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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+1.48%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$534M
AUM Growth
+$32M
Cap. Flow
+$26.4M
Cap. Flow %
4.94%
Top 10 Hldgs %
27.46%
Holding
416
New
36
Increased
184
Reduced
117
Closed
22

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.48M
2
JNJ icon
Johnson & Johnson
JNJ
+$2.41M
3
XOM icon
ExxonMobil
XOM
+$1.79M
4
BYND icon
Beyond Meat
BYND
+$1.48M
5
ABT icon
Abbott
ABT
+$1.37M

Top Sells

Rank Stock Value
1
DVYE icon
iShares Emerging Markets Dividend ETF
DVYE
+$1.06M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$1.05M
3
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$1.03M
4
TAN icon
Invesco Solar ETF
TAN
+$632K
5
OUNZ icon
VanEck Merk Gold Trust
OUNZ
+$593K

Sector Composition

Rank Sector Weight
1 Technology 14.07%
2 Financials 5.59%
3 Industrials 4.91%
4 Consumer Discretionary 4.43%
5 Healthcare 3.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LEO
376
BNY Mellon Strategic Municipals
LEO
$387M
$133K 0.02%
15,500
– –
MSD
377
Morgan Stanley Emerging Markets Debt Fund
MSD
$147M
$132K 0.02%
14,325
– –
CHK
378
DELISTED
Chesapeake Energy Corporation
CHK
$119K 0.02%
422
+16
+4% +$5.2K
YPF icon
379
YPF
YPF
$20.2B
$117K 0.02%
12,630
-2,547
-17% -$32.8K
AMCR icon
380
Amcor
AMCR
$20.6B
$107K 0.02%
2,203
– –
TRVG
381
trivago
TRVG
$386M
$97K 0.02%
4,700
– –
EAD
382
Allspring Income Opportunities Fund
EAD
$372M
$96K 0.02%
11,600
– –
GASS icon
383
StealthGas
GASS
$328M
$94K 0.02%
31,150
– –
TEI
384
Templeton Emerging Markets Income Fund
TEI
$310M
$92K 0.02%
10,136
– –
JMM icon
385
Nuveen Multi-Market Income Fund
JMM
$54.1M
$79K 0.01%
10,697
+47
+0.4% +$345
PIM
386
Franklin Master Intermediate Income Trust
PIM
$149M
$73K 0.01%
16,000
– –
USA icon
387
Liberty All-Star Equity Fund
USA
$1.75B
$73K 0.01%
11,481
-22,201
-66% -$140K
WPRT
388
Westport Fuel Systems
WPRT
$36.5M
$68K 0.01%
2,500
– –
KG
389
Kestrel Group
KG
$71.3M
$67K 0.01%
4,484
-64
-1% -$753
ACB
390
Aurora Cannabis
ACB
$165M
$54K 0.01%
102
-53
-34% -$39.3K
TRQ
391
DELISTED
Turquoise Hill Resources Ltd
TRQ
$44K 0.01%
9,276
+1,400
+18% +$8.42K
PFX icon
392
PhenixFIN
PFX
$41K 0.01%
785
-163
-17% -$8.43K
AMTX icon
393
Aemetis
AMTX
$119M
$31K 0.01%
28,602
– –
ANFI
394
DELISTED
AMIRA NATURE FOODS LTD
ANFI
$10K ﹤0.01%
18,650
-2,800
-13% -$1.75K
ADSK icon
395
Autodesk
ADSK
$44.3B
– –
-1,495
Closed -$244K
ALRM icon
396
Alarm.com
ALRM
$2.56B
– –
-4,100
Closed -$219K
BA icon
397
CALL
Boeing
BA
$165B
– –
-1,000
Closed -$375K
BA icon
398
PUT
Boeing
BA
$165B
– –
-1,500
Closed -$540K
CMS icon
399
CMS Energy
CMS
$23.1B
– –
-3,473
Closed -$201K
DVYE icon
400
iShares Emerging Markets Dividend ETF
DVYE
$1.22B
– –
-26,060
Closed -$1.06M
13 14 15
16
17

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MYAM
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LBC
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C
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CAM
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SC
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BGM
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NWAM LLC's Q3 2019 Portfolio in Review

As of Q3 2019, NWAM LLC held 416 positions worth $534M, up 6.4% from $502M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

NWAM LLC deployed $26.4M of net new capital in Q3 2019, opening 36 new positions and adding to 184 existing holdings. Its largest new stake was Beyond Meat: 8,970 shares worth $1.33M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $1.05M trimmed.

  • NWAM LLC's largest Q3 2019 buy was Beyond Meat: 8,970 shares worth $1.33M.
  • NWAM LLC added most to Apple in Q3 2019, an estimated $2.48M increase.
  • NWAM LLC's biggest Q3 2019 reduction was iShares Russell 2000 ETF, cutting an estimated $1.05M.
  • NWAM LLC fully exited iShares Emerging Markets Dividend ETF in Q3 2019, selling an estimated $1.06M.
  • NWAM LLC's ten largest holdings make up 27% of its $534M portfolio in Q3 2019.
  • NWAM LLC opened 36 new positions and closed 22 in Q3 2019.
  • NWAM LLC's portfolio value rose 6.4% quarter-over-quarter to $534M.

Based on NWAM LLC's 13F filing for Q3 2019, filed 15 Oct 2019.