NWAM LLC’s iShares Morningstar Small-Cap Value ETF ISCV Stock Holding History

NWAM LLC’s Portfolio ISCV Stock Details ISCV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$209K	Buy	+4,356	New	+$201K	0.04%	373
2019 Q3	–	Sell	-4,620	Closed	-$211K	–	403
2019 Q2	$211K	Sell	4,620 -723	-14%	-$33.3K	0.04%	344
2019 Q1	$246K	Sell	5,343 -366	-6%	-$16.8K	0.05%	292
2018 Q4	$234K	Sell	5,709 -6,048	-51%	-$280K	0.06%	279
2018 Q3	$603K	Sell	11,757 -762	-6%	-$39.6K	0.14%	158
2018 Q2	$636K	Sell	12,519 -2,094	-14%	-$104K	0.15%	148
2018 Q1	$697K	Buy	14,613 +1,152	+9%	+$57.1K	0.18%	128
2017 Q4	$683K	Buy	13,461 +9	+0.1%	+$444	0.17%	129
2017 Q3	$657K	Buy	13,452 +756	+6%	+$35.5K	0.17%	131
2017 Q2	$596K	Buy	12,696 +1,260	+11%	+$59.3K	0.1%	135
2017 Q1	$550K	Buy	11,436 +387	+4%	+$18.7K	0.17%	135
2016 Q4	$526K	Buy	11,049 +2,979	+37%	+$134K	0.17%	129
2016 Q3	$351K	Buy	+8,070	New	+$343K	0.03%	177

Other funds holding ISCV

CCP

Cardan Capital Partners Denver, Colorado $893M AUM 22.82% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

AAS

Avantax Advisory Services Dallas, Texas $18.2B AUM 15.06% 1-Year Est. Return

MTC

Matrix Trust Company Denver, Colorado $690M AUM 19.61% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

CPIG

Chicago Partners Investment Group Chicago, Illinois $5B AUM 26.84% 1-Year Est. Return

NWAM LLC's ISCV Position: Q4 2019 in Review

NWAM LLC opened a new position in iShares Morningstar Small-Cap Value ETF (ISCV) in Q4 2019: 4,356 shares worth $209K. The stake represents 0.04% of the portfolio and ranks #373 among its holdings. This is a return to the name: NWAM LLC previously reported a position in ISCV as recently as Q2 2019.

NWAM LLC first reported a position in ISCV in Q3 2016 and has held it in 13 quarters since. The position peaked at $697K in Q1 2018. 92 funds tracked by Wall St. Rank hold ISCV as of Q4 2019.

NWAM LLC held 4,356 shares of iShares Morningstar Small-Cap Value ETF worth $209K as of Q4 2019.
iShares Morningstar Small-Cap Value ETF was a new NWAM LLC position in Q4 2019.
iShares Morningstar Small-Cap Value ETF made up 0.04% of NWAM LLC's portfolio in Q4 2019, its #373 holding.
NWAM LLC first reported a position in iShares Morningstar Small-Cap Value ETF in Q3 2016 and has held it in 13 quarters since.
NWAM LLC's iShares Morningstar Small-Cap Value ETF position peaked at $697K in Q1 2018.
92 funds tracked by Wall St. Rank held iShares Morningstar Small-Cap Value ETF as of Q4 2019.

Based on NWAM LLC's 13F filing for Q4 2019, filed 23 Jan 2020.