NWAM LLC’s Highland/iBoxx Senior Loan ETF SNLN Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q1	–	Sell	-21,800	Closed	-$349K	–	543
2020 Q4	$349K	Sell	21,800 -2,675	-11%	-$42.4K	0.04%	322
2020 Q3	$385K	Sell	24,475 -4,000	-14%	-$63.7K	0.06%	185
2020 Q2	$448K	Hold	28,475	–	–	0.06%	261
2020 Q1	$441	Buy	28,475 +13,300	+88%	+$223K	0.01%	241
2019 Q4	$266K	Hold	15,175	–	–	0.05%	323
2019 Q3	$265K	Hold	15,175	–	–	0.05%	306
2019 Q2	$266K	Hold	15,175	–	–	0.05%	289
2019 Q1	$267K	Buy	15,175 +1,300	+9%	+$22.8K	0.06%	278
2018 Q4	$238K	Hold	13,875	–	–	0.06%	275
2018 Q3	$253K	Hold	13,875	–	–	0.06%	287
2018 Q2	$251K	Hold	13,875	–	–	0.06%	284
2018 Q1	$254K	Hold	13,875	–	–	0.06%	271
2017 Q4	$252K	Sell	13,875 -2,850	-17%	-$52K	0.06%	255
2017 Q3	$306K	Buy	16,725 +700	+4%	+$12.9K	0.08%	232
2017 Q2	$295K	Sell	16,025 -14,050	-47%	-$260K	0.08%	228
2017 Q1	$558K	Buy	30,075 +2,675	+10%	+$49.9K	0.17%	134
2016 Q4	$514K	Buy	27,400 +2,700	+11%	+$50.3K	0.18%	134
2016 Q3	$460K	Buy	24,700 +2,700	+12%	+$50.2K	0.17%	141
2016 Q2	$404K	Buy	+22,000	New	+$405K	0.16%	137