NL

NWAM LLC Portfolio holdings

AUM $1.23B
1-Year Return 22.34%
This Quarter Return
-11.84%
1 Year Return
+22.34%
3 Year Return
+89.7%
5 Year Return
+147.55%
10 Year Return
+197.14%
AUM
$389M
AUM Growth
-$54.9M
Cap. Flow
+$542K
Cap. Flow %
0.14%
Top 10 Hldgs %
26.46%
Holding
370
New
26
Increased
114
Reduced
145
Closed
44

Top Buys

1
IHI icon
iShares US Medical Devices ETF
IHI
$1.47M
2
XLY icon
Consumer Discretionary Select Sector SPDR Fund
XLY
$1.44M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
$1.39M
4
IHF icon
iShares US Healthcare Providers ETF
IHF
$1.34M
5
FLC
Flaherty & Crumrine Total Return Fund
FLC
$1.07M

Top Sells

1
AMZN icon
Amazon
AMZN
$1.16M
2
EFA icon
iShares MSCI EAFE ETF
EFA
$1.07M
3
CLF icon
Cleveland-Cliffs
CLF
$689K
4
ENLC
ENLINK MIDSTREAM, LLC
ENLC
$585K
5
GCC icon
WisdomTree Enhanced Commodity Strategy Fund
GCC
$574K

Sector Composition

1 Technology 12.3%
2 Financials 6.58%
3 Industrials 4.94%
4 Consumer Discretionary 4.79%
5 Healthcare 3.62%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
YPF icon
301
YPF
YPF
$12.1B
$184K 0.05%
13,775
– –
BSE
302
DELISTED
BLACKROCK NEW YORK MUNICIPAL INCOME QUALITY TRUST
BSE
$178K 0.05%
+14,700
New +$178K
BGT icon
303
BlackRock Floating Rate Income Trust
BGT
$317M
$172K 0.04%
14,856
-10,638
-42% -$123K
BEST
304
DELISTED
BEST Inc. American Depositary Shares, each representing twenty (20) Class A Ordinary Shares
BEST
$172K 0.04%
2,091
+503
+32% +$41.4K
LUMN icon
305
Lumen
LUMN
$4.87B
$163K 0.04%
10,788
-1,739
-14% -$26.3K
VGM icon
306
Invesco Trust Investment Grade Municipals
VGM
$527M
$162K 0.04%
14,070
– –
FAM
307
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$146K 0.04%
15,612
-776
-5% -$7.26K
EVG
308
Eaton Vance Short Duration Diversified Income Fund
EVG
$153M
$145K 0.04%
11,655
-7,082
-38% -$88.1K
CHK
309
DELISTED
Chesapeake Energy Corporation
CHK
$144K 0.04%
344
+26
+8% +$10.9K
KG
310
Kestrel Group, Ltd.
KG
$200M
$142K 0.04%
4,298
+474
+12% +$15.7K
TRQ
311
DELISTED
Turquoise Hill Resources Ltd
TRQ
$130K 0.03%
7,876
– –
MSD
312
Morgan Stanley Emerging Markets Debt Fund
MSD
$152M
$118K 0.03%
14,325
-16,595
-54% -$137K
GASS icon
313
StealthGas
GASS
$276M
$115K 0.03%
41,600
-800
-2% -$2.21K
TEI
314
Templeton Emerging Markets Income Fund
TEI
$294M
$98K 0.03%
10,136
– –
LEO
315
BNY Mellon Strategic Municipals
LEO
$375M
$93K 0.02%
13,000
– –
PIM
316
Putnam Master Intermediate Income Trust
PIM
$163M
$79K 0.02%
18,500
-2,500
-12% -$10.7K
JMM icon
317
Nuveen Multi-Market Income Fund
JMM
$59.9M
$72K 0.02%
10,569
+65
+0.6% +$443
RBBN icon
318
Ribbon Communications
RBBN
$707M
$63K 0.02%
12,990
-2,500
-16% -$12.1K
ACB
319
Aurora Cannabis
ACB
$276M
$60K 0.02%
+100
New +$60K
PFX icon
320
PhenixFIN
PFX
$98M
$52K 0.01%
978
– –
SCU
321
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
$36K 0.01%
3,938
+333
+9% +$3.04K
UQM
322
DELISTED
UQM Technologies, Inc.
UQM
$35K 0.01%
41,288
– –
WPRT
323
Westport Fuel Systems
WPRT
$43.7M
$33K 0.01%
2,500
– –
RAD
324
DELISTED
Rite Aid Corporation
RAD
$27K 0.01%
+1,935
New +$27K
AMTX icon
325
Aemetis
AMTX
$151M
$19K ﹤0.01%
30,602
-2,750
-8% -$1.71K
11 12
13
14 15