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CFA
Carroll Financial Associates Portfolio holdings
AUM
$1.88B
1-Year Est. Return
20.52%
This Fund
S&P 500
This Quarter
Est. Return
+3.88%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$701M
AUM Growth
+$34.8M
(+5.2%)
Cap. Flow
+$12.6M
Cap. Flow
% of AUM
1.79%
Top 10 Holdings %
Top 10 Hldgs %
45.65%
Holding
1,296
New
50
Increased
228
Reduced
255
Closed
65
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
|
+$5.71M |
| 2 |
Invesco FTSE RAFI US 1000 ETF
PRF
|
+$4.33M |
| 3 |
KLDW
Knowledge Leaders Developed World ETF
KLDW
|
+$4M |
| 4 |
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
|
+$3.71M |
| 5 |
iShares Core S&P 500 ETF
IVV
|
+$1.58M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
PSTB
Park Sterling Corp.
PSTB
|
+$2.87M |
| 2 |
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
|
+$2.52M |
| 3 |
PNY
PIEDMONT NATURAL GAS CO INC(NC
PNY
|
+$2.34M |
| 4 |
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
|
+$1.12M |
| 5 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$842K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 9.48% |
| 2 | Technology | 5.84% |
| 3 | Energy | 4.14% |
| 4 | Healthcare | 3.95% |
| 5 | Industrials | 3.63% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
1
Invesco FTSE RAFI US 1000 ETF
PRF
$9.73B
| $102M | 14.58% |
5,132,005
+225,640
| +5% | +$4.33M |
|
|
2
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
| $77.2M | 11.02% |
1,707,509
-18,860
| -1% | -$842K |
|
|
KLDW
3
DELISTED
Knowledge Leaders Developed World ETF
KLDW
| $28.7M | 4.09% |
1,087,260
+150,057
| +16% | +$4M |
|
4
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
| $23.6M | 3.37% |
311,628
+2,900
| +0.9% | +$220K |
|
5
ExxonMobil
XOM
$651B
| $18.3M | 2.61% |
202,760
+967
| +0.5% | +$84.5K |
|
|
6
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.13B
| $16.5M | 2.36% |
588,607
+137,358
| +30% | +$3.71M |
|
7
Microsoft
MSFT
$2.84T
| $14.2M | 2.03% |
229,312
-6,102
| -3% | -$367K |
|
|
8
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.6B
| $13.2M | 1.88% |
396,824
+175,585
| +79% | +$5.71M |
|
9
Apple
AAPL
$4.89T
| $13.2M | 1.88% |
455,372
-21,372
| -4% | -$606K |
|
10
GE Aerospace
GE
$367B
| $12.8M | 1.82% |
84,447
-331
| -0.4% | -$48.1K |
|
11
State Street SPDR S&P 500 ETF Trust
SPY
$778B
| $11.5M | 1.65% |
51,605
+2,551
| +5% | +$557K |
|
12
Berkshire Hathaway Class B
BRK.B
$1.07T
| $11.5M | 1.64% |
70,335
-626
| -0.9% | -$96.4K |
|
13
Global X MLP & Energy Infrastructure ETF
MLPX
$3.68B
| $11.1M | 1.59% |
249,777
-5,283
| -2% | -$233K |
|
|
SCIU
14
DELISTED
Global X Scientific Beta US ETF
SCIU
| $11.1M | 1.58% |
420,726
+33,098
| +9% | +$863K |
|
|
15
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15.2B
| $11.1M | 1.58% |
249,289
-25,551
| -9% | -$1.12M |
|
16
Johnson & Johnson
JNJ
$635B
| $10.5M | 1.49% |
90,809
-1,318
| -1% | -$152K |
|
17
Vanguard Dividend Appreciation ETF
VIG
$111B
| $10.4M | 1.48% |
122,166
+3,203
| +3% | +$269K |
|
18
Truist Financial
TFC
$63.2B
| $7.69M | 1.1% |
163,521
+374
| +0.2% | +$15.9K |
|
19
JPMorgan Chase
JPM
$939B
| $7.5M | 1.07% |
86,927
-1,028
| -1% | -$78.4K |
|
20
DuPont de Nemours
DD
$18.6B
| $7.31M | 1.04% |
50,446
-92
| -0.2% | -$12.8K |
|
|
PSTB
21
DELISTED
Park Sterling Corp.
PSTB
| $7.18M | 1.02% |
665,420
-307,805
| -32% | -$2.87M |
|
22
Duke Energy
DUK
$102B
| $7.1M | 1.01% |
91,515
+4,751
| +5% | +$364K |
|
|
23
iShares Core S&P 500 ETF
IVV
$876B
| $5.95M | 0.85% |
26,454
+7,201
| +37% | +$1.58M |
|
24
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.83B
| $5.92M | 0.85% |
157,795
+20,021
| +15% | +$739K |
|
25
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
$227M
| $5.65M | 0.81% |
221,246
-9,051
| -4% | -$226K |
|
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Carroll Financial Associates's Q4 2016 Portfolio in Review
As of Q4 2016, Carroll Financial Associates held 1,296 positions worth $701M, up 5.2% from $666M the previous quarter. Its ten largest holdings account for 46% of the portfolio.
Carroll Financial Associates's Q4 2016 filing shows 50 new, 228 increased, 255 reduced and 65 closed positions. Its largest new stake was VelocityShares VIX Short Term ETN: 3,616 shares worth $779K. The largest sale was Park Sterling Corp., an estimated $2.87M.
By sector, the portfolio is most concentrated in Financials at 9.5% of assets, up from 8.9% a quarter earlier, followed by Technology and Energy.
- Carroll Financial Associates's largest Q4 2016 buy was VelocityShares VIX Short Term ETN: 3,616 shares worth $779K.
- Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q4 2016, an estimated $5.71M increase.
- Carroll Financial Associates's biggest Q4 2016 reduction was Park Sterling Corp., cutting an estimated $2.87M.
- Carroll Financial Associates fully exited PIEDMONT NATURAL GAS CO INC(NC in Q4 2016, selling an estimated $2.34M.
- Carroll Financial Associates's ten largest holdings make up 46% of its $701M portfolio in Q4 2016.
- Carroll Financial Associates opened 50 new positions and closed 65 in Q4 2016.
- Carroll Financial Associates's portfolio value rose 5.2% quarter-over-quarter to $701M.
Based on Carroll Financial Associates's 13F filing for Q4 2016, filed 11 Jan 2017.