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CFA
Carroll Financial Associates Portfolio holdings
AUM
$1.88B
1-Year Est. Return
20.52%
This Fund
S&P 500
This Quarter
Est. Return
+2.16%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$265M
AUM Growth
+$61.2M
(+30%)
Cap. Flow
-$1.15M
Cap. Flow
% of AUM
-0.43%
Top 10 Holdings %
Top 10 Hldgs %
39.72%
Holding
975
New
167
Increased
121
Reduced
109
Closed
40
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
CSG
CHAMBERS STR PPTYS COM
CSG
|
+$1.5M |
| 2 |
HTS
HATTERAS FINANCIAL CORP
HTS
|
+$1.46M |
| 3 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$1.44M |
| 4 |
iShares MSCI USA Momentum Factor ETF
MTUM
|
+$1.06M |
| 5 |
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
|
+$1.05M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
OAK
OAKTREE CAPITAL GROUP, LLC
OAK
|
+$4.74M |
| 2 |
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
|
+$3.12M |
| 3 |
ExxonMobil
XOM
|
+$1.8M |
| 4 |
HNR
Harvest Natural Resources
HNR
|
+$1.62M |
| 5 |
Hormel Foods
HRL
|
+$1.26M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 13.74% |
| 2 | Technology | 10.07% |
| 3 | Energy | 9.61% |
| 4 | Healthcare | 7.12% |
| 5 | Industrials | 4.95% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
1
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
| $19.1M | 7.19% |
573,968
+43,042
| +8% | +$1.44M |
|
2
Invesco FTSE RAFI US 1000 ETF
PRF
$9.73B
| $13.8M | 5.22% |
917,125
+65,070
| +8% | +$982K |
|
|
3
ExxonMobil
XOM
$651B
| $13.3M | 5.03% |
154,954
-19,949
| -11% | -$1.8M |
|
4
Johnson & Johnson
JNJ
$635B
| $10.4M | 3.92% |
119,889
-13,397
| -10% | -$1.2M |
|
|
HTS
5
DELISTED
HATTERAS FINANCIAL CORP
HTS
| $9.45M | 3.56% |
505,079
+72,691
| +17% | +$1.46M |
|
|
AMJ
6
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
| $9.3M | 3.51% |
208,533
-67,847
| -25% | -$3.12M |
|
7
Microsoft
MSFT
$2.84T
| $8.62M | 3.25% |
258,919
-8,614
| -3% | -$283K |
|
8
Berkshire Hathaway Class B
BRK.B
$1.07T
| $7.9M | 2.98% |
69,617
-3,426
| -5% | -$395K |
|
9
Apple
AAPL
$4.89T
| $6.76M | 2.55% |
396,872
-840
| -0.2% | -$13.9K |
|
10
State Street SPDR S&P 500 ETF Trust
SPY
$778B
| $6.71M | 2.53% |
39,941
-345
| -0.9% | -$57.8K |
|
11
GE Aerospace
GE
$367B
| $6.63M | 2.5% |
57,919
+8
| +0% | +$917 |
|
|
SE
12
DELISTED
Spectra Energy Corp Wi
SE
| $5.52M | 2.08% |
161,378
+15,048
| +10% | +$520K |
|
13
JPMorgan Chase
JPM
$939B
| $5.48M | 2.07% |
106,015
-275
| -0.3% | -$14.8K |
|
14
DuPont de Nemours
DD
$18.6B
| $5.08M | 1.91% |
52,241
-9,279
| -15% | -$864K |
|
15
Vanguard Dividend Appreciation ETF
VIG
$111B
| $3.72M | 1.4% |
53,489
+5,906
| +12% | +$409K |
|
16
Pfizer
PFE
$140B
| $3.35M | 1.26% |
122,962
-3,997
| -3% | -$109K |
|
|
17
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.83B
| $3.23M | 1.22% |
77,863
+26,283
| +51% | +$1.05M |
|
18
Duke Energy
DUK
$102B
| $3.22M | 1.21% |
48,276
-1,250
| -3% | -$85.3K |
|
19
Applied Materials
AMAT
$426B
| $2.83M | 1.07% |
161,470
-10,150
| -6% | -$162K |
|
|
PSTB
20
DELISTED
Park Sterling Corp.
PSTB
| $2.77M | 1.04% |
431,640
-67,512
| -14% | -$420K |
|
|
21
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
| $2.75M | 1.04% |
51,010
+19,700
| +63% | +$1.06M |
|
22
Lowe's Companies
LOW
$116B
| $2.55M | 0.96% |
53,556
-15,712
| -23% | -$713K |
|
23
Truist Financial
TFC
$63.2B
| $2.5M | 0.94% |
74,026
+5
| +0% | +$175 |
|
24
Bank of America Depository Shares Series E
BAC.PRE
$1.52B
| $2.32M | 0.87% |
112,607
+5,900
| +6% | +$130K |
|
|
MLPI
25
DELISTED
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
| $2.23M | 0.84% |
57,450
-4,450
| -7% | -$172K |
|
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Carroll Financial Associates's Q3 2013 Portfolio in Review
As of Q3 2013, Carroll Financial Associates held 975 positions worth $265M, up 30% from $204M the previous quarter. Its ten largest holdings account for 40% of the portfolio.
Carroll Financial Associates's Q3 2013 filing shows 167 new, 121 increased, 109 reduced and 40 closed positions. Its largest new stake was Rio Tinto: 19,299 shares worth $941K. The largest sale was OAKTREE CAPITAL GROUP, LLC, an estimated $4.74M.
By sector, the portfolio is most concentrated in Financials at 14% of assets, down from 17% a quarter earlier, followed by Technology and Energy.
- Carroll Financial Associates's largest Q3 2013 buy was Rio Tinto: 19,299 shares worth $941K.
- Carroll Financial Associates added most to CHAMBERS STR PPTYS COM in Q3 2013, an estimated $1.5M increase.
- Carroll Financial Associates's biggest Q3 2013 reduction was OAKTREE CAPITAL GROUP, LLC, cutting an estimated $4.74M.
- Carroll Financial Associates fully exited Hormel Foods in Q3 2013, selling an estimated $1.26M.
- Carroll Financial Associates's ten largest holdings make up 40% of its $265M portfolio in Q3 2013.
- Carroll Financial Associates opened 167 new positions and closed 40 in Q3 2013.
- Carroll Financial Associates's portfolio value rose 30% quarter-over-quarter to $265M.
Based on Carroll Financial Associates's 13F filing for Q3 2013, filed 14 Nov 2013.