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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.48%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$88.3M
Cap. Flow
-$37.1M
Cap. Flow %
-1.97%
Top 10 Hldgs %
44.75%
Holding
2,065
New
131
Increased
428
Reduced
514
Closed
302

Top Buys

1
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$34.1M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$14.1M
3
ARMR
Armor US Equity Index ETF
ARMR
+$8.94M
4
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$6.02M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$3.57M

Top Sells

1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$33.6M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$11.4M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.7M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$6.92M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$5.08M

Sector Composition

1 Technology 7.87%
2 Financials 5.3%
3 Healthcare 2.68%
4 Consumer Discretionary 2.41%
5 Consumer Staples 1.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLGN icon
1901
Silgan Holdings
SLGN
$4.98B
– –
-43
Closed -$1K
SLM icon
1902
SLM Corp
SLM
$4.78B
– –
-1,249
Closed -$21K
SLP icon
1903
Simulations Plus
SLP
$369M
– –
-19
Closed –
SLYV icon
1904
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.92B
$0 ﹤0.01%
1
– –
SMMV icon
1905
iShares MSCI USA Small-Cap Min Vol Factor ETF
SMMV
$291M
$0 ﹤0.01%
25
+15
+150% +$574
SMPL icon
1906
Simply Good Foods
SMPL
$981M
– –
-56
Closed -$1K
SONN
1907
DELISTED
Sonnet BioTherapeutics
SONN
– –
0
– –
SPB icon
1908
Spectrum Brands
SPB
$2.02B
– –
-144
Closed -$13K
SPOK icon
1909
Spok Holdings
SPOK
$222M
– –
-138
Closed -$1K
SPSC icon
1910
SPS Commerce
SPSC
$2.41B
– –
-15
Closed -$2K
SPTN
1911
DELISTED
SpartanNash
SPTN
– –
-87
Closed -$1K
SPXX icon
1912
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$334M
– –
-1,988
Closed -$33K
SQM icon
1913
Sociedad Química y Minera de Chile
SQM
$19.9B
– –
-71
Closed -$3K
SRV
1914
NXG Cushing Midstream Energy Fund
SRV
$222M
$0 ﹤0.01%
28
– –
SSO icon
1915
ProShares Ultra S&P500
SSO
$7.89B
$0 ﹤0.01%
16
– –
SSTK icon
1916
Shutterstock
SSTK
$273M
– –
-23
Closed -$2.67K
ST icon
1917
Sensata Technologies
ST
$6.56B
– –
-406
Closed -$22K
STLD icon
1918
Steel Dynamics
STLD
$34B
$0 ﹤0.01%
1
– –
STRA icon
1919
Strategic Education
STRA
$1.74B
– –
-18
Closed -$1K
SUI icon
1920
Sun Communities
SUI
$15B
– –
-50
Closed -$9K
SUPN icon
1921
Supernus Pharmaceuticals
SUPN
$2.8B
– –
-56
Closed -$1K
TBI
1922
Trueblue
TBI
$257M
– –
-82
Closed -$2.32K
TDY icon
1923
Teledyne Technologies
TDY
$29.5B
$0 ﹤0.01%
+2
New +$870
TEF
1924
DELISTED
Telefonica
TEF
– –
-51
Closed –
TER icon
1925
Teradyne
TER
$50.7B
– –
-2
Closed –
75 76
77
78 79

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6M
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RFA
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CCT
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CC
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RM
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Carroll Financial Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Carroll Financial Associates held 2,065 positions worth $1.88B, up 4.9% from $1.79B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q4 2021 filing shows 131 new, 428 increased, 514 reduced and 302 closed positions. Its largest new stake was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M. The largest sale was Janus Henderson Short Duration Income ETF, an estimated $33.6M.

By sector, the portfolio is most concentrated in Technology at 7.9% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q4 2021 buy was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M.
  • Carroll Financial Associates added most to iShares 0-5 Year TIPS Bond ETF in Q4 2021, an estimated $14.1M increase.
  • Carroll Financial Associates's biggest Q4 2021 reduction was Janus Henderson Short Duration Income ETF, cutting an estimated $33.6M.
  • Carroll Financial Associates fully exited John Hancock Multifactor Large Cap ETF in Q4 2021, selling an estimated $2.3M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.88B portfolio in Q4 2021.
  • Carroll Financial Associates opened 131 new positions and closed 302 in Q4 2021.
  • Carroll Financial Associates's portfolio value rose 4.9% quarter-over-quarter to $1.88B.

Based on Carroll Financial Associates's 13F filing for Q4 2021, filed 6 Jan 2022.