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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.11%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$937M
AUM Growth
+$26.5M
Cap. Flow
+$9.81M
Cap. Flow %
1.05%
Top 10 Hldgs %
51.05%
Holding
1,388
New
56
Increased
294
Reduced
206
Closed
54

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$3.29M
2
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.51M
3
RNP icon
Cohen & Steers REIT and Preferred and Income Fund
RNP
+$2.12M
4
ARKK icon
ARK Innovation ETF
ARKK
+$2M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.88M

Top Sells

Rank Stock Value
1
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$5.43M
2
BNY
Bank of New York Mellon
BNY
+$882K
3
BBDC icon
Barings BDC
BBDC
+$666K
4
HDEF icon
Xtrackers MSCI EAFE High Dividend Yield Equity ETF
HDEF
+$629K
5
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$582K

Sector Composition

Rank Sector Weight
1 Financials 7.82%
2 Technology 5.44%
3 Healthcare 3.4%
4 Energy 3.39%
5 Industrials 2.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PRF icon
1
Invesco FTSE RAFI US 1000 ETF
PRF
$9.73B
$137M 14.56%
6,062,115
+64,890
+1% +$1.46M
USMV icon
2
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
$104M 11.13%
1,963,211
+35,745
+2% +$1.88M
KLDW
3
DELISTED
Knowledge Leaders Developed World ETF
KLDW
$75.8M 8.09%
2,238,994
+95,457
+4% +$3.29M
DGRW icon
4
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.6B
$47.9M 5.11%
1,168,566
+43,151
+4% +$1.77M
MTUM icon
5
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
$28.9M 3.08%
263,285
+16,972
+7% +$1.86M
MSFT icon
6
Microsoft
MSFT
$2.84T
$19.7M 2.1%
199,589
-4,745
-2% -$460K
AAPL icon
7
Apple
AAPL
$4.89T
$18.7M 2%
405,052
-10,236
-2% -$464K
XOM icon
8
ExxonMobil
XOM
$651B
$16.6M 1.77%
200,087
-6,726
-3% -$536K
VIG icon
9
Vanguard Dividend Appreciation ETF
VIG
$111B
$15.2M 1.62%
149,800
+3,890
+3% +$397K
SPY icon
10
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$14.8M 1.58%
54,670
-251
-0.5% -$67.8K
BRK.B icon
11
Berkshire Hathaway Class B
BRK.B
$1.07T
$12.8M 1.36%
68,429
+710
+1% +$138K
JPIN icon
12
JPMorgan Diversified Return International Equity ETF
JPIN
$361M
$11.6M 1.24%
202,182
+10,736
+6% +$643K
SCIU
13
DELISTED
Global X Scientific Beta US ETF
SCIU
$11.3M 1.21%
359,112
-15,553
-4% -$488K
DUK icon
14
Duke Energy
DUK
$102B
$11.2M 1.2%
141,882
-3,861
-3% -$297K
DBEF icon
15
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.13B
$10.1M 1.08%
322,574
-170,353
-35% -$5.43M
FNDX icon
16
Schwab Fundamental US Large Company Index ETF
FNDX
$26.4B
$9.62M 1.03%
773,277
+41,952
+6% +$522K
GSLC icon
17
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15.2B
$9.56M 1.02%
174,623
-2,733
-2% -$149K
IVV icon
18
iShares Core S&P 500 ETF
IVV
$876B
$9.46M 1.01%
34,658
+1,396
+4% +$380K
TFC icon
19
Truist Financial
TFC
$63.2B
$8.76M 0.93%
173,603
-958
-0.5% -$50.9K
EEMV icon
20
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.45B
$8.25M 0.88%
142,690
-2,693
-2% -$164K
PXF icon
21
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.83B
$8.03M 0.86%
186,711
-6,470
-3% -$292K
JNJ icon
22
Johnson & Johnson
JNJ
$635B
$7.95M 0.85%
65,525
-3,164
-5% -$395K
PFE icon
23
Pfizer
PFE
$140B
$7.86M 0.84%
228,263
-8,625
-4% -$295K
JPM icon
24
JPMorgan Chase
JPM
$939B
$7.38M 0.79%
70,823
-700
-1% -$76.8K
SPLV icon
25
Invesco S&P 500 Low Volatility ETF
SPLV
$7.2B
$6.7M 0.71%
141,286
+5,832
+4% +$274K
1
2 3 4 5

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NFG
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6M
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RFA
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CCT
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CC
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RM
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Carroll Financial Associates's Q2 2018 Portfolio in Review

As of Q2 2018, Carroll Financial Associates held 1,388 positions worth $937M, up 2.9% from $911M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Carroll Financial Associates's Q2 2018 filing shows 56 new, 294 increased, 206 reduced and 54 closed positions. Its largest new stake was Global X SuperDividend ETF: 1,587 shares worth $99K. The largest sale was Xtrackers MSCI EAFE Hedged Equity ETF, an estimated $5.43M.

By sector, the portfolio is most concentrated in Financials at 7.8% of assets, down from 8.4% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q2 2018 buy was Global X SuperDividend ETF: 1,587 shares worth $99K.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q2 2018, an estimated $3.29M increase.
  • Carroll Financial Associates's biggest Q2 2018 reduction was Xtrackers MSCI EAFE Hedged Equity ETF, cutting an estimated $5.43M.
  • Carroll Financial Associates fully exited Monsanto Co in Q2 2018, selling an estimated $536K.
  • Carroll Financial Associates's ten largest holdings make up 51% of its $937M portfolio in Q2 2018.
  • Carroll Financial Associates opened 56 new positions and closed 54 in Q2 2018.
  • Carroll Financial Associates's portfolio value rose 2.9% quarter-over-quarter to $937M.

Based on Carroll Financial Associates's 13F filing for Q2 2018, filed 19 Jul 2018.