
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$2.18M
4
IAI icon
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
+$2.07M
5
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$2.05M

Top Sells

Rank Stock Value
1
USB icon
US Bancorp
USB
+$7.89M
2
HYLD
High Yield ETF
HYLD
+$1.56M
3
MZF
Managed Duration Inv Grd Muni Fd
MZF
+$1.3M
4
CRHM
CRH Medical Corporation
CRHM
+$938K
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$829K

Sector Composition

Rank Sector Weight
1 Technology 11.51%
2 Industrials 4.99%
3 Financials 4.67%
4 Consumer Discretionary 4.63%
5 Healthcare 3.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TXN icon
126
Texas Instruments
TXN
$261B
$798K 0.19%
7,243
-411
-5% -$44.5K
EMD
127
Western Asset Emerging Markets Debt Fund
EMD
$621M
$791K 0.19%
59,578
-25,605
-30% -$355K
ABBV icon
128
AbbVie
ABBV
$448B
$770K 0.18%
8,307
+4,908
+144% +$479K
MELI icon
129
Mercado Libre
MELI
$93.2B
$764K 0.18%
2,555
+1,689
+195% +$533K
USA icon
130
Liberty All-Star Equity Fund
USA
$1.77B
$764K 0.18%
119,345
+35,427
+42% +$225K
BMY icon
131
Bristol-Myers Squibb
BMY
$124B
$763K 0.18%
13,781
-1,505
-10% -$81.3K
HD icon
132
Home Depot
HD
$331B
$733K 0.17%
3,756
-661
-15% -$123K
TLT icon
133
iShares 20+ Year Treasury Bond ETF
TLT
$42.4B
$732K 0.17%
6,017
-9
-0.1% -$1.08K
TEVA icon
134
Teva Pharmaceuticals
TEVA
$36.5B
$731K 0.17%
30,043
-475
-2% -$9.69K
VOE icon
135
Vanguard Mid-Cap Value ETF
VOE
$23.4B
$708K 0.17%
6,407
-134
-2% -$14.8K
NVG icon
136
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.73B
$695K 0.16%
47,645
+3,606
+8% +$53.1K
NLY icon
137
Annaly Capital Management
NLY
$16.7B
$687K 0.16%
16,699
-1,549
-8% -$64.5K
BBN icon
138
BlackRock Taxable Municipal Bond Trust
BBN
$983M
$684K 0.16%
30,946
+16,183
+110% +$355K
IVOG icon
139
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
$1.63B
$681K 0.16%
9,776
+200
+2% +$13.8K
OMER icon
140
Omeros
OMER
$696M
$665K 0.16%
36,648
-4,613
-11% -$79.9K
EPD icon
141
Enterprise Products Partners
EPD
$83.9B
$662K 0.16%
23,933
-157
-0.7% -$4.29K
TFI icon
142
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.08B
$661K 0.16%
13,777
– –
KOL
143
DELISTED
VanEck Vectors Coal ETF
KOL
$655K 0.16%
4,149
-181
-4% -$29.4K
NVDA icon
144
NVIDIA
NVDA
$4.94T
$648K 0.15%
109,480
+3,600
+3% +$21.9K
FTF
145
Franklin Limited Duration Income Trust
FTF
$237M
$643K 0.15%
58,914
– –
LQD icon
146
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$35B
$643K 0.15%
5,615
-322
-5% -$37.1K
GLD icon
147
SPDR Gold Trust
GLD
$129B
$641K 0.15%
5,401
-73
-1% -$9.04K
ISCV icon
148
iShares Morningstar Small-Cap Value ETF
ISCV
$687M
$636K 0.15%
12,519
-2,094
-14% -$104K
UNH icon
149
UnitedHealth
UNH
$385B
$634K 0.15%
2,584
-50
-2% -$12K
MRK icon
150
Merck
MRK
$308B
$630K 0.15%
10,878
-220
-2% -$12.4K
4 5
6
7 8

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NWAM LLC's Q2 2018 Portfolio in Review

As of Q2 2018, NWAM LLC held 375 positions worth $422M, up 6.7% from $396M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

NWAM LLC deployed $13.2M of net new capital in Q2 2018, opening 33 new positions and adding to 113 existing holdings. Its largest new stake was First Trust Energy AlphaDEX Fund: 134,598 shares worth $2.28M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 9.5% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was iShares TIPS Bond ETF, an estimated $642K trimmed.

  • NWAM LLC's largest Q2 2018 buy was First Trust Energy AlphaDEX Fund: 134,598 shares worth $2.28M.
  • NWAM LLC added most to Microsoft in Q2 2018, an estimated $8.71M increase.
  • NWAM LLC's biggest Q2 2018 reduction was iShares TIPS Bond ETF, cutting an estimated $642K.
  • NWAM LLC fully exited US Bancorp in Q2 2018, selling an estimated $7.89M.
  • NWAM LLC's ten largest holdings make up 26% of its $422M portfolio in Q2 2018.
  • NWAM LLC opened 33 new positions and closed 34 in Q2 2018.
  • NWAM LLC's portfolio value rose 6.7% quarter-over-quarter to $422M.

Based on NWAM LLC's 13F filing for Q2 2018, filed 16 Jul 2018.