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CFA
Carroll Financial Associates Portfolio holdings
AUM
$1.88B
1-Year Est. Return
20.52%
This Fund
S&P 500
This Quarter
Est. Return
+0.3%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$228M
AUM Growth
+$70.8M
(+45%)
Cap. Flow
+$70.3M
Cap. Flow
% of AUM
30.91%
Top 10 Holdings %
Top 10 Hldgs %
44.75%
Holding
909
New
144
Increased
232
Reduced
67
Closed
44
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$11.8M |
| 2 |
Invesco FTSE RAFI US 1000 ETF
PRF
|
+$9.56M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$9.44M |
| 4 |
iShares Global 100 ETF
IOO
|
+$4.36M |
| 5 |
ExxonMobil
XOM
|
+$3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
|
+$1.52M |
| 2 |
State Street
STT
|
+$258K |
| 3 |
Nucor
NUE
|
+$244K |
| 4 |
Unilever
UL
|
+$206K |
| 5 |
State Street SPDR EURO STOXX 50 ETF
FEZ
|
+$170K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.97% |
| 2 | Technology | 7.61% |
| 3 | Energy | 6.07% |
| 4 | Healthcare | 5.37% |
| 5 | Industrials | 5.15% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
1
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
| $28.6M | 12.55% |
692,281
+286,506
| +71% | +$11.8M |
|
|
2
Invesco FTSE RAFI US 1000 ETF
PRF
$9.73B
| $24.4M | 10.71% |
1,335,060
+524,175
| +65% | +$9.56M |
|
|
3
State Street SPDR S&P 500 ETF Trust
SPY
$778B
| $9.64M | 4.24% |
46,699
+45,733
| +4,734% | +$9.44M |
|
|
4
ExxonMobil
XOM
$651B
| $7.13M | 3.13% |
83,873
+33,865
| +68% | +$3M |
|
5
Vanguard Dividend Appreciation ETF
VIG
$111B
| $7.06M | 3.1% |
87,705
+15,970
| +22% | +$1.3M |
|
6
Apple
AAPL
$4.89T
| $6.14M | 2.7% |
197,264
+31,168
| +19% | +$941K |
|
7
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
| $5.53M | 2.43% |
78,710
-38
| -0% | -$2.65K |
|
|
8
iShares Global 100 ETF
IOO
$8.56B
| $4.82M | 2.12% |
125,400
+113,564
| +959% | +$4.36M |
|
9
Berkshire Hathaway Class B
BRK.B
$1.07T
| $4.52M | 1.99% |
31,304
+5,411
| +21% | +$796K |
|
10
Johnson & Johnson
JNJ
$635B
| $4.08M | 1.79% |
40,508
+6,431
| +19% | +$654K |
|
11
Microsoft
MSFT
$2.84T
| $4.03M | 1.77% |
99,163
+16,686
| +20% | +$726K |
|
12
GE Aerospace
GE
$367B
| $3.93M | 1.73% |
33,068
+9,607
| +41% | +$1.14M |
|
|
BBRC
13
DELISTED
Columbia Beyond BRICs ETF
BBRC
| $2.78M | 1.22% |
139,719
+75,761
| +118% | +$1.48M |
|
14
Duke Energy
DUK
$102B
| $2.76M | 1.21% |
35,982
+19,032
| +112% | +$1.54M |
|
15
JPMorgan Chase
JPM
$939B
| $2.49M | 1.09% |
41,098
+4,650
| +13% | +$275K |
|
|
SE
16
DELISTED
Spectra Energy Corp Wi
SE
| $2.48M | 1.09% |
68,711
+17,195
| +33% | +$602K |
|
17
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
$764M
| $2.47M | 1.09% |
84,846
+28,806
| +51% | +$804K |
|
18
iShares Core S&P 500 ETF
IVV
$876B
| $2.39M | 1.05% |
11,510
-766
| -6% | -$159K |
|
19
Coca-Cola
KO
$354B
| $2.28M | 1% |
56,280
+3,915
| +7% | +$164K |
|
20
Pfizer
PFE
$140B
| $2.18M | 0.96% |
66,085
+25,670
| +64% | +$816K |
|
21
DuPont de Nemours
DD
$18.6B
| $2.09M | 0.92% |
17,181
+410
| +2% | +$48.7K |
|
22
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
| $2.04M | 0.9% |
25,452
+5,204
| +26% | +$416K |
|
23
Procter & Gamble
PG
$343B
| $1.93M | 0.85% |
23,568
+6,585
| +39% | +$566K |
|
24
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.45B
| $1.87M | 0.82% |
31,749
+26,252
| +478% | +$1.52M |
|
|
BNY
25
Bank of New York Mellon
BNY
$108B
| $1.84M | 0.81% |
45,670
+21,322
| +88% | +$830K |
|
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Carroll Financial Associates's Q1 2015 Portfolio in Review
As of Q1 2015, Carroll Financial Associates held 909 positions worth $228M, up 45% from $157M the previous quarter. Its ten largest holdings account for 45% of the portfolio.
Carroll Financial Associates deployed $70.3M of net new capital in Q1 2015, opening 144 new positions and adding to 232 existing holdings. Its largest new stake was Xtrackers MSCI EAFE Hedged Equity ETF: 51,710 shares worth $1.55M.
By sector, the portfolio is most concentrated in Financials at 8% of assets, down from 8.5% a quarter earlier, followed by Technology and Energy.
On the sell side, the largest reduction was Invesco FTSE RAFI Developed Markets ex-US ETF, an estimated $1.52M trimmed.
- Carroll Financial Associates's largest Q1 2015 buy was Xtrackers MSCI EAFE Hedged Equity ETF: 51,710 shares worth $1.55M.
- Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q1 2015, an estimated $11.8M increase.
- Carroll Financial Associates's biggest Q1 2015 reduction was Invesco FTSE RAFI Developed Markets ex-US ETF, cutting an estimated $1.52M.
- Carroll Financial Associates fully exited State Street in Q1 2015, selling an estimated $258K.
- Carroll Financial Associates's ten largest holdings make up 45% of its $228M portfolio in Q1 2015.
- Carroll Financial Associates opened 144 new positions and closed 44 in Q1 2015.
- Carroll Financial Associates's portfolio value rose 45% quarter-over-quarter to $228M.
Based on Carroll Financial Associates's 13F filing for Q1 2015, filed 23 Apr 2015.