We are live on
!
Find out more
CFA
Carroll Financial Associates Portfolio holdings
AUM
$1.88B
1-Year Est. Return
20.52%
This Fund
S&P 500
This Quarter
Est. Return
+5.33%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$480M
AUM Growth
+$29.3M
(+6.5%)
Cap. Flow
+$33.2M
Cap. Flow
% of AUM
6.9%
Top 10 Holdings %
Top 10 Hldgs %
43.82%
Holding
1,246
New
78
Increased
268
Reduced
227
Closed
63
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco FTSE RAFI US 1000 ETF
PRF
|
+$13.4M |
| 2 |
Global X MLP & Energy Infrastructure ETF
MLPX
|
+$12.4M |
| 3 |
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
|
+$5.78M |
| 4 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$4.38M |
| 5 |
GPT
Gramercy Property Trust
GPT
|
+$3.09M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
|
+$4.88M |
| 2 |
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
|
+$3.95M |
| 3 |
HTS
HATTERAS FINANCIAL CORP
HTS
|
+$2.22M |
| 4 |
SE
Spectra Energy Corp Wi
SE
|
+$1.92M |
| 5 |
CSG
CHAMBERS STR PPTYS COM
CSG
|
+$1.58M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.29% |
| 2 | Technology | 7.22% |
| 3 | Energy | 5.11% |
| 4 | Consumer Staples | 4.93% |
| 5 | Healthcare | 4.86% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
1
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
| $69.2M | 14.41% |
1,655,300
+105,209
| +7% | +$4.38M |
|
|
2
Invesco FTSE RAFI US 1000 ETF
PRF
$9.73B
| $54.3M | 11.3% |
3,126,665
+761,735
| +32% | +$13.4M |
|
3
ExxonMobil
XOM
$651B
| $13.9M | 2.9% |
178,569
+2,913
| +2% | +$233K |
|
4
Microsoft
MSFT
$2.84T
| $12.9M | 2.68% |
232,366
-5,984
| -3% | -$315K |
|
5
GE Aerospace
GE
$367B
| $11M | 2.3% |
73,951
+2,365
| +3% | +$336K |
|
6
Apple
AAPL
$4.89T
| $10.9M | 2.26% |
412,576
-1,816
| -0.4% | -$51.9K |
|
|
7
Global X MLP & Energy Infrastructure ETF
MLPX
$3.68B
| $10.8M | 2.24% |
+309,063
| New | +$12.4M |
|
8
State Street SPDR S&P 500 ETF Trust
SPY
$778B
| $9.28M | 1.93% |
45,497
-659
| -1% | -$135K |
|
9
Berkshire Hathaway Class B
BRK.B
$1.07T
| $9.19M | 1.91% |
69,602
-1,629
| -2% | -$219K |
|
10
Johnson & Johnson
JNJ
$635B
| $9.03M | 1.88% |
87,905
-666
| -0.8% | -$67K |
|
11
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.13B
| $8.76M | 1.82% |
322,408
+62,104
| +24% | +$1.71M |
|
12
Invesco S&P 500 Downside Hedged ETF
PHDG
$73.2M
| $8.39M | 1.75% |
340,132
-47,995
| -12% | -$1.19M |
|
13
Vanguard Dividend Appreciation ETF
VIG
$111B
| $7.83M | 1.63% |
100,759
+1,444
| +1% | +$113K |
|
|
PSTB
14
DELISTED
Park Sterling Corp.
PSTB
| $6.89M | 1.43% |
941,359
+23,155
| +3% | +$171K |
|
15
DuPont de Nemours
DD
$18.6B
| $6.87M | 1.43% |
52,721
-2,121
| -4% | -$272K |
|
16
JPMorgan Chase
JPM
$939B
| $5.89M | 1.23% |
89,177
-4,010
| -4% | -$261K |
|
|
17
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
$227M
| $5.8M | 1.21% |
+236,241
| New | +$5.78M |
|
18
Truist Financial
TFC
$63.2B
| $5.59M | 1.16% |
147,863
+5,547
| +4% | +$209K |
|
19
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
$764M
| $5.29M | 1.1% |
204,694
-1,230
| -0.6% | -$32.4K |
|
20
Duke Energy
DUK
$102B
| $5.16M | 1.07% |
72,245
+1,354
| +2% | +$95.2K |
|
|
BNY
21
Bank of New York Mellon
BNY
$108B
| $4.77M | 0.99% |
115,834
-3,484
| -3% | -$146K |
|
22
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
| $4.65M | 0.97% |
63,470
+11,170
| +21% | +$811K |
|
23
Coca-Cola
KO
$354B
| $4.49M | 0.94% |
104,618
-183
| -0.2% | -$7.77K |
|
|
SE
24
DELISTED
Spectra Energy Corp Wi
SE
| $4.42M | 0.92% |
184,763
-72,318
| -28% | -$1.92M |
|
25
iShares Global 100 ETF
IOO
$8.56B
| $4.34M | 0.9% |
119,298
+862
| +0.7% | +$32K |
|
Similar funds
TU
NFG
6M
RFA
CCT
C
CC
RM
Carroll Financial Associates's Q4 2015 Portfolio in Review
As of Q4 2015, Carroll Financial Associates held 1,246 positions worth $480M, up 6.5% from $451M the previous quarter. Its ten largest holdings account for 44% of the portfolio.
Carroll Financial Associates deployed $33.2M of net new capital in Q4 2015, opening 78 new positions and adding to 268 existing holdings. Its largest new stake was Global X MLP & Energy Infrastructure ETF: 309,063 shares worth $10.8M.
By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Energy.
On the sell side, the largest reduction was JP Morgan Alerian MLP Index ETN 5/24/24, an estimated $4.88M trimmed.
- Carroll Financial Associates's largest Q4 2015 buy was Global X MLP & Energy Infrastructure ETF: 309,063 shares worth $10.8M.
- Carroll Financial Associates added most to Invesco FTSE RAFI US 1000 ETF in Q4 2015, an estimated $13.4M increase.
- Carroll Financial Associates's biggest Q4 2015 reduction was JP Morgan Alerian MLP Index ETN 5/24/24, cutting an estimated $4.88M.
- Carroll Financial Associates fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $1.58M.
- Carroll Financial Associates's ten largest holdings make up 44% of its $480M portfolio in Q4 2015.
- Carroll Financial Associates opened 78 new positions and closed 63 in Q4 2015.
- Carroll Financial Associates's portfolio value rose 6.5% quarter-over-quarter to $480M.
Based on Carroll Financial Associates's 13F filing for Q4 2015, filed 12 Jan 2016.