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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
-11.84%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$389M
AUM Growth
-$55.6M
Cap. Flow
+$970K
Cap. Flow %
0.25%
Top 10 Hldgs %
26.46%
Holding
371
New
26
Increased
114
Reduced
145
Closed
45

Top Buys

Rank Stock Value
1
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$1.54M
2
IHF icon
iShares US Healthcare Providers ETF
IHF
+$1.53M
3
IHI icon
iShares US Medical Devices ETF
IHI
+$1.53M
4
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$1.49M
5
FLC
Flaherty & Crumrine Total Return Fund
FLC
+$1.09M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$1.28M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$1.13M
3
CLF icon
Cleveland-Cliffs
CLF
+$689K
4
ENLC
ENLINK MIDSTREAM, LLC
ENLC
+$585K
5
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$575K

Sector Composition

Rank Sector Weight
1 Technology 12.3%
2 Financials 6.58%
3 Industrials 4.94%
4 Consumer Discretionary 4.79%
5 Healthcare 3.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
YPF icon
301
YPF
YPF
$20.2B
$184K 0.05%
13,775
– –
BSE
302
DELISTED
BLACKROCK NEW YORK MUNICIPAL INCOME QUALITY TRUST
BSE
$178K 0.05%
+14,700
New +$178K
BGT icon
303
BlackRock Floating Rate Income Trust
BGT
$322M
$172K 0.04%
14,856
-10,638
-42% -$133K
BEST
304
DELISTED
BEST Inc. American Depositary Shares, each representing twenty (20) Class A Ordinary Shares
BEST
$172K 0.04%
2,091
+503
+32% +$52.2K
LUMN icon
305
Lumen
LUMN
$6.53B
$163K 0.04%
10,788
-1,739
-14% -$33.2K
VGM icon
306
Invesco Trust Investment Grade Municipals
VGM
$549M
$162K 0.04%
14,070
– –
FAM
307
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$146K 0.04%
15,612
-776
-5% -$7.16K
EVG
308
Eaton Vance Short Duration Diversified Income Fund
EVG
$142M
$145K 0.04%
11,655
-7,082
-38% -$89.8K
CHK
309
DELISTED
Chesapeake Energy Corporation
CHK
$144K 0.04%
344
+26
+8% +$17.9K
KG
310
Kestrel Group
KG
$71.3M
$142K 0.04%
4,298
+474
+12% +$25.5K
TRQ
311
DELISTED
Turquoise Hill Resources Ltd
TRQ
$130K 0.03%
7,876
– –
MSD
312
Morgan Stanley Emerging Markets Debt Fund
MSD
$147M
$118K 0.03%
14,325
-16,595
-54% -$140K
GASS icon
313
StealthGas
GASS
$328M
$115K 0.03%
41,600
-800
-2% -$2.68K
TEI
314
Templeton Emerging Markets Income Fund
TEI
$310M
$98K 0.03%
10,136
– –
LEO
315
BNY Mellon Strategic Municipals
LEO
$387M
$93K 0.02%
13,000
– –
PIM
316
Franklin Master Intermediate Income Trust
PIM
$149M
$79K 0.02%
18,500
-2,500
-12% -$11K
JMM icon
317
Nuveen Multi-Market Income Fund
JMM
$54.1M
$72K 0.02%
10,569
+65
+0.6% +$448
RBBN icon
318
Ribbon Communications
RBBN
$354M
$63K 0.02%
12,990
-2,500
-16% -$14.5K
ACB
319
Aurora Cannabis
ACB
$165M
$60K 0.02%
+100
New +$73.7K
PFX icon
320
PhenixFIN
PFX
$52K 0.01%
978
– –
SCU
321
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
$36K 0.01%
3,938
+333
+9% +$4.05K
UQM
322
DELISTED
UQM Technologies, Inc.
UQM
$35K 0.01%
41,288
– –
WPRT
323
Westport Fuel Systems
WPRT
$36.5M
$33K 0.01%
2,500
– –
RAD
324
DELISTED
Rite Aid Corporation
RAD
$27K 0.01%
+1,935
New +$40.8K
AMTX icon
325
Aemetis
AMTX
$119M
$19K ﹤0.01%
30,602
-2,750
-8% -$2.39K
11 12
13
14 15

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NWAM LLC's Q4 2018 Portfolio in Review

As of Q4 2018, NWAM LLC held 371 positions worth $389M, down 13% from $445M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

NWAM LLC's Q4 2018 filing shows 26 new, 114 increased, 145 reduced and 45 closed positions. Its largest new stake was State Street Consumer Discretionary Select Sector SPDR ETF: 29,142 shares worth $1.44M. The largest sale was Amazon, an estimated $1.28M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Industrials.

  • NWAM LLC's largest Q4 2018 buy was State Street Consumer Discretionary Select Sector SPDR ETF: 29,142 shares worth $1.44M.
  • NWAM LLC added most to Vanguard FTSE Developed Markets ETF in Q4 2018, an estimated $1.49M increase.
  • NWAM LLC's biggest Q4 2018 reduction was Amazon, cutting an estimated $1.28M.
  • NWAM LLC fully exited Cleveland-Cliffs in Q4 2018, selling an estimated $689K.
  • NWAM LLC's ten largest holdings make up 26% of its $389M portfolio in Q4 2018.
  • NWAM LLC opened 26 new positions and closed 45 in Q4 2018.
  • NWAM LLC's portfolio value fell 13% quarter-over-quarter to $389M.

Based on NWAM LLC's 13F filing for Q4 2018, filed 30 Jan 2019.