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CFA
Carroll Financial Associates Portfolio holdings
AUM
$1.88B
1-Year Est. Return
20.52%
This Fund
S&P 500
This Quarter
Est. Return
-19.46%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
-$240M
(-19%)
Cap. Flow
+$34.9M
Cap. Flow
% of AUM
3.42%
Top 10 Holdings %
Top 10 Hldgs %
46.48%
Holding
1,808
New
113
Increased
330
Reduced
438
Closed
148
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$17.1M |
| 2 |
iShares Russell 1000 Growth ETF
IWF
|
+$10.9M |
| 3 |
Xtrackers USD High Yield Corporate Bond ETF
HYLB
|
+$9.05M |
| 4 |
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
|
+$7.06M |
| 5 |
Innovator US Equity Power Buffer ETF April
PAPR
|
+$6.87M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Global X Adaptive US Factor ETF
AUSF
|
+$35.1M |
| 2 |
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
|
+$10.6M |
| 3 |
Vanguard Short-Term Corporate Bond ETF
VCSH
|
+$7.22M |
| 4 |
Invesco FTSE RAFI US 1000 ETF
PRF
|
+$6.88M |
| 5 |
WisdomTree US MidCap Fund
EZM
|
+$6.27M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 6.86% |
| 2 | Financials | 5.77% |
| 3 | Healthcare | 3.19% |
| 4 | Consumer Staples | 2.35% |
| 5 | Utilities | 1.97% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
1
iShares MSCI USA Min Vol Factor ETF
USMV
$23.7B
| $109M | 10.67% |
2,011,746
+270,195
| +16% | +$17.1M |
|
|
2
Global X Adaptive US Factor ETF
AUSF
$915M
| $101M | 9.95% |
5,689,696
-1,475,821
| -21% | -$35.1M |
|
|
KLDW
3
DELISTED
Knowledge Leaders Developed World ETF
KLDW
| $67.3M | 6.61% |
2,334,106
+89,514
| +4% | +$3.01M |
|
|
4
Invesco FTSE RAFI US 1000 ETF
PRF
$9.82B
| $57.7M | 5.66% |
3,119,075
-296,430
| -9% | -$6.88M |
|
5
iShares MSCI USA Momentum Factor ETF
MTUM
$24.4B
| $30.5M | 2.99% |
286,027
+54,448
| +24% | +$6.73M |
|
6
Microsoft
MSFT
$2.92T
| $26.6M | 2.61% |
168,795
-3,984
| -2% | -$655K |
|
7
Apple
AAPL
$4.99T
| $26.4M | 2.59% |
414,792
+3,408
| +0.8% | +$251K |
|
8
Vanguard Dividend Appreciation ETF
VIG
$113B
| $21.7M | 2.13% |
209,772
+9,908
| +5% | +$1.18M |
|
9
State Street SPDR S&P 500 ETF Trust
SPY
$783B
| $16.8M | 1.65% |
65,326
+3,227
| +5% | +$984K |
|
10
Berkshire Hathaway Class B
BRK.B
$1.11T
| $16.5M | 1.62% |
90,065
+2,947
| +3% | +$626K |
|
11
iShares Core S&P 500 ETF
IVV
$871B
| $15.9M | 1.56% |
61,615
+11,219
| +22% | +$3.44M |
|
12
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.7B
| $15.8M | 1.55% |
406,633
+52,575
| +15% | +$2.39M |
|
13
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
$4.74B
| $15.5M | 1.52% |
595,108
+135,303
| +29% | +$4.15M |
|
14
ARK Innovation ETF
ARKK
$5.74B
| $14.9M | 1.46% |
338,490
+105,501
| +45% | +$5.38M |
|
15
ARK Genomic Revolution ETF
ARKG
$1.54B
| $14.8M | 1.45% |
471,676
+24,149
| +5% | +$807K |
|
|
16
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
| $13.2M | 1.3% |
167,370
-89,808
| -35% | -$7.22M |
|
|
17
iShares Russell 1000 Growth ETF
IWF
$119B
| $12.6M | 1.23% |
333,772
+252,348
| +310% | +$10.9M |
|
18
Duke Energy
DUK
$101B
| $12.4M | 1.22% |
153,599
+8,923
| +6% | +$820K |
|
|
19
Xtrackers USD High Yield Corporate Bond ETF
HYLB
$3.51B
| $8.26M | 0.81% |
+234,206
| New | +$9.05M |
|
20
Johnson & Johnson
JNJ
$643B
| $7.87M | 0.77% |
60,000
-924
| -2% | -$131K |
|
21
Invesco S&P 500 Equal Weight ETF
RSP
$98.2B
| $6.66M | 0.65% |
79,277
-1,673
| -2% | -$178K |
|
22
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.9B
| $6.54M | 0.64% |
423,592
+47,337
| +13% | +$933K |
|
|
23
Innovator US Equity Power Buffer ETF April
PAPR
$949M
| $6.53M | 0.64% |
+270,099
| New | +$6.87M |
|
24
Truist Financial
TFC
$64.7B
| $6.52M | 0.64% |
211,374
+33,691
| +19% | +$1.59M |
|
25
iShares Core S&P Mid-Cap ETF
IJH
$123B
| $6.37M | 0.63% |
221,565
-4,395
| -2% | -$163K |
|
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Carroll Financial Associates's Q1 2020 Portfolio in Review
As of Q1 2020, Carroll Financial Associates held 1,808 positions worth $1.02B, down 19% from $1.26B the previous quarter. Its ten largest holdings account for 46% of the portfolio.
Carroll Financial Associates deployed $34.9M of net new capital in Q1 2020, opening 113 new positions and adding to 330 existing holdings. Its largest new stake was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.
By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.3% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Global X Adaptive US Factor ETF, an estimated $35.1M trimmed.
- Carroll Financial Associates's largest Q1 2020 buy was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.
- Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q1 2020, an estimated $17.1M increase.
- Carroll Financial Associates's biggest Q1 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $35.1M.
- Carroll Financial Associates fully exited State Street SPDR S&P 400 Mid Cap Value ETF in Q1 2020, selling an estimated $2.52M.
- Carroll Financial Associates's ten largest holdings make up 46% of its $1.02B portfolio in Q1 2020.
- Carroll Financial Associates opened 113 new positions and closed 148 in Q1 2020.
- Carroll Financial Associates's portfolio value fell 19% quarter-over-quarter to $1.02B.
Based on Carroll Financial Associates's 13F filing for Q1 2020, filed 10 Apr 2020.