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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
-1.22%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$1.3B
AUM Growth
+$36.8M
Cap. Flow
+$71.8M
Cap. Flow %
5.52%
Top 10 Hldgs %
29.37%
Holding
583
New
78
Increased
227
Reduced
192
Closed
61

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$14.5M
2
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$13.4M
3
GLD icon
SPDR Gold Trust
GLD
+$5.28M
4
XOM icon
ExxonMobil
XOM
+$4.99M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.93M

Top Sells

Rank Stock Value
1
ECL icon
Ecolab
ECL
+$5.28M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$5.28M
3
GT icon
Goodyear
GT
+$3.63M
4
AA icon
Alcoa
AA
+$3.22M
5
DIS icon
Walt Disney
DIS
+$3.22M

Sector Composition

Rank Sector Weight
1 Technology 17.19%
2 Healthcare 4.82%
3 Industrials 4.67%
4 Financials 4.28%
5 Consumer Discretionary 3.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BNY
526
Bank of New York Mellon
BNY
$107B
– –
-4,393
Closed -$255K
ECL icon
527
Ecolab
ECL
$76.4B
– –
-22,516
Closed -$5.28M
EUSB icon
528
iShares ESG Advanced Universal USD Bond ETF
EUSB
$712M
– –
-9,939
Closed -$491K
EWJ icon
529
iShares MSCI Japan ETF
EWJ
$21.7B
– –
-3,504
Closed -$235K
EXPD icon
530
Expeditors International
EXPD
$22.4B
– –
-1,921
Closed -$258K
EZU icon
531
iShare MSCI Eurozone ETF
EZU
$9.45B
– –
-12,172
Closed -$597K
FFC
532
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$775M
– –
-16,638
Closed -$361K
FLC
533
Flaherty & Crumrine Total Return Fund
FLC
$174M
– –
-18,240
Closed -$416K
GS icon
534
Goldman Sachs
GS
$309B
– –
-878
Closed -$336K
GT icon
535
Goodyear
GT
$2.04B
– –
-170,256
Closed -$3.63M
HALO icon
536
Halozyme
HALO
$9.66B
– –
-5,075
Closed -$204K
HEDJ icon
537
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.82B
– –
-33,924
Closed -$1.36M
HPS
538
John Hancock Preferred Income Fund III
HPS
$457M
– –
-11,356
Closed -$213K
HYGV icon
539
FlexShares High Yield Value-Scored Bond Index Fund
HYGV
$1.08B
– –
-10,048
Closed -$492K
IETC icon
540
iShares US Tech Independence Focused ETF
IETC
$658M
– –
-6,624
Closed -$405K
IFN
541
Aberdeen India Fund
IFN
$490M
– –
-10,422
Closed -$220K
IGBH icon
542
iShares Interest Rate Hedged Long-Term Corporate Bond ETF
IGBH
$202M
– –
-13,351
Closed -$332K
IP icon
543
International Paper
IP
$22.5B
– –
-4,610
Closed -$217K
IUSG icon
544
iShares Core S&P US Growth ETF
IUSG
$31.1B
– –
-2,831
Closed -$327K
IXG icon
545
iShares Global Financials ETF
IXG
$676M
– –
-14,553
Closed -$1.17M
KRE icon
546
State Street SPDR S&P Regional Banking ETF
KRE
$4.47B
– –
-32,330
Closed -$2.29M
LH icon
547
Labcorp
LH
$24.7B
– –
-8,054
Closed -$2.17M
LQDH icon
548
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
$503M
– –
-5,382
Closed -$515K
LUMN icon
549
Lumen
LUMN
$6.45B
– –
-43,836
Closed -$550K
MDB icon
550
MongoDB
MDB
$24.9B
– –
-1,830
Closed -$969K
20 21
22
23 24

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NWAM LLC's Q1 2022 Portfolio in Review

As of Q1 2022, NWAM LLC held 583 positions worth $1.3B, up 2.9% from $1.26B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

NWAM LLC deployed $71.8M of net new capital in Q1 2022, opening 78 new positions and adding to 227 existing holdings. Its largest new stake was Devon Energy: 56,698 shares worth $3.35M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 19% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was iShares 0-5 Year TIPS Bond ETF, an estimated $5.28M trimmed.

  • NWAM LLC's largest Q1 2022 buy was Devon Energy: 56,698 shares worth $3.35M.
  • NWAM LLC added most to Invesco QQQ Trust in Q1 2022, an estimated $14.5M increase.
  • NWAM LLC's biggest Q1 2022 reduction was iShares 0-5 Year TIPS Bond ETF, cutting an estimated $5.28M.
  • NWAM LLC fully exited Ecolab in Q1 2022, selling an estimated $5.28M.
  • NWAM LLC's ten largest holdings make up 29% of its $1.3B portfolio in Q1 2022.
  • NWAM LLC opened 78 new positions and closed 61 in Q1 2022.
  • NWAM LLC's portfolio value rose 2.9% quarter-over-quarter to $1.3B.

Based on NWAM LLC's 13F filing for Q1 2022, filed 12 May 2022.