We are live on
!
Find out more
CFA
Carroll Financial Associates Portfolio holdings
AUM
$1.88B
1-Year Est. Return
20.52%
This Fund
S&P 500
This Quarter
Est. Return
+3.24%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$1.15B
AUM Growth
+$81.1M
(+7.6%)
Cap. Flow
+$48.1M
Cap. Flow
% of AUM
4.19%
Top 10 Holdings %
Top 10 Hldgs %
48.81%
Holding
1,814
New
287
Increased
511
Reduced
261
Closed
62
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 3-7 Year Treasury Bond ETF
IEI
|
+$20.5M |
| 2 |
Global X Adaptive US Factor ETF
AUSF
|
+$16.4M |
| 3 |
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
|
+$11M |
| 4 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$7.76M |
| 5 |
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
|
+$7.05M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
|
+$22.5M |
| 2 |
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
|
+$22.2M |
| 3 |
Invesco FTSE RAFI US 1000 ETF
PRF
|
+$13.2M |
| 4 |
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
|
+$4.72M |
| 5 |
JPMorgan Diversified Return International Equity ETF
JPIN
|
+$4.59M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 6.75% |
| 2 | Technology | 5.61% |
| 3 | Healthcare | 3.09% |
| 4 | Energy | 2.58% |
| 5 | Consumer Staples | 2.25% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
1
Global X Adaptive US Factor ETF
AUSF
$888M
| $146M | 12.71% |
5,902,100
+669,834
| +13% | +$16.4M |
|
2
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
| $114M | 9.91% |
1,842,880
+46,219
| +3% | +$2.77M |
|
|
3
Invesco FTSE RAFI US 1000 ETF
PRF
$9.73B
| $90.4M | 7.87% |
3,874,965
-574,400
| -13% | -$13.2M |
|
|
KLDW
4
DELISTED
Knowledge Leaders Developed World ETF
KLDW
| $73.4M | 6.4% |
2,201,588
+609
| +0% | +$20K |
|
5
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
| $26.7M | 2.33% |
225,514
-2,162
| -0.9% | -$248K |
|
6
Microsoft
MSFT
$2.84T
| $25.7M | 2.24% |
191,682
-303
| -0.2% | -$38.5K |
|
7
Vanguard Dividend Appreciation ETF
VIG
$111B
| $22.8M | 1.99% |
198,403
+33,527
| +20% | +$3.76M |
|
|
8
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
| $22M | 1.92% |
175,147
+165,452
| +1,707% | +$20.5M |
|
9
Apple
AAPL
$4.89T
| $21.1M | 1.83% |
425,656
+8,232
| +2% | +$401K |
|
10
Berkshire Hathaway Class B
BRK.B
$1.07T
| $18.5M | 1.61% |
86,686
+16,770
| +24% | +$3.47M |
|
11
State Street SPDR S&P 500 ETF Trust
SPY
$778B
| $18M | 1.57% |
61,463
+865
| +1% | +$249K |
|
12
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.6B
| $16.3M | 1.42% |
373,447
+15,559
| +4% | +$674K |
|
13
iShares Core S&P 500 ETF
IVV
$876B
| $14.3M | 1.24% |
48,378
+4,315
| +10% | +$1.25M |
|
14
ExxonMobil
XOM
$651B
| $14.2M | 1.24% |
185,417
+2,503
| +1% | +$194K |
|
15
Duke Energy
DUK
$102B
| $12.6M | 1.1% |
142,486
+3,927
| +3% | +$347K |
|
16
ARK Genomic Revolution ETF
ARKG
$1.51B
| $12.1M | 1.06% |
352,218
+2,560
| +0.7% | +$82.1K |
|
17
ARK Innovation ETF
ARKK
$5.89B
| $11.8M | 1.02% |
245,042
+8,512
| +4% | +$387K |
|
|
18
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.07B
| $11.1M | 0.96% |
+368,957
| New | +$11M |
|
|
19
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
$4.69B
| $10.3M | 0.89% |
345,316
+241,707
| +233% | +$7.05M |
|
20
iShares Core S&P Mid-Cap ETF
IJH
$123B
| $9.45M | 0.82% |
243,255
+83,575
| +52% | +$3.2M |
|
21
Truist Financial
TFC
$63.2B
| $8.75M | 0.76% |
178,033
-1,325
| -0.7% | -$64.9K |
|
22
Johnson & Johnson
JNJ
$635B
| $8.71M | 0.76% |
62,506
+1,953
| +3% | +$270K |
|
23
Pfizer
PFE
$140B
| $8.68M | 0.76% |
211,231
+326
| +0.2% | +$12.9K |
|
|
USFR
24
DELISTED
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
| $8.65M | 0.75% |
345,098
-3,500
| -1% | -$87.7K |
|
|
25
Invesco S&P 500 Equal Weight ETF
RSP
$96.1B
| $8.21M | 0.72% |
76,207
+73,255
| +2,482% | +$7.76M |
|
Similar funds
TU
NFG
6M
RFA
CCT
C
CC
RM
Carroll Financial Associates's Q2 2019 Portfolio in Review
As of Q2 2019, Carroll Financial Associates held 1,814 positions worth $1.15B, up 7.6% from $1.07B the previous quarter. Its ten largest holdings account for 49% of the portfolio.
Carroll Financial Associates deployed $48.1M of net new capital in Q2 2019, opening 287 new positions and adding to 511 existing holdings. Its largest new stake was State Street SPDR Portfolio Short Term Treasury ETF: 368,957 shares worth $11.1M.
By sector, the portfolio is most concentrated in Financials at 6.8% of assets, up from 6.2% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was State Street SPDR Portfolio S&P 400 Mid Cap ETF, an estimated $22.5M trimmed.
- Carroll Financial Associates's largest Q2 2019 buy was State Street SPDR Portfolio Short Term Treasury ETF: 368,957 shares worth $11.1M.
- Carroll Financial Associates added most to iShares 3-7 Year Treasury Bond ETF in Q2 2019, an estimated $20.5M increase.
- Carroll Financial Associates's biggest Q2 2019 reduction was State Street SPDR Portfolio S&P 400 Mid Cap ETF, cutting an estimated $22.5M.
- Carroll Financial Associates fully exited DuPont de Nemours in Q2 2019, selling an estimated $4.07M.
- Carroll Financial Associates's ten largest holdings make up 49% of its $1.15B portfolio in Q2 2019.
- Carroll Financial Associates opened 287 new positions and closed 62 in Q2 2019.
- Carroll Financial Associates's portfolio value rose 7.6% quarter-over-quarter to $1.15B.
Based on Carroll Financial Associates's 13F filing for Q2 2019, filed 8 Jul 2019.