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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+3.4%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$422M
AUM Growth
+$26.4M
Cap. Flow
+$13.2M
Cap. Flow %
3.12%
Top 10 Hldgs %
26.31%
Holding
375
New
33
Increased
113
Reduced
144
Closed
34

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$8.71M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$2.4M
3
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$2.18M
4
IAI icon
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
+$2.07M
5
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$2.05M

Top Sells

Rank Stock Value
1
USB icon
US Bancorp
USB
+$7.89M
2
HYLD
High Yield ETF
HYLD
+$1.56M
3
MZF
Managed Duration Inv Grd Muni Fd
MZF
+$1.3M
4
CRHM
CRH Medical Corporation
CRHM
+$938K
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$829K

Sector Composition

Rank Sector Weight
1 Technology 11.51%
2 Industrials 4.99%
3 Financials 4.67%
4 Consumer Discretionary 4.63%
5 Healthcare 3.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHI
226
Calamos Convertible Opportunities and Income Fund
CHI
$1.02B
$360K 0.09%
30,537
-42
-0.1% -$484
WMT icon
227
Walmart Inc
WMT
$871B
$360K 0.09%
12,612
+5,424
+75% +$154K
CY
228
DELISTED
Cypress Semiconductor
CY
$360K 0.09%
23,113
+4,969
+27% +$81.9K
BGT icon
229
BlackRock Floating Rate Income Trust
BGT
$322M
$358K 0.08%
27,386
+100
+0.4% +$1.35K
RIG icon
230
Transocean
RIG
$5.92B
$355K 0.08%
26,413
+5,876
+29% +$72.3K
TWTR
231
DELISTED
Twitter, Inc.
TWTR
$353K 0.08%
8,093
-90
-1% -$3.16K
PTY icon
232
PIMCO Corporate & Income Opportunity Fund
PTY
$2.48B
$351K 0.08%
20,050
– –
CHK
233
DELISTED
Chesapeake Energy Corporation
CHK
$351K 0.08%
335
+9
+3% +$6.97K
KG
234
Kestrel Group
KG
$71.3M
$348K 0.08%
2,246
-968
-30% -$152K
FTV icon
235
Fortive
FTV
$19B
$347K 0.08%
7,133
– –
BWP
236
DELISTED
Boardwalk Pipeline Partners
BWP
$347K 0.08%
+29,890
New +$316K
SCZ icon
237
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
$346K 0.08%
5,515
+764
+16% +$50K
CELG
238
DELISTED
Celgene Corp
CELG
$346K 0.08%
4,354
+188
+5% +$15.6K
DIA icon
239
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$344K 0.08%
1,417
+106
+8% +$26K
BA icon
240
CALL
Boeing
BA
$165B
$343K 0.08%
+10
New +$3.44K
PARA
241
DELISTED
Paramount Global Class B
PARA
$343K 0.08%
+6,103
New +$319K
BEST
242
DELISTED
BEST Inc. American Depositary Shares, each representing twenty (20) Class A Ordinary Shares
BEST
$343K 0.08%
1,403
+72
+5% +$16.5K
NZF icon
243
Nuveen Municipal Credit Income Fund
NZF
$2.4B
$342K 0.08%
23,868
– –
SLB icon
244
SLB Ltd
SLB
$77.8B
$341K 0.08%
5,085
-668
-12% -$45.9K
EQNR icon
245
Equinor
EQNR
$95.9B
$337K 0.08%
12,762
-463
-4% -$12K
EVG
246
Eaton Vance Short Duration Diversified Income Fund
EVG
$142M
$335K 0.08%
25,724
+115
+0.4% +$1.53K
COP icon
247
ConocoPhillips
COP
$147B
$331K 0.08%
4,752
-230
-5% -$15.3K
RTN
248
DELISTED
Raytheon Company
RTN
$327K 0.08%
1,691
-37
-2% -$7.77K
PCI
249
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$325K 0.08%
13,770
+2,409
+21% +$55.9K
WY icon
250
Weyerhaeuser
WY
$17.3B
$322K 0.08%
8,819
-631
-7% -$23.1K
8 9
10
11 12

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MYAM
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LBC
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C
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CAM
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SC
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BGM
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NWAM LLC's Q2 2018 Portfolio in Review

As of Q2 2018, NWAM LLC held 375 positions worth $422M, up 6.7% from $396M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

NWAM LLC deployed $13.2M of net new capital in Q2 2018, opening 33 new positions and adding to 113 existing holdings. Its largest new stake was First Trust Energy AlphaDEX Fund: 134,598 shares worth $2.28M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 9.5% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was iShares TIPS Bond ETF, an estimated $642K trimmed.

  • NWAM LLC's largest Q2 2018 buy was First Trust Energy AlphaDEX Fund: 134,598 shares worth $2.28M.
  • NWAM LLC added most to Microsoft in Q2 2018, an estimated $8.71M increase.
  • NWAM LLC's biggest Q2 2018 reduction was iShares TIPS Bond ETF, cutting an estimated $642K.
  • NWAM LLC fully exited US Bancorp in Q2 2018, selling an estimated $7.89M.
  • NWAM LLC's ten largest holdings make up 26% of its $422M portfolio in Q2 2018.
  • NWAM LLC opened 33 new positions and closed 34 in Q2 2018.
  • NWAM LLC's portfolio value rose 6.7% quarter-over-quarter to $422M.

Based on NWAM LLC's 13F filing for Q2 2018, filed 16 Jul 2018.