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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+6.05%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$445M
AUM Growth
+$22.7M
Cap. Flow
+$1.33M
Cap. Flow %
0.3%
Top 10 Hldgs %
27.73%
Holding
371
New
30
Increased
130
Reduced
136
Closed
26

Top Buys

Rank Stock Value
1
USB icon
US Bancorp
USB
+$6.74M
2
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$1.65M
3
HYLD
High Yield ETF
HYLD
+$1.49M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$879K
5
DMO
Western Asset Mortgage Opportunity Fund
DMO
+$858K

Top Sells

Rank Stock Value
1
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$2.28M
2
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$2.04M
3
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$2M
4
IAI icon
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
+$1.99M
5
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$1.66M

Sector Composition

Rank Sector Weight
1 Technology 12.9%
2 Financials 6.65%
3 Industrials 5.22%
4 Consumer Discretionary 5.15%
5 Healthcare 3.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HCR
101
DELISTED
Hi-Crush Inc. Common Stock
HCR
$958K 0.22%
88,664
-28,644
-24% -$359K
IJJ icon
102
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.82B
$943K 0.21%
11,272
– –
IWM icon
103
iShares Russell 2000 ETF
IWM
$82.2B
$940K 0.21%
5,578
+473
+9% +$79.9K
MMM icon
104
3M
MMM
$83.4B
$933K 0.21%
5,296
-12
-0.2% -$2.07K
PCN
105
PIMCO Corporate & Income Strategy Fund
PCN
$875M
$925K 0.21%
50,590
-807
-2% -$14.7K
AAXJ icon
106
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.65B
$921K 0.21%
13,040
-35
-0.3% -$2.48K
PEP icon
107
PepsiCo
PEP
$187B
$921K 0.21%
8,234
+168
+2% +$19K
AMGN icon
108
Amgen
AMGN
$198B
$920K 0.21%
4,440
-142
-3% -$28K
IWN icon
109
iShares Russell 2000 Value ETF
IWN
$14.4B
$917K 0.21%
6,893
– –
DVYE icon
110
iShares Emerging Markets Dividend ETF
DVYE
$1.2B
$895K 0.2%
23,001
+2,250
+11% +$89.4K
MGK icon
111
Vanguard Mega Cap Growth ETF
MGK
$32.7B
$892K 0.2%
34,810
+170
+0.5% +$4.24K
ABBV icon
112
AbbVie
ABBV
$450B
$875K 0.2%
9,254
+947
+11% +$89.8K
BMY icon
113
Bristol-Myers Squibb
BMY
$124B
$874K 0.2%
14,082
+301
+2% +$17.9K
FVD icon
114
First Trust Value Line Dividend Fund
FVD
$8.27B
$874K 0.2%
27,627
– –
DMO
115
Western Asset Mortgage Opportunity Fund
DMO
$122M
$871K 0.2%
+37,878
New +$858K
EWZ icon
116
iShares MSCI Brazil ETF
EWZ
$9.1B
$871K 0.2%
25,820
-317
-1% -$10.7K
JQC icon
117
Nuveen Credit Strategies Income Fund
JQC
$702M
$861K 0.19%
107,980
-2,950
-3% -$23.4K
RDS.A
118
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$848K 0.19%
12,443
-789
-6% -$52.7K
KYN icon
119
Kayne Anderson Energy Infrastructure Fund
KYN
$2.47B
$846K 0.19%
47,375
+4,375
+10% +$81.6K
DIS icon
120
Walt Disney
DIS
$170B
$843K 0.19%
7,211
-570
-7% -$63.4K
NVDA icon
121
NVIDIA
NVDA
$4.91T
$820K 0.18%
116,680
+7,200
+7% +$46.8K
FAX
122
abrdn Asia-Pacific Income Fund
FAX
$592M
$791K 0.18%
31,852
-598
-2% -$15.2K
BOH icon
123
Bank of Hawaii
BOH
$3.4B
$789K 0.18%
10,000
– –
HD icon
124
Home Depot
HD
$338B
$781K 0.18%
3,770
+14
+0.4% +$2.82K
MELI icon
125
Mercado Libre
MELI
$92B
$768K 0.17%
2,255
-300
-12% -$102K
3 4
5
6 7

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NWAM LLC's Q3 2018 Portfolio in Review

As of Q3 2018, NWAM LLC held 371 positions worth $445M, up 5.4% from $422M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

NWAM LLC's Q3 2018 filing shows 30 new, 130 increased, 136 reduced and 26 closed positions. Its largest new stake was US Bancorp: 127,273 shares worth $6.72M. The largest sale was First Trust Energy AlphaDEX Fund, an estimated $2.28M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 12% a quarter earlier, followed by Financials and Industrials.

  • NWAM LLC's largest Q3 2018 buy was US Bancorp: 127,273 shares worth $6.72M.
  • NWAM LLC added most to iShares S&P Small-Cap 600 Growth ETF in Q3 2018, an estimated $1.65M increase.
  • NWAM LLC's biggest Q3 2018 reduction was iShares Core MSCI Emerging Markets ETF, cutting an estimated $917K.
  • NWAM LLC fully exited First Trust Energy AlphaDEX Fund in Q3 2018, selling an estimated $2.28M.
  • NWAM LLC's ten largest holdings make up 28% of its $445M portfolio in Q3 2018.
  • NWAM LLC opened 30 new positions and closed 26 in Q3 2018.
  • NWAM LLC's portfolio value rose 5.4% quarter-over-quarter to $445M.

Based on NWAM LLC's 13F filing for Q3 2018, filed 9 Oct 2018.