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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+3.78%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$502M
AUM Growth
+$38.7M
Cap. Flow
+$22.9M
Cap. Flow %
4.55%
Top 10 Hldgs %
27.02%
Holding
389
New
33
Increased
159
Reduced
119
Closed
9

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$2.08M
2
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$2.05M
3
PTH icon
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
+$1.95M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.55M
5
VTV icon
Vanguard Value ETF
VTV
+$1.27M

Top Sells

Rank Stock Value
1
IHI icon
iShares US Medical Devices ETF
IHI
+$1.74M
2
BND icon
Vanguard Total Bond Market
BND
+$826K
3
AAPL icon
Apple
AAPL
+$662K
4
ENLC
ENLINK MIDSTREAM, LLC
ENLC
+$500K
5
CY
Cypress Semiconductor
CY
+$358K

Sector Composition

Rank Sector Weight
1 Technology 13.02%
2 Financials 6.05%
3 Industrials 4.74%
4 Consumer Discretionary 4.47%
5 Communication Services 3.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MMP
351
DELISTED
Magellan Midstream Partners, L.P.
MMP
$205K 0.04%
+3,196
New +$198K
TMUS icon
352
T-Mobile US
TMUS
$212B
$204K 0.04%
+2,746
New +$204K
CMS icon
353
CMS Energy
CMS
$22.5B
$201K 0.04%
+3,473
New +$195K
XES icon
354
State Street SPDR S&P Oil & Gas Equipment & Services ETF
XES
$375M
$197K 0.04%
2,055
+607
+42% +$62.7K
BSE
355
DELISTED
BLACKROCK NEW YORK MUNICIPAL INCOME QUALITY TRUST
BSE
$195K 0.04%
14,700
– –
BGT icon
356
BlackRock Floating Rate Income Trust
BGT
$317M
$188K 0.04%
15,125
+121
+0.8% +$1.51K
VGM icon
357
Invesco Trust Investment Grade Municipals
VGM
$563M
$178K 0.04%
14,070
– –
NAC icon
358
Nuveen California Quality Municipal Income Fund
NAC
$1.86B
$174K 0.03%
12,012
– –
EVG
359
Eaton Vance Short Duration Diversified Income Fund
EVG
$144M
$161K 0.03%
11,900
+128
+1% +$1.68K
CHK
360
DELISTED
Chesapeake Energy Corporation
CHK
$158K 0.03%
406
+6
+2% +$3K
FAM
361
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$157K 0.03%
15,101
– –
ACB
362
Aurora Cannabis
ACB
$160M
$146K 0.03%
155
+19
+14% +$19.1K
MFL
363
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
$142K 0.03%
10,644
– –
MSD
364
Morgan Stanley Emerging Markets Debt Fund
MSD
$148M
$134K 0.03%
14,325
– –
AMCR icon
365
Amcor
AMCR
$20B
$127K 0.03%
+2,203
New +$122K
LEO
366
BNY Mellon Strategic Municipals
LEO
$397M
$127K 0.03%
15,500
+2,500
+19% +$20.2K
GASS icon
367
StealthGas
GASS
$321M
$107K 0.02%
31,150
– –
TEI
368
Templeton Emerging Markets Income Fund
TEI
$320M
$104K 0.02%
10,136
– –
TRVG
369
trivago
TRVG
$383M
$99K 0.02%
+4,700
New +$95.9K
TRQ
370
DELISTED
Turquoise Hill Resources Ltd
TRQ
$98K 0.02%
7,876
– –
EAD
371
Allspring Income Opportunities Fund
EAD
$377M
$96K 0.02%
+11,600
New +$93K
JMM icon
372
Nuveen Multi-Market Income Fund
JMM
$55M
$78K 0.02%
10,650
+49
+0.5% +$351
PIM
373
Franklin Master Intermediate Income Trust
PIM
$152M
$73K 0.01%
16,000
-2,500
-14% -$11.3K
WPRT
374
Westport Fuel Systems
WPRT
$36.1M
$68K 0.01%
2,500
– –
UQM
375
DELISTED
UQM Technologies, Inc.
UQM
$67K 0.01%
40,400
-888
-2% -$1.46K
12 13 14
15
16

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PAIM
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RIA
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SFI
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NWAM LLC's Q2 2019 Portfolio in Review

As of Q2 2019, NWAM LLC held 389 positions worth $502M, up 8.3% from $464M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

NWAM LLC deployed $22.9M of net new capital in Q2 2019, opening 33 new positions and adding to 159 existing holdings. Its largest new stake was First Trust Large Cap Value AlphaDEX Fund: 39,675 shares worth $2.07M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was Vanguard Total Bond Market, an estimated $826K trimmed.

  • NWAM LLC's largest Q2 2019 buy was First Trust Large Cap Value AlphaDEX Fund: 39,675 shares worth $2.07M.
  • NWAM LLC added most to iShares Russell 2000 ETF in Q2 2019, an estimated $2.08M increase.
  • NWAM LLC's biggest Q2 2019 reduction was Vanguard Total Bond Market, cutting an estimated $826K.
  • NWAM LLC fully exited iShares US Medical Devices ETF in Q2 2019, selling an estimated $1.74M.
  • NWAM LLC's ten largest holdings make up 27% of its $502M portfolio in Q2 2019.
  • NWAM LLC opened 33 new positions and closed 9 in Q2 2019.
  • NWAM LLC's portfolio value rose 8.3% quarter-over-quarter to $502M.

Based on NWAM LLC's 13F filing for Q2 2019, filed 18 Jul 2019.