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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+3.4%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$422M
AUM Growth
+$26.4M
Cap. Flow
+$13.2M
Cap. Flow %
3.12%
Top 10 Hldgs %
26.31%
Holding
375
New
33
Increased
113
Reduced
144
Closed
34

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$8.71M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$2.4M
3
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$2.18M
4
IAI icon
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
+$2.07M
5
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$2.05M

Top Sells

Rank Stock Value
1
USB icon
US Bancorp
USB
+$7.89M
2
HYLD
High Yield ETF
HYLD
+$1.56M
3
MZF
Managed Duration Inv Grd Muni Fd
MZF
+$1.3M
4
CRHM
CRH Medical Corporation
CRHM
+$938K
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$829K

Sector Composition

Rank Sector Weight
1 Technology 11.51%
2 Industrials 4.99%
3 Financials 4.67%
4 Consumer Discretionary 4.63%
5 Healthcare 3.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VXUS icon
276
Vanguard Total International Stock ETF
VXUS
$152B
$265K 0.06%
4,906
– –
SPE
277
Special Opportunities Fund
SPE
$144M
$261K 0.06%
18,182
– –
UFS
278
DELISTED
DOMTAR CORPORATION (New)
UFS
$261K 0.06%
+5,465
New +$253K
RDS.B
279
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$260K 0.06%
3,577
+364
+11% +$26.2K
TSI
280
TCW Strategic Income Fund
TSI
$215M
$257K 0.06%
46,765
– –
NVS icon
281
Novartis
NVS
$285B
$253K 0.06%
3,733
-21
-0.6% -$1.45K
SCHG icon
282
Schwab US Large-Cap Growth ETF
SCHG
$59.8B
$252K 0.06%
26,608
-760
-3% -$7.08K
UYG icon
283
ProShares Ultra Financials
UYG
$802M
$252K 0.06%
6,230
+329
+6% +$13.7K
SNLN
284
DELISTED
Highland/iBoxx Senior Loan ETF
SNLN
$251K 0.06%
13,875
– –
IWB icon
285
iShares Russell 1000 ETF
IWB
$47.9B
$248K 0.06%
1,631
– –
BHK icon
286
BlackRock Core Bond Trust
BHK
$654M
$246K 0.06%
19,294
– –
LUMN icon
287
Lumen
LUMN
$6.57B
$239K 0.06%
12,802
-96
-0.7% -$1.74K
RY icon
288
Royal Bank of Canada
RY
$292B
$239K 0.06%
3,178
-850
-21% -$65.1K
USMV icon
289
iShares MSCI USA Min Vol Factor ETF
USMV
$23.1B
$236K 0.06%
4,439
– –
EXPD icon
290
Expeditors International
EXPD
$23.2B
$234K 0.06%
3,202
-38
-1% -$2.66K
MMP
291
DELISTED
Magellan Midstream Partners, L.P.
MMP
$234K 0.06%
+3,388
New +$228K
MQY icon
292
BlackRock MuniYield Quality Fund
MQY
$829M
$233K 0.06%
16,650
– –
VTRS icon
293
Viatris
VTRS
$19.8B
$233K 0.06%
6,439
-82
-1% -$3.22K
FISV
294
Fiserv Inc
FISV
$27.6B
$229K 0.05%
3,087
-455
-13% -$33K
MDT icon
295
Medtronic
MDT
$107B
$229K 0.05%
2,673
-97
-4% -$8.1K
KMI icon
296
Kinder Morgan
KMI
$72.5B
$223K 0.05%
12,626
-295
-2% -$4.83K
TRQ
297
DELISTED
Turquoise Hill Resources Ltd
TRQ
$222K 0.05%
7,816
-236
-3% -$6.89K
NOC icon
298
Northrop Grumman
NOC
$74.4B
$220K 0.05%
716
-5
-0.7% -$1.65K
BX icon
299
Blackstone
BX
$151B
$216K 0.05%
+6,711
New +$214K
PAA icon
300
Plains All American Pipeline
PAA
$17.2B
$213K 0.05%
+9,007
New +$217K
10 11
12
13 14

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NWAM LLC's Q2 2018 Portfolio in Review

As of Q2 2018, NWAM LLC held 375 positions worth $422M, up 6.7% from $396M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

NWAM LLC deployed $13.2M of net new capital in Q2 2018, opening 33 new positions and adding to 113 existing holdings. Its largest new stake was First Trust Energy AlphaDEX Fund: 134,598 shares worth $2.28M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 9.5% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was iShares TIPS Bond ETF, an estimated $642K trimmed.

  • NWAM LLC's largest Q2 2018 buy was First Trust Energy AlphaDEX Fund: 134,598 shares worth $2.28M.
  • NWAM LLC added most to Microsoft in Q2 2018, an estimated $8.71M increase.
  • NWAM LLC's biggest Q2 2018 reduction was iShares TIPS Bond ETF, cutting an estimated $642K.
  • NWAM LLC fully exited US Bancorp in Q2 2018, selling an estimated $7.89M.
  • NWAM LLC's ten largest holdings make up 26% of its $422M portfolio in Q2 2018.
  • NWAM LLC opened 33 new positions and closed 34 in Q2 2018.
  • NWAM LLC's portfolio value rose 6.7% quarter-over-quarter to $422M.

Based on NWAM LLC's 13F filing for Q2 2018, filed 16 Jul 2018.