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NWAM LLC Portfolio holdings

AUM $1.23B
1-Year Return 22.34%
This Quarter Return
+1.48%
1 Year Return
+22.34%
3 Year Return
+89.7%
5 Year Return
+147.55%
10 Year Return
+197.14%
AUM
$534M
AUM Growth
+$33.7M
Cap. Flow
+$28.4M
Cap. Flow %
5.31%
Top 10 Hldgs %
27.46%
Holding
412
New
36
Increased
184
Reduced
117
Closed
18

Top Buys

1
AAPL icon
Apple
AAPL
$2.66M
2
JNJ icon
Johnson & Johnson
JNJ
$2.37M
3
XOM icon
Exxon Mobil
XOM
$1.74M
4
ABT icon
Abbott
ABT
$1.35M
5
BYND icon
Beyond Meat
BYND
$1.33M

Top Sells

1
DVYE icon
iShares Emerging Markets Dividend ETF
DVYE
$1.06M
2
IWM icon
iShares Russell 2000 ETF
IWM
$1.04M
3
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.03M
4
TAN icon
Invesco Solar ETF
TAN
$622K
5
OUNZ icon
VanEck Merk Gold Trust
OUNZ
$593K

Sector Composition

1 Technology 14.07%
2 Financials 5.59%
3 Industrials 4.91%
4 Consumer Discretionary 4.43%
5 Healthcare 3.68%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
LEO
376
BNY Mellon Strategic Municipals
LEO
$375M
$133K 0.02%
15,500
– –
MSD
377
Morgan Stanley Emerging Markets Debt Fund
MSD
$152M
$132K 0.02%
14,325
– –
CHK
378
DELISTED
Chesapeake Energy Corporation
CHK
$119K 0.02%
422
+16
+4% +$4.51K
YPF icon
379
YPF
YPF
$12.1B
$117K 0.02%
12,630
-2,547
-17% -$23.6K
AMCR icon
380
Amcor
AMCR
$19.1B
$107K 0.02%
11,016
– –
TRVG
381
trivago
TRVG
$235M
$97K 0.02%
4,700
– –
EAD
382
Allspring Income Opportunities Fund
EAD
$421M
$96K 0.02%
11,600
– –
GASS icon
383
StealthGas
GASS
$276M
$94K 0.02%
31,150
– –
TEI
384
Templeton Emerging Markets Income Fund
TEI
$294M
$92K 0.02%
10,136
– –
JMM icon
385
Nuveen Multi-Market Income Fund
JMM
$59.9M
$79K 0.01%
10,697
+47
+0.4% +$347
PIM
386
Putnam Master Intermediate Income Trust
PIM
$163M
$73K 0.01%
16,000
– –
USA icon
387
Liberty All-Star Equity Fund
USA
$1.94B
$73K 0.01%
11,481
-22,201
-66% -$141K
WPRT
388
Westport Fuel Systems
WPRT
$43.7M
$68K 0.01%
2,500
– –
KG
389
Kestrel Group, Ltd.
KG
$200M
$67K 0.01%
4,484
-64
-1% -$956
ACB
390
Aurora Cannabis
ACB
$276M
$54K 0.01%
102
-53
-34% -$28.1K
TRQ
391
DELISTED
Turquoise Hill Resources Ltd
TRQ
$44K 0.01%
9,276
+1,400
+18% +$6.64K
PFX icon
392
PhenixFIN
PFX
$98M
$41K 0.01%
785
-163
-17% -$8.51K
AMTX icon
393
Aemetis
AMTX
$151M
$31K 0.01%
28,602
– –
ANFI
394
DELISTED
AMIRA NATURE FOODS LTD
ANFI
$10K ﹤0.01%
18,650
-2,800
-13% -$1.5K
ALRM icon
395
Alarm.com
ALRM
$2.84B
– –
-4,100
Closed -$219K
FXI icon
396
iShares China Large-Cap ETF
FXI
$6.65B
– –
-4,994
Closed -$214K
CMS icon
397
CMS Energy
CMS
$21.4B
– –
-3,473
Closed -$201K
DVYE icon
398
iShares Emerging Markets Dividend ETF
DVYE
$909M
– –
-26,060
Closed -$1.06M
HSBC icon
399
HSBC
HSBC
$227B
– –
-9,629
Closed -$402K
ISCV icon
400
iShares Morningstar Small-Cap Value ETF
ISCV
$530M
– –
-4,620
Closed -$211K
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16
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