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CFA
Carroll Financial Associates Portfolio holdings
AUM
$1.88B
1-Year Est. Return
20.52%
This Fund
S&P 500
This Quarter
Est. Return
+5.11%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$785M
AUM Growth
+$84M
(+12%)
Cap. Flow
+$49.7M
Cap. Flow
% of AUM
6.33%
Top 10 Holdings %
Top 10 Hldgs %
45.22%
Holding
1,307
New
75
Increased
251
Reduced
238
Closed
52
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Enbridge
ENB
|
+$5.57M |
| 2 |
Invesco FTSE RAFI US 1000 ETF
PRF
|
+$5.52M |
| 3 |
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
|
+$5.48M |
| 4 |
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
|
+$4.65M |
| 5 |
American Express
AXP
|
+$3.41M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
|
+$5.59M |
| 2 |
SE
Spectra Energy Corp Wi
SE
|
+$3.64M |
| 3 |
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
|
+$1.34M |
| 4 |
VIIX
VelocityShares VIX Short Term ETN
VIIX
|
+$779K |
| 5 |
Live Oak Bancshares
LOB
|
+$752K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 9.12% |
| 2 | Technology | 5.75% |
| 3 | Energy | 4.37% |
| 4 | Healthcare | 4.06% |
| 5 | Industrials | 3.29% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
1
Invesco FTSE RAFI US 1000 ETF
PRF
$9.73B
| $111M | 14.11% |
5,402,625
+270,620
| +5% | +$5.52M |
|
2
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
| $81.8M | 10.42% |
1,713,925
+6,416
| +0.4% | +$300K |
|
|
KLDW
3
DELISTED
Knowledge Leaders Developed World ETF
KLDW
| $31.8M | 4.05% |
1,108,498
+21,238
| +2% | +$591K |
|
4
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
| $28.6M | 3.65% |
346,182
+34,554
| +11% | +$2.77M |
|
5
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.13B
| $20.4M | 2.6% |
688,707
+100,100
| +17% | +$2.89M |
|
|
6
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.6B
| $18.8M | 2.4% |
530,569
+133,745
| +34% | +$4.65M |
|
7
ExxonMobil
XOM
$651B
| $18.6M | 2.37% |
226,368
+23,608
| +12% | +$1.97M |
|
8
Apple
AAPL
$4.89T
| $16.4M | 2.08% |
455,456
+84
| +0% | +$2.77K |
|
9
Microsoft
MSFT
$2.84T
| $15M | 1.91% |
227,428
-1,884
| -0.8% | -$121K |
|
10
State Street SPDR S&P 500 ETF Trust
SPY
$778B
| $12.9M | 1.64% |
54,758
+3,153
| +6% | +$733K |
|
|
SCIU
11
DELISTED
Global X Scientific Beta US ETF
SCIU
| $12.6M | 1.6% |
452,405
+31,679
| +8% | +$866K |
|
12
GE Aerospace
GE
$367B
| $12M | 1.53% |
83,924
-523
| -0.6% | -$75.7K |
|
13
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15.2B
| $11.7M | 1.48% |
249,099
-190
| -0.1% | -$8.76K |
|
14
Berkshire Hathaway Class B
BRK.B
$1.07T
| $11.6M | 1.48% |
69,841
-494
| -0.7% | -$82.6K |
|
15
Vanguard Dividend Appreciation ETF
VIG
$111B
| $11.6M | 1.48% |
129,352
+7,186
| +6% | +$637K |
|
16
Johnson & Johnson
JNJ
$635B
| $10.9M | 1.39% |
87,716
-3,093
| -3% | -$369K |
|
17
Global X MLP & Energy Infrastructure ETF
MLPX
$3.68B
| $10.8M | 1.38% |
244,085
-5,692
| -2% | -$253K |
|
18
Duke Energy
DUK
$102B
| $10.4M | 1.33% |
127,256
+35,741
| +39% | +$2.84M |
|
19
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.83B
| $9.25M | 1.18% |
230,650
+72,855
| +46% | +$2.86M |
|
20
DuPont de Nemours
DD
$18.6B
| $8.07M | 1.03% |
50,154
-292
| -0.6% | -$45.3K |
|
|
PSTB
21
DELISTED
Park Sterling Corp.
PSTB
| $7.73M | 0.99% |
628,214
-37,206
| -6% | -$432K |
|
22
JPMorgan Chase
JPM
$939B
| $7.56M | 0.96% |
86,101
-826
| -1% | -$72.9K |
|
|
23
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.45B
| $7.29M | 0.93% |
136,171
+105,897
| +350% | +$5.48M |
|
24
Truist Financial
TFC
$63.2B
| $7.23M | 0.92% |
161,793
-1,728
| -1% | -$80.7K |
|
25
iShares Core S&P 500 ETF
IVV
$876B
| $7.16M | 0.91% |
30,182
+3,728
| +14% | +$872K |
|
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Carroll Financial Associates's Q1 2017 Portfolio in Review
As of Q1 2017, Carroll Financial Associates held 1,307 positions worth $785M, up 12% from $701M the previous quarter. Its ten largest holdings account for 45% of the portfolio.
Carroll Financial Associates deployed $49.7M of net new capital in Q1 2017, opening 75 new positions and adding to 251 existing holdings. Its largest new stake was Enbridge: 131,920 shares worth $5.52M.
By sector, the portfolio is most concentrated in Financials at 9.1% of assets, down from 9.5% a quarter earlier, followed by Technology and Energy.
On the sell side, the largest reduction was iShares Currency Hedged MSCI EAFE Small-Cap ETF, an estimated $5.59M trimmed.
- Carroll Financial Associates's largest Q1 2017 buy was Enbridge: 131,920 shares worth $5.52M.
- Carroll Financial Associates added most to Invesco FTSE RAFI US 1000 ETF in Q1 2017, an estimated $5.52M increase.
- Carroll Financial Associates's biggest Q1 2017 reduction was iShares Currency Hedged MSCI EAFE Small-Cap ETF, cutting an estimated $5.59M.
- Carroll Financial Associates fully exited Spectra Energy Corp Wi in Q1 2017, selling an estimated $3.64M.
- Carroll Financial Associates's ten largest holdings make up 45% of its $785M portfolio in Q1 2017.
- Carroll Financial Associates opened 75 new positions and closed 52 in Q1 2017.
- Carroll Financial Associates's portfolio value rose 12% quarter-over-quarter to $785M.
Based on Carroll Financial Associates's 13F filing for Q1 2017, filed 11 Apr 2017.