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CFA
Carroll Financial Associates Portfolio holdings
AUM
$1.88B
1-Year Est. Return
20.52%
This Fund
S&P 500
This Quarter
Est. Return
+7.86%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$945M
AUM Growth
+$7.99M
(+0.85%)
Cap. Flow
-$46.8M
Cap. Flow
% of AUM
-4.95%
Top 10 Holdings %
Top 10 Hldgs %
50.8%
Holding
1,410
New
76
Increased
353
Reduced
179
Closed
32
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
|
+$3.03M |
| 2 |
KLDW
Knowledge Leaders Developed World ETF
KLDW
|
+$2.43M |
| 3 |
Invesco FTSE RAFI Emerging Markets ETF
PXH
|
+$1.69M |
| 4 |
GRES
IQ ARB Global Resources
GRES
|
+$1.28M |
| 5 |
Truist Financial
TFC
|
+$558K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
|
+$24.8M |
| 2 |
SCIU
Global X Scientific Beta US ETF
SCIU
|
+$9.87M |
| 3 |
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
|
+$7.2M |
| 4 |
Invesco FTSE RAFI US 1000 ETF
PRF
|
+$3.49M |
| 5 |
Cohen & Steers REIT and Preferred and Income Fund
RNP
|
+$3.17M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.96% |
| 2 | Technology | 6.05% |
| 3 | Healthcare | 3.89% |
| 4 | Energy | 3.23% |
| 5 | Industrials | 2.33% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
1
Invesco FTSE RAFI US 1000 ETF
PRF
$9.73B
| $140M | 14.86% |
5,913,240
-148,875
| -2% | -$3.49M |
|
2
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
| $110M | 11.61% |
1,923,733
-39,478
| -2% | -$2.2M |
|
|
KLDW
3
DELISTED
Knowledge Leaders Developed World ETF
KLDW
| $80.6M | 8.53% |
2,309,817
+70,823
| +3% | +$2.43M |
|
4
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
| $29.9M | 3.16% |
251,001
-12,284
| -5% | -$1.41M |
|
|
5
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.6B
| $26.4M | 2.79% |
594,942
-573,624
| -49% | -$24.8M |
|
6
Apple
AAPL
$4.89T
| $22.7M | 2.4% |
402,256
-2,796
| -0.7% | -$146K |
|
7
Microsoft
MSFT
$2.84T
| $22.4M | 2.37% |
195,577
-4,012
| -2% | -$435K |
|
8
Vanguard Dividend Appreciation ETF
VIG
$111B
| $16.7M | 1.76% |
150,706
+906
| +0.6% | +$97.4K |
|
9
State Street SPDR S&P 500 ETF Trust
SPY
$778B
| $15.9M | 1.68% |
54,703
+33
| +0.1% | +$9.4K |
|
10
ExxonMobil
XOM
$651B
| $15.5M | 1.64% |
182,575
-17,512
| -9% | -$1.43M |
|
11
Berkshire Hathaway Class B
BRK.B
$1.07T
| $14.4M | 1.52% |
67,034
-1,395
| -2% | -$286K |
|
12
JPMorgan Diversified Return International Equity ETF
JPIN
$361M
| $12.3M | 1.31% |
211,327
+9,145
| +5% | +$529K |
|
13
Duke Energy
DUK
$102B
| $11.1M | 1.18% |
139,026
-2,856
| -2% | -$231K |
|
14
Schwab Fundamental US Large Company Index ETF
FNDX
$26.4B
| $10.5M | 1.11% |
792,693
+19,416
| +3% | +$252K |
|
15
iShares Core S&P 500 ETF
IVV
$876B
| $10.1M | 1.07% |
34,553
-105
| -0.3% | -$30.1K |
|
16
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.13B
| $9.51M | 1.01% |
293,914
-28,660
| -9% | -$914K |
|
17
Johnson & Johnson
JNJ
$635B
| $9.05M | 0.96% |
65,520
-5
| -0% | -$664 |
|
|
18
Truist Financial
TFC
$63.2B
| $8.95M | 0.95% |
184,474
+10,871
| +6% | +$558K |
|
19
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.45B
| $8.87M | 0.94% |
149,556
+6,866
| +5% | +$403K |
|
20
Pfizer
PFE
$140B
| $8.77M | 0.93% |
209,642
-18,621
| -8% | -$717K |
|
21
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.83B
| $8.07M | 0.85% |
186,552
-159
| -0.1% | -$6.86K |
|
22
JPMorgan Chase
JPM
$939B
| $7.87M | 0.83% |
69,719
-1,104
| -2% | -$125K |
|
|
USFR
23
DELISTED
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
| $7.54M | 0.8% |
300,721
+120,972
| +67% | +$3.03M |
|
24
Invesco S&P 500 Low Volatility ETF
SPLV
$7.2B
| $7.11M | 0.75% |
143,581
+2,295
| +2% | +$113K |
|
25
RTX Corp
RTX
$287B
| $6.39M | 0.68% |
72,627
-1,420
| -2% | -$119K |
|
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Carroll Financial Associates's Q3 2018 Portfolio in Review
As of Q3 2018, Carroll Financial Associates held 1,410 positions worth $945M, up 0.85% from $937M the previous quarter. Its ten largest holdings account for 51% of the portfolio.
Carroll Financial Associates withdrew a net $46.8M in Q3 2018, closing 32 positions and reducing 179 holdings. Its most notable exit was Cohen & Steers REIT and Preferred and Income Fund, an estimated $3.17M position sold in full.
By sector, the portfolio is most concentrated in Financials at 8% of assets, up from 7.8% a quarter earlier, followed by Technology and Healthcare.
Against the trend, Carroll Financial Associates opened a new position in Schwab Short-Term US Treasury ETF worth $239K.
- Carroll Financial Associates's largest Q3 2018 buy was Schwab Short-Term US Treasury ETF: 9,680 shares worth $239K.
- Carroll Financial Associates added most to WisdomTree Bloomberg Floating Rate Treasury Fund in Q3 2018, an estimated $3.03M increase.
- Carroll Financial Associates's biggest Q3 2018 reduction was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund, cutting an estimated $24.8M.
- Carroll Financial Associates fully exited Cohen & Steers REIT and Preferred and Income Fund in Q3 2018, selling an estimated $3.17M.
- Carroll Financial Associates's ten largest holdings make up 51% of its $945M portfolio in Q3 2018.
- Carroll Financial Associates opened 76 new positions and closed 32 in Q3 2018.
- Carroll Financial Associates's portfolio value rose 0.85% quarter-over-quarter to $945M.
Based on Carroll Financial Associates's 13F filing for Q3 2018, filed 30 Oct 2018.