NL

NWAM LLC Portfolio holdings

AUM $1.23B
This Quarter Return
+6.04%
1 Year Return
+22.34%
3 Year Return
+89.7%
5 Year Return
+147.55%
10 Year Return
+197.14%
AUM
$444M
AUM Growth
+$444M
Cap. Flow
+$7.91M
Cap. Flow %
1.78%
Top 10 Hldgs %
27.78%
Holding
368
New
29
Increased
130
Reduced
136
Closed
23

Top Buys

1
USB icon
US Bancorp
USB
$6.72M
2
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
$1.65M
3
HYLD
High Yield ETF
HYLD
$1.49M
4
IVV icon
iShares Core S&P 500 ETF
IVV
$897K
5
DMO
Western Asset Mortgage Opportunity Fund
DMO
$871K

Top Sells

1
FXN icon
First Trust Energy AlphaDEX Fund
FXN
$2.28M
2
XOP icon
SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$2.04M
3
KRE icon
SPDR S&P Regional Banking ETF
KRE
$2M
4
IAI icon
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
$1.99M
5
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
$1.66M

Sector Composition

1 Technology 12.92%
2 Financials 6.66%
3 Industrials 5.23%
4 Consumer Discretionary 5.16%
5 Healthcare 3.67%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
HCR
101
DELISTED
Hi-Crush Inc. Common Stock
HCR
$958K 0.22%
88,664
-28,644
-24% -$309K
IJJ icon
102
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8B
$943K 0.21%
11,272
– –
IWM icon
103
iShares Russell 2000 ETF
IWM
$66.6B
$940K 0.21%
5,578
+473
+9% +$79.7K
MMM icon
104
3M
MMM
$81B
$933K 0.21%
5,296
-12
-0.2% -$2.11K
PCN
105
PIMCO Corporate & Income Strategy Fund
PCN
$837M
$925K 0.21%
50,590
-807
-2% -$14.8K
AAXJ icon
106
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$2.86B
$921K 0.21%
13,040
-35
-0.3% -$2.47K
PEP icon
107
PepsiCo
PEP
$203B
$921K 0.21%
8,234
+168
+2% +$18.8K
AMGN icon
108
Amgen
AMGN
$153B
$920K 0.21%
4,440
-142
-3% -$29.4K
IWN icon
109
iShares Russell 2000 Value ETF
IWN
$11.7B
$917K 0.21%
6,893
– –
DVYE icon
110
iShares Emerging Markets Dividend ETF
DVYE
$902M
$895K 0.2%
23,001
+2,250
+11% +$87.6K
MGK icon
111
Vanguard Mega Cap Growth ETF
MGK
$28.9B
$892K 0.2%
6,962
+34
+0.5% +$4.36K
ABBV icon
112
AbbVie
ABBV
$374B
$875K 0.2%
9,254
+947
+11% +$89.5K
BMY icon
113
Bristol-Myers Squibb
BMY
$96.7B
$874K 0.2%
14,082
+301
+2% +$18.7K
FVD icon
114
First Trust Value Line Dividend Fund
FVD
$9.1B
$874K 0.2%
27,627
– –
DMO
115
Western Asset Mortgage Opportunity Fund
DMO
$136M
$871K 0.2%
+37,878
New +$871K
EWZ icon
116
iShares MSCI Brazil ETF
EWZ
$5.35B
$871K 0.2%
25,820
-317
-1% -$10.7K
JQC icon
117
Nuveen Credit Strategies Income Fund
JQC
$751M
$861K 0.19%
107,980
-2,950
-3% -$23.5K
RDS.A
118
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$848K 0.19%
12,443
-789
-6% -$53.8K
KYN icon
119
Kayne Anderson Energy Infrastructure Fund
KYN
$2.07B
$846K 0.19%
47,375
+4,375
+10% +$78.1K
DIS icon
120
Walt Disney
DIS
$211B
$843K 0.19%
7,211
-570
-7% -$66.6K
NVDA icon
121
NVIDIA
NVDA
$4.15T
$820K 0.18%
116,680
+7,200
+7% +$50.6K
FAX
122
abrdn Asia-Pacific Income Fund
FAX
$674M
$791K 0.18%
31,852
-598
-2% -$14.9K
BOH icon
123
Bank of Hawaii
BOH
$2.69B
$789K 0.18%
10,000
– –
HD icon
124
Home Depot
HD
$406B
$781K 0.18%
3,770
+14
+0.4% +$2.9K
MELI icon
125
Mercado Libre
MELI
$120B
$768K 0.17%
2,255
-300
-12% -$102K
3 4
5
6 7